0001140361-16-086449.txt : 20161114
0001140361-16-086449.hdr.sgml : 20161111
20161114162921
ACCESSION NUMBER: 0001140361-16-086449
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 161995158
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001009258
XXXXXXXX
09-30-2016
09-30-2016
DEERFIELD MANAGEMENT CO
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-05366
N
James E. Flynn
Managing Member
212-551-1600
James E. Flynn
New York
NY
11-14-2016
1
90
2150133
false
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
form13fInfoTable.xml
AAC HLDGS INC
COM
000307108
38081
2189849
SH
DFND
01
2189849
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
2971
116000
SH
DFND
01
116000
0
0
ACORDA THERAPEUTICS INC
COM
00484M106
3373
161552
SH
DFND
01
161552
0
0
ACURA PHARMACEUTICALS INC
COM PAR
00509L802
1641
1025641
SH
DFND
01
1025641
0
0
ADEPTUS HEALTH INC
CL A
006855100
68917
1600861
SH
DFND
01
1600861
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
50527
1338829
SH
DFND
01
1338829
0
0
AETNA INC NEW
COM
00817Y108
42255
366000
SH
DFND
01
366000
0
0
AGILE THERAPEUTICS INC
COM
00847L100
1745
250000
SH
DFND
01
250000
0
0
AKARI THERAPEUTICS PLC
SPONSORED ADR
00972G108
9792
1150700
SH
DFND
01
1150700
0
0
ALIMERA SCIENCES INC
COM
016259103
8758
5878015
SH
DFND
01
5878015
0
0
ARALEZ PHARMACEUTICALS INC
COM
03852X100
7976
1644583
SH
DFND
01
1644583
0
0
ARDELYX INC
COM
039697107
8005
618643
SH
DFND
01
618643
0
0
ARRAY BIOPHARMA INC
COM
04269X105
11138
1650000
SH
DFND
01
1650000
0
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
53278
45000000
PRN
DFND
01
45000000
0
0
AUDENTES THERAPEUTICS INC
COM
05070R104
24999
1403653
SH
DFND
01
1403653
0
0
AVEXIS INC
COM
05366U100
92174
2236701
SH
DFND
01
2236701
0
0
AXOGEN INC
COM
05463X106
17094
1893030
SH
DFND
01
1893030
0
0
AXOVANT SCIENCES LTD
COM
G0750W104
7952
568005
SH
DFND
01
568005
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
19412
4401846
SH
DFND
01
4401846
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1277
13800
SH
DFND
01
13800
0
0
BIOSCRIP INC
COM
09069N108
5697
1971228
SH
DFND
01
1971228
0
0
BLUEBIRD BIO INC
COM
09609G100
15183
224000
SH
DFND
01
224000
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
6403
215586
SH
DFND
01
215586
0
0
CAS MED SYS INC
COM PAR $0.004
124769209
5532
3200000
SH
DFND
01
3200000
0
0
CATABASIS PHARMACEUTICALS IN
COM
14875P107
4210
683375
SH
DFND
01
683375
0
0
CLOVIS ONCOLOGY INC
COM
189464100
288
8000
SH
DFND
01
8000
0
0
CYTOMX THERAPEUTICS INC
COM
23284F105
14793
943433
SH
DFND
01
943433
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
63332
1743229
SH
DFND
01
1743229
0
0
DAVITA INC
COM
23918K108
23125
350000
SH
DFND
01
350000
0
0
EDITAS MEDICINE INC
COM
28106W103
23043
1709400
SH
DFND
01
1709400
0
0
EHEALTH INC
COM
28238P109
29601
2640609
SH
DFND
01
2640609
0
0
ENDOLOGIX INC
NOTE 2.250%12/1
29266SAA4
39231
40941000
PRN
DFND
01
40941000
0
0
EPIZYME INC
COM
29428V104
2865
291179
SH
DFND
01
291179
0
0
ESSA PHARMA INC
COM
29668H104
5834
2121601
SH
DFND
01
2121601
0
0
EXACT SCIENCES CORP
COM
30063P105
6642
357680
SH
DFND
01
357680
0
0
EXELIXIS INC
COM
30161Q104
3158
246907
SH
DFND
01
246907
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
16324
311000
SH
DFND
01
311000
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
50503
4072809
SH
DFND
01
4072809
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
17021
27715000
PRN
DFND
01
27715000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
12103
1307058
SH
DFND
01
1307058
0
0
GALAPAGOS NV
SPON ADR
36315X101
27358
423112
SH
DFND
01
423112
0
0
GENOCEA BIOSCIENCES INC
COM
372427104
3519
687257
SH
DFND
01
687257
0
0
GLAUKOS CORP
COM
377322102
18994
503277
SH
DFND
01
503277
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
3951
171428
SH
DFND
01
171428
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
133855
1008475
SH
DFND
01
1008475
0
0
HEALTHWAYS INC
COM
422245100
2011
76000
SH
DFND
01
76000
0
0
HEALTHWAYS INC
NOTE 1.500% 7/0
422245AB6
79222
54382000
PRN
DFND
01
54382000
0
0
HORIZON PHARMA INVT LTD
NOTE 2.500% 3/1
44052TAB7
80123
82600000
PRN
DFND
01
82600000
0
0
HORIZON PHARMA PLC
SHS
G4617B105
116656
6434439
SH
DFND
01
6434439
0
0
HUMANA INC
COM
444859102
28214
159500
SH
DFND
01
159500
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
3020
1935942
SH
DFND
01
1935942
0
0
INVUITY INC
COM NEW
46187J205
17597
1282598
SH
DFND
01
1282598
0
0
KEMPHARM INC
COM
488445107
4869
1084443
SH
DFND
01
1084443
0
0
LOXO ONCOLOGY INC
COM
548862101
6571
251000
SH
DFND
01
251000
0
0
MOLINA HEALTHCARE INC
DBCV 1.625% 8/1
60855RAD2
3561
3000000
PRN
DFND
01
3000000
0
0
MYLAN N V
SHS EURO
N59465109
54257
1423334
SH
DFND
01
1423334
0
0
MYOKARDIA INC
COM
62857M105
8167
499800
SH
DFND
01
499800
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
4529
226691
SH
DFND
01
226691
0
0
NEOS THERAPEUTICS INC
COM
64052L106
1508
229166
SH
DFND
01
229166
0
0
NEVRO CORP
COM
64157F103
55990
536355
SH
DFND
01
536355
0
0
NIVALIS THERAPEUTICS INC
COM
65481J109
30345
3732412
SH
DFND
01
3732412
0
0
NXSTAGE MEDICAL INC
COM
67072V103
102438
4099175
SH
DFND
01
4099175
0
0
OCERA THERAPEUTICS INC
COM
67552A108
1512
572893
SH
DFND
01
572893
0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
5835
464541
SH
DFND
01
464541
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
1301
100000
SH
DFND
01
100000
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
128078
5639727
SH
DFND
01
5639727
0
0
PRONAI THERAPEUTICS INC
COM
74346L101
2525
1387115
SH
DFND
01
1387115
0
0
PROTEON THERAPEUTICS INC
COM
74371L109
14652
1570467
SH
DFND
01
1570467
0
0
PROTEOSTASIS THERAPEUTICS IN
COM
74373B109
2900
186000
SH
DFND
01
186000
0
0
PSIVIDA CORP
COM
74440J101
4493
1492824
SH
DFND
01
1492824
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
1327
3300
SH
DFND
01
3300
0
0
RITE AID CORP
COM
767754104
2115
275000
SH
DFND
01
275000
0
0
SCYNEXIS INC
COM
811292101
4056
1048000
SH
DFND
01
1048000
0
0
SELECT MED HLDGS CORP
COM
81619Q105
18288
1354662
SH
DFND
01
1354662
0
0
SPARK THERAPEUTICS INC
COM
84652J103
22102
368000
SH
DFND
01
368000
0
0
ST JUDE MED INC
COM
790849103
7976
100000
SH
DFND
01
100000
0
0
STEADYMED LTD
SHS
M84920103
6305
1756370
SH
DFND
01
1756370
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
1220
662971
SH
DFND
01
662971
0
0
SYROS PHARMACEUTICALS INC
COM
87184Q107
25143
1812778
SH
DFND
01
1812778
0
0
TESARO INC
COM
881569107
24288
242300
SH
DFND
01
242300
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
1380
30000
SH
DFND
01
30000
0
0
THRESHOLD PHARMACEUTICAL INC
COM NEW
885807206
1492
2202160
SH
DFND
01
2202160
0
0
TRILLIUM THERAPEUTICS INC
COM NEW
89620X506
2547
172307
SH
DFND
01
172307
0
0
TRINITY BIOTECH INVT LTD
NOTE 4.000% 4/0
89643QAB4
46775
48000000
PRN
DFND
01
48000000
0
0
UNIVERSAL AMERN CORP NEW
COM
91338E101
35129
4592060
SH
DFND
01
4592060
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
57168
3435576
SH
DFND
01
3435576
0
0
VOYAGER THERAPEUTICS INC
COM
92915B106
2826
235294
SH
DFND
01
235294
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
28697
355957
SH
DFND
01
355957
0
0
WRIGHT MED GROUP INC
NOTE 2.000% 2/1
98235TAE7
42847
40050000
PRN
DFND
01
40050000
0
0
XENCOR INC
COM
98401F105
54145
2210900
SH
DFND
01
2210900
0
0