0001140361-17-007402.txt : 20170214
0001140361-17-007402.hdr.sgml : 20170214
20170214170338
ACCESSION NUMBER: 0001140361-17-007402
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 17610100
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001009258
XXXXXXXX
12-31-2016
12-31-2016
DEERFIELD MANAGEMENT CO
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-05366
N
James E. Flynn
Managing Member
212-551-1600
James E. Flynn
New York
NY
02-14-2017
1
102
2430286
false
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
form13fInfoTable.xml
AAC HLDGS INC
COM
000307108
14302
1975347
SH
DFND
1975347
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
10178
375000
SH
DFND
375000
0
0
ACURA PHARMACEUTICALS INC
COM PAR
00509L802
786
1025641
SH
DFND
1025641
0
0
ADEPTUS HEALTH INC
CL A
006855100
12231
1600861
SH
DFND
1600861
0
0
ADVANCED ACCELERATOR APPLIC
SPONSORED ADS
00790T100
5620
210000
SH
DFND
210000
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
69600
1838829
SH
DFND
1838829
0
0
AETNA INC NEW
COM
00817Y108
30010
242000
SH
DFND
242000
0
0
AGILE THERAPEUTICS INC
COM
00847L100
2269
398000
SH
DFND
398000
0
0
AKARI THERAPEUTICS PLC
SPONSORED ADR
00972G108
8101
1150700
SH
DFND
1150700
0
0
ALIMERA SCIENCES INC
COM
016259103
6348
5878015
SH
DFND
5878015
0
0
ANTHEM INC
COM
036752103
45719
318000
SH
DFND
318000
0
0
ARALEZ PHARMACEUTICALS INC
COM
03852X100
7253
1644583
SH
DFND
1644583
0
0
ARDELYX INC
COM
039697107
5306
373643
SH
DFND
373643
0
0
ARRAY BIOPHARMA INC
COM
04269X105
14504
1650000
SH
DFND
1650000
0
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
62545
45000000
PRN
DFND
45000000
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
21252
1050000
SH
DFND
1050000
0
0
AUDENTES THERAPEUTICS INC
COM
05070R104
25645
1403653
SH
DFND
1403653
0
0
AVEXIS INC
COM
05366U100
106758
2236701
SH
DFND
2236701
0
0
AXOGEN INC
COM
05463X106
16544
1838225
SH
DFND
1838225
0
0
AXOVANT SCIENCES LTD
COM
G0750W104
7055
568005
SH
DFND
568005
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
20495
3237734
SH
DFND
3237734
0
0
BIOSCRIP INC
COM
09069N108
2050
1971228
SH
DFND
1971228
0
0
BLUEBIRD BIO INC
COM
09609G100
18635
302027
SH
DFND
302027
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
51680
1842415
SH
DFND
1842415
0
0
CAS MED SYS INC
COM PAR $0.004
124769209
5152
3200000
SH
DFND
3200000
0
0
CATABASIS PHARMACEUTICALS IN
COM
14875P107
2465
682940
SH
DFND
682940
0
0
CELLDEX THERAPEUTICS INC NEW
COM
15117B103
2241
632944
SH
DFND
632944
0
0
CENTENE CORP DEL
COM
15135B101
34112
603643
SH
DFND
603643
0
0
CLOVIS ONCOLOGY INC
NOTE 2.500% 9/1
189464AB6
16979
16500000
PRN
DFND
16500000
0
0
CYTOMX THERAPEUTICS INC
COM
23284F105
10368
943433
SH
DFND
943433
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
61240
1743229
SH
DFND
1743229
0
0
EDITAS MEDICINE INC
COM
28106W103
27744
1709400
SH
DFND
1709400
0
0
EHEALTH INC
COM
28238P109
28122
2640609
SH
DFND
2640609
0
0
ENDOLOGIX INC
NOTE 2.250%12/1
29266SAA4
46140
51117000
PRN
DFND
51117000
0
0
ENDOLOGIX INC
NOTE 3.250%11/0
29266SAB2
35425
40500000
PRN
DFND
40500000
0
0
EPIZYME INC
COM
29428V104
19373
1601049
SH
DFND
1601049
0
0
ESSA PHARMA INC
COM
29668H104
4646
2121601
SH
DFND
2121601
0
0
EXACT SCIENCES CORP
COM
30063P105
6680
500000
SH
DFND
500000
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
6915
138000
SH
DFND
138000
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
42316
4072809
SH
DFND
4072809
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
19228
27715000
PRN
DFND
27715000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
13685
1232844
SH
DFND
1232844
0
0
GALAPAGOS NV
SPON ADR
36315X101
27160
423112
SH
DFND
423112
0
0
GENOCEA BIOSCIENCES INC
COM
372427104
2831
687257
SH
DFND
687257
0
0
GLAUKOS CORP
COM
377322102
13488
393228
SH
DFND
393228
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
2477
171428
SH
DFND
171428
0
0
GLOBUS MED INC
CL A
379577208
25703
1036000
SH
DFND
1036000
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
103725
928192
SH
DFND
928192
0
0
HEALTHWAYS INC
COM
422245100
1729
76000
SH
DFND
76000
0
0
HEALTHWAYS INC
NOTE 1.500% 7/0
422245AB6
32381
25000000
PRN
DFND
25000000
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
78342
82600000
PRN
DFND
82600000
0
0
HORIZON PHARMA PLC
SHS
G4617B105
144924
8956988
SH
DFND
8956988
0
0
HUMANA INC
COM
444859102
40398
198000
SH
DFND
198000
0
0
INVUITY INC
COM NEW
46187J205
9720
1690498
SH
DFND
1690498
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
10240
214095
SH
DFND
214095
0
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000%11/1
464337AJ3
33802
33186000
PRN
DFND
33186000
0
0
KEMPHARM INC
COM
488445107
3199
1084443
SH
DFND
1084443
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
7568
1291531
SH
DFND
1291531
0
0
KITE PHARMA INC
COM
49803L109
13358
297902
SH
DFND
297902
0
0
LANNET INC
COM
516012101
44266
2007551
SH
DFND
2007551
0
0
LOXO ONCOLOGY INC
COM
548862101
8061
251000
SH
DFND
251000
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
20277
407000
SH
DFND
407000
0
0
MOLINA HEALTHCARE INC
DBCV 1.625% 8/1
60855RAD2
28480
25000000
PRN
DFND
25000000
0
0
MYLAN N V
SHS EURO
N59465109
67387
1766378
SH
DFND
1766378
0
0
MYLAN N V
SHS EURO
N59465109
17168
450000
SH
Call
DFND
450000
0
0
MYOKARDIA INC
COM
62857M105
5501
424800
SH
DFND
424800
0
0
MYOVANT SCIENCES LTD
COM
G637AM102
18619
1496675
SH
DFND
1496675
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
3100
139000
SH
DFND
139000
0
0
NEOS THERAPEUTICS INC
COM
64052L106
1341
229166
SH
DFND
229166
0
0
NEVRO CORP
COM
64157F103
54589
751298
SH
DFND
751298
0
0
NEVRO CORP
NOTE 1.750% 6/0
64157FAA1
29494
27600000
PRN
DFND
27600000
0
0
NIVALIS THERAPEUTICS INC
COM
65481J109
8361
3732412
SH
DFND
3732412
0
0
NOVELION THERAPEUTICS INC
COM NEW
67001K202
1435
170454
SH
DFND
170454
0
0
NXSTAGE MEDICAL INC
COM
67072V103
111607
4258196
SH
DFND
4258196
0
0
OCERA THERAPEUTICS INC
COM
67552A108
1203
572893
SH
DFND
572893
0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
7911
529197
SH
DFND
529197
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
1540
100000
SH
DFND
100000
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
104446
4654447
SH
DFND
4654447
0
0
PRONAI THERAPEUTICS INC
COM
74346L101
1738
1166619
SH
DFND
1166619
0
0
PROTEON THERAPEUTICS INC
COM
74371L109
2532
1332599
SH
DFND
1332599
0
0
PROTEOSTASIS THERAPEUTICS IN
COM
74373B109
2280
186000
SH
DFND
186000
0
0
PSIVIDA CORP
COM
74440J101
2553
1492824
SH
DFND
1492824
0
0
RA PHARMACEUTICALS INC
COM
74933V108
4916
323630
SH
DFND
323630
0
0
RECRO PHARMA INC
COM
75629F109
16725
2075000
SH
DFND
2075000
0
0
SANGAMO BIOSCIENCES INC
COM
800677106
2556
837963
SH
DFND
837963
0
0
SCYNEXIS INC
COM
811292101
3343
1048000
SH
DFND
1048000
0
0
SELECTA BIOSCIENCES INC
COM
816212104
14632
853205
SH
DFND
853205
0
0
SPARK THERAPEUTICS INC
COM
84652J103
14122
283000
SH
DFND
283000
0
0
STEADYMED LTD
SHS
M84920103
4567
1756370
SH
DFND
1756370
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
829
662971
SH
DFND
662971
0
0
SYROS PHARMACEUTICALS INC
COM
87184Q107
22043
1812778
SH
DFND
1812778
0
0
TESARO INC
COM
881569107
15089
112200
SH
DFND
112200
0
0
THRESHOLD PHARMACEUTICAL INC
COM NEW
885807206
971
2202160
SH
DFND
2202160
0
0
TRINITY BIOTECH INVT LTD
NOTE 4.000% 4/0
89643QAB4
40401
48000000
PRN
DFND
48000000
0
0
UNIVERSAL AMERN CORP NEW
COM
91338E101
37552
3774090
SH
DFND
3774090
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
54624
3424676
SH
DFND
3424676
0
0
VOYAGER THERAPEUTICS INC
COM
92915B106
2998
235294
SH
DFND
235294
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
29459
355957
SH
DFND
355957
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
12346
472124
SH
DFND
472124
0
0
WRIGHT MED GROUP INC
NOTE 2.000% 2/1
98235TAE7
41818
40050000
PRN
DFND
40050000
0
0
XENCOR INC
COM
98401F105
53166
2020000
SH
DFND
2020000
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
15480
150000
SH
DFND
150000
0
0