0001140361-16-086449.txt : 20161114 0001140361-16-086449.hdr.sgml : 20161111 20161114162921 ACCESSION NUMBER: 0001140361-16-086449 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO CENTRAL INDEX KEY: 0001009258 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 161995158 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY DATE OF NAME CHANGE: 19981022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001009258 XXXXXXXX 09-30-2016 09-30-2016 DEERFIELD MANAGEMENT CO
780 THIRD AVENUE, 37TH FLOOR NEW YORK NY 10017
13F HOLDINGS REPORT 028-05366 N
James E. Flynn Managing Member 212-551-1600 James E. Flynn New York NY 11-14-2016 1 90 2150133 false 1 0001353362 028-11827 Flynn Management LLC
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3.000% 6/0 04269XAA3 53278 45000000 PRN DFND 01 45000000 0 0 AUDENTES THERAPEUTICS INC COM 05070R104 24999 1403653 SH DFND 01 1403653 0 0 AVEXIS INC COM 05366U100 92174 2236701 SH DFND 01 2236701 0 0 AXOGEN INC COM 05463X106 17094 1893030 SH DFND 01 1893030 0 0 AXOVANT SCIENCES LTD COM G0750W104 7952 568005 SH DFND 01 568005 0 0 BIOCRYST PHARMACEUTICALS COM 09058V103 19412 4401846 SH DFND 01 4401846 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1277 13800 SH DFND 01 13800 0 0 BIOSCRIP INC COM 09069N108 5697 1971228 SH DFND 01 1971228 0 0 BLUEBIRD BIO INC COM 09609G100 15183 224000 SH DFND 01 224000 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 6403 215586 SH DFND 01 215586 0 0 CAS MED SYS INC COM PAR $0.004 124769209 5532 3200000 SH DFND 01 3200000 0 0 CATABASIS PHARMACEUTICALS IN COM 14875P107 4210 683375 SH DFND 01 683375 0 0 CLOVIS ONCOLOGY INC COM 189464100 288 8000 SH DFND 01 8000 0 0 CYTOMX THERAPEUTICS INC COM 23284F105 14793 943433 SH DFND 01 943433 0 0 DBV TECHNOLOGIES S A 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SHS EURO N59465109 54257 1423334 SH DFND 01 1423334 0 0 MYOKARDIA INC COM 62857M105 8167 499800 SH DFND 01 499800 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 4529 226691 SH DFND 01 226691 0 0 NEOS THERAPEUTICS INC COM 64052L106 1508 229166 SH DFND 01 229166 0 0 NEVRO CORP COM 64157F103 55990 536355 SH DFND 01 536355 0 0 NIVALIS THERAPEUTICS INC COM 65481J109 30345 3732412 SH DFND 01 3732412 0 0 NXSTAGE MEDICAL INC COM 67072V103 102438 4099175 SH DFND 01 4099175 0 0 OCERA THERAPEUTICS INC COM 67552A108 1512 572893 SH DFND 01 572893 0 0 OXFORD IMMUNOTEC GLOBAL PLC ORD SHS G6855A103 5835 464541 SH DFND 01 464541 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 1301 100000 SH DFND 01 100000 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 128078 5639727 SH DFND 01 5639727 0 0 PRONAI THERAPEUTICS INC COM 74346L101 2525 1387115 SH DFND 01 1387115 0 0 PROTEON THERAPEUTICS INC COM 74371L109 14652 1570467 SH DFND 01 1570467 0 0 PROTEOSTASIS THERAPEUTICS IN COM 74373B109 2900 186000 SH DFND 01 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