Managing Member

0001140361-15-041667.txt : 20151116 0001140361-15-041667.hdr.sgml : 20151116 20151116160212 ACCESSION NUMBER: 0001140361-15-041667 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO CENTRAL INDEX KEY: 0001009258 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 151234234 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY DATE OF NAME CHANGE: 19981022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001009258 XXXXXXXX 09-30-2015 09-30-2015 DEERFIELD MANAGEMENT CO

780 THIRD AVENUE, 37TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-05366 N James E. Flynn Managing Member 212-551-1600 James E. Flynn New York NY 11-16-2015 1 134 2585129 false 1 0001353362 028-11827 Flynn Management LLC INFORMATION TABLE 2 form13fInfoTable.xml AAC HLDGS INC COM 000307108 35631 1601376 SH DFND 01 1601376 0 0 ACCURAY INC NOTE 3.750% 8/0 004397AB1 30841 30511000 PRN DFND 01 30511000 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 11519 1667000 SH DFND 01 1667000 0 0 ACURA PHARMACEUTICALS INC COM PAR $0.01 00509L802 2410 1025641 SH DFND 01 1025641 0 0 ADEPTUS HEALTH INC CL A 006855100 44041 545328 SH DFND 01 545328 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 14332 807875 SH DFND 01 807875 0 0 AETNA INC NEW COM 00817Y108 69589 636039 SH DFND 01 636039 0 0 AKARI THERAPEUTICS PLC SPONSORED ADR 00972G108 27611 1150700 SH DFND 01 1150700 0 0 AKORN INC COM 009728106 4580 160667 SH DFND 01 160667 0 0 ALCOBRA LTD SHS M2239P109 6024 997349 SH DFND 01 997349 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 4026 690538 SH DFND 01 690538 0 0 ALIMERA SCIENCES INC COM 016259103 9769 4420580 SH DFND 01 4420580 0 0 ALLIQUA BIOMEDICAL INC COM NEW 019621200 5318 1677546 SH DFND 01 1677546 0 0 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 99819 100750000 PRN DFND 01 100750000 0 0 ALPHATEC HOLDINGS INC COM 02081G102 1644 4982738 SH DFND 01 4982738 0 0 ANTARES PHARMA INC COM 036642106 26267 15451124 SH DFND 01 15451124 0 0 ANTHEM INC COM 036752103 19713 140806 SH DFND 01 140806 0 0 ARENA PHARMACEUTICALS INC COM 040047102 8864 4640877 SH DFND 01 4640877 0 0 ARRAY BIOPHARMA INC COM 04269X105 44366 9729361 SH DFND 01 9729361 0 0 ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 43864 45000000 PRN DFND 01 45000000 0 0 ATYR PHARMA INC COM 002120103 4735 461530 SH DFND 01 461530 0 0 AXOGEN INC COM 05463X106 13932 3381439 SH DFND 01 3381439 0 0 AXOVANT SCIENCES LTD COM G0750W104 6262 484664 SH DFND 01 484664 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 3892 700000 SH DFND 01 700000 0 0 BIOGEN INC COM 09062X103 1605 5500 SH DFND 01 5500 0 0 BIOTELEMETRY INC COM 090672106 2720 222215 SH DFND 01 222215 0 0 BIOTIE THERAPIES OYJ SPONSORED ADR 09074D103 2874 219558 SH DFND 01 219558 0 0 BLUEBIRD BIO INC COM 09609G100 41321 483000 SH DFND 01 483000 0 0 BOVIE MEDICAL CORP COM 10211F100 1342 688229 SH DFND 01 688229 0 0 BROOKDALE SR LIVING INC COM 112463104 12789 557000 SH DFND 01 557000 0 0 CARDINAL HEALTH INC COM 14149Y108 615 8000 SH DFND 01 8000 0 0 CAREDX INC COM 14167L103 955 229000 SH DFND 01 229000 0 0 CAS MED SYS INC COM PAR $0.004 124769209 4000 3200000 SH DFND 01 3200000 0 0 CATABASIS PHARMACEUTICALS IN COM 14875P107 5084 628482 SH DFND 01 628482 0 0 CHARLES RIV LABS INTL INC COM 159864107 36917 581188 SH DFND 01 581188 0 0 CIDARA THERAPEUTICS INC COM 171757107 3022 237583 SH DFND 01 237583 0 0 CORSICANTO LTD NOTE 3.500% 1/1 220480AB3 917 1000000 PRN DFND 01 1000000 0 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 51788 716000 SH DFND 01 716000 0 0 DBV TECHNOLOGIES S A SPONSORED ADR 23306J101 16438 461869 SH DFND 01 461869 0 0 DERMA SCIENCES INC COM PAR $.01 249827502 4720 1002201 SH DFND 01 1002201 0 0 DISCOVERY LABORATORIES INC N COM NEW 254668403 2561 8537995 SH DFND 01 8537995 0 0 DYAX CORP COM 26746E103 54555 2857773 SH DFND 01 2857773 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 13807 97119 SH DFND 01 97119 0 0 EGALET CORP COM 28226B104 6288 477123 SH DFND 01 477123 0 0 EHEALTH INC COM 28238P109 41819 3264588 SH DFND 01 3264588 0 0 ENDOCHOICE HLDGS INC COM 29272U103 20422 1797709 SH DFND 01 1797709 0 0 ENDOLOGIX INC COM 29266S106 28776 2347113 SH DFND 01 2347113 0 0 ENDOLOGIX INC NOTE 2.250%12/1 29266SAA4 36877 40941000 PRN DFND 01 40941000 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 778 32970 SH DFND 01 32970 0 0 ESSA PHARMA INC COM 29668H104 11580 1859282 SH DFND 01 1859282 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 66428 4072809 SH DFND 01 4072809 0 0 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 25235 35000000 PRN DFND 01 35000000 0 0 FOAMIX PHARMACEUTICALS LTD SHS M46135105 6956 948934 SH DFND 01 948934 0 0 GALAPAGOS NV SPON ADR 36315X101 17957 441085 SH DFND 01 441085 0 0 GENESIS HEALTHCARE INC CL A COM 37185X106 9429 1538232 SH DFND 01 1538232 0 0 GENOCEA BIOSCIENCES INC COM 372427104 3434 501257 SH DFND 01 501257 0 0 GENOMIC HEALTH INC COM 37244C101 23139 1093516 SH DFND 01 1093516 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 87771 2282722 SH DFND 01 2282722 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 37549 890620 SH DFND 01 890620 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 35737 391122 SH DFND 01 391122 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 676 50349 SH DFND 01 50349 0 0 HEALTHWAYS INC COM 422245100 27411 2465042 SH DFND 01 2465042 0 0 HEALTHWAYS INC NOTE 1.500% 7/0 422245AB6 47869 51925000 PRN DFND 01 51925000 0 0 HEARTWARE INTL INC COM 422368100 7020 134200 SH DFND 01 134200 0 0 HEARTWARE INTL INC NOTE 3.500%12/1 422368AA8 37712 39226000 PRN DFND 01 39226000 0 0 HORIZON PHARMA PLC SHS G4617B105 160173 8081407 SH DFND 01 8081407 0 0 ILLUMINA INC COM 452327109 1934 11000 SH DFND 01 11000 0 0 IMPRIVATA INC COM 45323J103 20456 1151140 SH DFND 01 1151140 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 33046 3910721 SH DFND 01 3910721 0 0 INVUITY INC COM NEW 46187J205 2819 201068 SH DFND 01 201068 0 0 INVITAE CORP COM 46185L103 1203 166666 SH DFND 01 166666 0 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 5098 5000000 PRN DFND 01 5000000 0 0 KEMPHARM INC COM 488445107 27529 1420497 SH DFND 01 1420497 0 0 KINDRED BIOSCIENCES INC COM 494577109 1452 279204 SH DFND 01 279204 0 0 KINDRED HEALTHCARE INC COM 494580103 1136 72100 SH DFND 01 72100 0 0 LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 1806 65000 SH DFND 01 65000 0 0 LOXO ONCOLOGY INC COM 548862101 19022 1088225 SH DFND 01 1088225 0 0 MACROGENICS INC COM 556099109 11931 557000 SH DFND 01 557000 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 20329 317931 SH DFND 01 317931 0 0 MAZOR ROBOTICS LTD SPONSORED ADS 57886P103 2525 228909 SH DFND 01 228909 0 0 MCKESSON CORP COM 58155Q103 34350 185646 SH DFND 01 185646 0 0 MIRATI THERAPEUTICS INC COM 60468T105 3788 110049 SH DFND 01 110049 0 0 MYLAN N V SHS EURO N59465109 51332 1275000 SH DFND 01 1275000 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 14090 880622 SH DFND 01 880622 0 0 NEOS THERAPEUTICS INC COM 64052L106 9630 458332 SH DFND 01 458332 0 0 NIVALIS THERAPEUTICS INC COM 65481J109 48409 3732412 SH DFND 01 3732412 0 0 NOVAVAX INC COM 670002104 7353 1040000 SH DFND 01 1040000 0 0 NUVASIVE INC COM 670704105 12791 265272 SH DFND 01 265272 0 0 NXSTAGE MEDICAL INC COM 67072V103 99636 6318050 SH DFND 01 6318050 0 0 OPHTHOTECH CORP COM 683745103 405 10000 SH DFND 01 10000 0 0 ORTHOFIX INTL N V COM N6748L102 12165 360459 SH DFND 01 360459 0 0 OXFORD IMMUNOTEC GLOBAL PLC ORD SHS G6855A103 7016 519670 SH DFND 01 519670 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 8000 2185771 SH DFND 01 2185771 0 0 PACIRA PHARMACEUTICALS INC COM 695127100 28872 702485 SH DFND 01 702485 0 0 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 1620 2000000 SH DFND 01 2000000 0 0 PENUMBRA INC COM 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DFND 01 39831000 0 0 STEADYMED LTD SHS M84920103 4669 1315169 SH DFND 01 1315169 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 5205 2272759 SH DFND 01 2272759 0 0 SYNERON MEDICAL LTD ORD SHS M87245102 14865 2079013 SH DFND 01 2079013 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 1019 27602 SH DFND 01 27602 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 34723 615000 SH DFND 01 615000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 31053 550000 SH Call DFND 01 550000 0 0 TONIX PHARMACEUTICALS HLDG C COM NEW 890260201 6959 1315551 SH DFND 01 1315551 0 0 TRACON PHARMACEUTICALS INC COM 89237H100 4738 485000 SH DFND 01 485000 0 0 TRANSENTERIX INC COM NEW 89366M201 140 61819 SH DFND 01 61819 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 2245 172307 SH DFND 01 172307 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 2814 246000 SH DFND 01 246000 0 0 TRUPANION INC COM 898202106 11921 1578925 SH DFND 01 1578925 0 0 UNIVERSAL AMERN CORP NEW COM 91338E101 33727 4930787 SH DFND 01 4930787 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 281 1575 SH DFND 01 1575 0 0 VANDA PHARMACEUTICALS INC COM 921659108 53965 4784157 SH DFND 01 4784157 0 0 VERACYTE INC COM 92337F107 1797 383256 SH DFND 01 383256 0 0 VERSARTIS INC COM 92529L102 3194 277000 SH DFND 01 277000 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1927 18500 SH DFND 01 18500 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 38513 463457 SH DFND 01 463457 0 0 WEBMD HEALTH CORP NOTE 1.500%12/0 94770VAK8 23640 23000000 PRN DFND 01 23000000 0 0 XENCOR INC COM 98401F105 21855 1787000 SH DFND 01 1787000 0 0 XENOPORT INC COM 98411C100 11955 3445374 SH DFND 01 3445374 0 0 ZAFGEN INC COM 98885E103 17683 553472 SH DFND 01 553472 0 0 ZELTIQ AESTHETICS INC COM 98933Q108 13455 420063 SH DFND 01 420063 0 0