0001140361-16-053179.txt : 20160216 0001140361-16-053179.hdr.sgml : 20160215 20160216160104 ACCESSION NUMBER: 0001140361-16-053179 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO CENTRAL INDEX KEY: 0001009258 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 161427768 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY DATE OF NAME CHANGE: 19981022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001009258 XXXXXXXX 12-31-2015 12-31-2015 DEERFIELD MANAGEMENT CO

780 THIRD AVENUE, 37TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-05366 N James E. Flynn 212-551-1600 James E. Flynn New York NY 02-16-2016 1 109 2467380 false 1 0001353362 028-11827 Flynn Management LLC INFORMATION TABLE 2 form13fInfoTable.xml AAC HLDGS INC COM 000307108 33967 1782094 SH DFND 01 1782094 0 0 ACCELERON PHARMA INC COM 00434H108 10410 213491 SH DFND 01 213491 0 0 ACCURAY INC NOTE 3.750% 8/0 004397AB1 30875 30511000 PRN DFND 01 30511000 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 17987 1667000 SH DFND 01 1667000 0 0 ACURA PHARMACEUTICALS INC COM PAR $0.01 00509L802 2564 1025641 SH DFND 01 1025641 0 0 ADEPTUS HEALTH INC CL A 006855100 71307 1307908 SH DFND 01 1307908 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 19672 807875 SH DFND 01 807875 0 0 AETNA INC NEW COM 00817Y108 63949 591465 SH DFND 01 591465 0 0 AKARI THERAPEUTICS PLC SPONSORED ADR 00972G108 16685 1150700 SH DFND 01 1150700 0 0 ALCOBRA LTD SHS M2239P109 6719 1069914 SH DFND 01 1069914 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 4682 690538 SH DFND 01 690538 0 0 ALIMERA SCIENCES INC COM 016259103 14225 5878015 SH DFND 01 5878015 0 0 ALLIQUA BIOMEDICAL INC COM NEW 019621200 4023 1880134 SH DFND 01 1880134 0 0 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 13412 12400000 PRN DFND 01 12400000 0 0 ALPHATEC HOLDINGS INC COM 02081G102 1495 4982738 SH DFND 01 4982738 0 0 AMERISOURCEBERGEN CORP COM 03073E105 311 3000 SH DFND 01 3000 0 0 ANTARES PHARMA INC COM 036642106 4820 3983440 SH DFND 01 3983440 0 0 ANTHEM INC COM 036752103 2043 14649 SH DFND 01 14649 0 0 ARRAY BIOPHARMA INC COM 04269X105 36838 8729361 SH DFND 01 8729361 0 0 ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 42292 45000000 PRN DFND 01 45000000 0 0 AXOGEN INC COM 05463X106 16907 3381439 SH DFND 01 3381439 0 0 BOVIE MEDICAL CORP COM 10211F100 1445 688229 SH DFND 01 688229 0 0 CARDIOVASCULAR SYS INC DEL COM 141619106 15649 1035000 SH DFND 01 1035000 0 0 CAREDX INC COM 14167L103 1466 229000 SH DFND 01 229000 0 0 CAS MED SYS INC COM PAR $0.004 124769209 5664 3200000 SH DFND 01 3200000 0 0 CATABASIS PHARMACEUTICALS IN COM 14875P107 5104 643580 SH DFND 01 643580 0 0 CENTENE CORP DEL COM 15135B101 16058 244000 SH DFND 01 244000 0 0 CHARLES RIV LABS INTL INC COM 159864107 30322 377188 SH DFND 01 377188 0 0 CIDARA THERAPEUTICS INC COM 171757107 2050 119456 SH DFND 01 119456 0 0 CORSICANTO LTD NOTE 3.500% 1/1 220480AB3 901 1000000 PRN DFND 01 1000000 0 0 CTI BIOPHARMA CORP COM 12648L106 2751 2236832 SH DFND 01 2236832 0 0 CYTOMX THERAPEUTICS INC COM 23284F105 19743 946022 SH DFND 01 946022 0 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 57302 822000 SH DFND 01 822000 0 0 DBV TECHNOLOGIES S A SPONSORED ADR 23306J101 16770 461869 SH DFND 01 461869 0 0 DYAX CORP COM 26746E103 84347 2242073 SH DFND 01 2242073 0 0 EGALET CORP COM 28226B104 5258 477123 SH DFND 01 477123 0 0 EHEALTH INC COM 28238P109 32581 3264588 SH DFND 01 3264588 0 0 ENDOCHOICE HLDGS INC COM 29272U103 15225 1823309 SH DFND 01 1823309 0 0 ENDOLOGIX INC NOTE 2.250%12/1 29266SAA4 34602 40941000 PRN DFND 01 40941000 0 0 ENDOLOGIX INC NOTE 3.250%11/0 29266SAB2 32548 30000000 PRN DFND 01 30000000 0 0 ESSA PHARMA INC COM 29668H104 8499 1859282 SH DFND 01 1859282 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 28220 680000 SH DFND 01 680000 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 49729 4072809 SH DFND 01 4072809 0 0 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 17603 27715000 PRN DFND 01 27715000 0 0 FOAMIX PHARMACEUTICALS LTD SHS M46135105 7696 948934 SH DFND 01 948934 0 0 GALAPAGOS NV SPON ADR 36315X101 11507 183000 SH DFND 01 183000 0 0 GENESIS HEALTHCARE INC CL A COM 37185X106 3344 963564 SH DFND 01 963564 0 0 GENOCEA BIOSCIENCES INC COM 372427104 4412 837257 SH DFND 01 837257 0 0 GENOMIC HEALTH INC COM 37244C101 28492 809432 SH DFND 01 809432 0 0 GILEAD SCIENCES INC COM 375558103 53833 532000 SH Call DFND 01 532000 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 67602 1675385 SH DFND 01 1675385 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 37626 1163811 SH DFND 01 1163811 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 21535 310122 SH DFND 01 310122 0 0 HEALTHWAYS INC COM 422245100 31725 2465042 SH DFND 01 2465042 0 0 HEALTHWAYS INC NOTE 1.500% 7/0 422245AB6 49087 51925000 PRN DFND 01 51925000 0 0 HEARTWARE INTL INC COM 422368100 8062 159961 SH DFND 01 159961 0 0 HEARTWARE INTL INC NOTE 3.500%12/1 422368AA8 37364 39226000 PRN DFND 01 39226000 0 0 HORIZON PHARMA PLC SHS G4617B105 253210 11684801 SH DFND 01 11684801 0 0 IMMUNOMEDICS INC COM 452907108 3296 1073640 SH DFND 01 1073640 0 0 IMPRIVATA INC COM 45323J103 13633 1206418 SH DFND 01 1206418 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 33797 4305288 SH DFND 01 4305288 0 0 INVUITY INC COM NEW 46187J205 9510 1078218 SH DFND 01 1078218 0 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 5223 5000000 PRN DFND 01 5000000 0 0 KEMPHARM INC COM 488445107 28211 1420497 SH DFND 01 1420497 0 0 LOXO ONCOLOGY INC COM 548862101 7141 251000 SH DFND 01 251000 0 0 MACROGENICS INC COM 556099109 16040 517920 SH DFND 01 517920 0 0 MCKESSON CORP COM 58155Q103 28529 144646 SH DFND 01 144646 0 0 MYLAN N V SHS EURO N59465109 57098 1056000 SH DFND 01 1056000 0 0 MYOKARDIA INC COM 62857M105 5498 375000 SH DFND 01 375000 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 12954 880622 SH DFND 01 880622 0 0 NEOS THERAPEUTICS INC COM 64052L106 6563 458332 SH DFND 01 458332 0 0 NIVALIS THERAPEUTICS INC COM 65481J109 28889 3732412 SH DFND 01 3732412 0 0 NXSTAGE MEDICAL INC COM 67072V103 100545 4589000 SH DFND 01 4589000 0 0 OXFORD IMMUNOTEC GLOBAL PLC ORD SHS G6855A103 5976 519670 SH DFND 01 519670 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 18224 1388000 SH DFND 01 1388000 0 0 PACIRA PHARMACEUTICALS INC COM 695127100 28489 371000 SH DFND 01 371000 0 0 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 1328 2000000 SH DFND 01 2000000 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 35179 683749 SH DFND 01 683749 0 0 POZEN INC COM 73941U102 305 44583 SH DFND 01 44583 0 0 PRONAI THERAPEUTICS INC COM 74346L101 26940 1791255 SH DFND 01 1791255 0 0 PROTEON THERAPEUTICS INC COM 74371L109 19625 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SH Call DFND 01 550000 0 0 TONIX PHARMACEUTICALS HLDG C COM NEW 890260201 10090 1315551 SH DFND 01 1315551 0 0 TRACON PHARMACEUTICALS INC COM 89237H100 4481 485000 SH DFND 01 485000 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 2173 172307 SH DFND 01 172307 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 2893 246000 SH DFND 01 246000 0 0 TRUPANION INC COM 898202106 10367 1062214 SH DFND 01 1062214 0 0 UNIVERSAL AMERN CORP NEW COM 91338E101 33523 4789027 SH DFND 01 4789027 0 0 VANDA PHARMACEUTICALS INC COM 921659108 55829 5996691 SH DFND 01 5996691 0 0 VERACYTE INC COM 92337F107 2823 392147 SH DFND 01 392147 0 0 VERSARTIS INC COM 92529L102 6077 490503 SH DFND 01 490503 0 0 VOYAGER THERAPEUTICS INC COM 92915B106 5153 235294 SH DFND 01 235294 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 32909 386457 SH DFND 01 386457 0 0 XENCOR INC COM 98401F105 18372 1256612 SH DFND 01 1256612 0 0 XENOPORT INC COM 98411C100 34518 6287374 SH DFND 01 6287374 0 0 ZAFGEN INC COM 98885E103 5307 843665 SH DFND 01 843665 0 0