0001140361-15-020245.txt : 20150515
0001140361-15-020245.hdr.sgml : 20150515
20150515160207
ACCESSION NUMBER: 0001140361-15-020245
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 15868901
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001009258
XXXXXXXX
03-31-2015
03-31-2015
DEERFIELD MANAGEMENT CO
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-05366
N
Flynn Management LLC, its general partner James E. Flynn
Managing Member
212-551-1600
James E. Flynn
New York
NY
05-15-2015
1
123
3086355
false
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
form13fInfoTable.xml
AAC HLDGS INC
COM
000307108
13649
446328
SH
DFND
01
446328
0
0
ABBOTT LABS
COM
002824100
602
13000
SH
DFND
01
13000
0
0
ABBVIE INC
COM
00287Y109
89800
1534000
SH
DFND
01
1534000
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
1610
49400
SH
DFND
01
49400
0
0
ACCURAY INC
NOTE 3.750% 8/0
004397AB1
26694
24100000
PRN
DFND
01
24100000
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
27708
2810164
SH
DFND
01
2810164
0
0
ADEPTUS HEALTH INC
CL A
006855100
9974
198600
SH
DFND
01
198600
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
18996
606118
SH
DFND
01
606118
0
0
AETERNA ZENTARIS INC
COM NEW
007975303
482
898574
SH
DFND
01
898574
0
0
AETNA INC NEW
COM
00817Y108
30286
284300
SH
DFND
01
284300
0
0
AGILE THERAPEUTICS INC
COM
00847L100
973
105000
SH
DFND
01
105000
0
0
ALCOBRA LTD
SHS
M2239P109
7956
1413208
SH
DFND
01
1413208
0
0
ALIMERA SCIENCES INC
COM
016259103
22147
4420580
SH
DFND
01
4420580
0
0
ALKERMES PLC
SHS
G01767105
1067
17500
SH
DFND
01
17500
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 1.250% 7/0
01988PAD0
98882
100750000
PRN
DFND
01
100750000
0
0
ALPHATEC HOLDINGS INC
COM
02081G102
7225
4982738
SH
DFND
01
4982738
0
0
AMPHASTAR PHARMACEUTICALS IN
COM
03209R103
6710
448532
SH
DFND
01
448532
0
0
ANTARES PHARMA INC
COM
036642106
32732
12078318
SH
DFND
01
12078318
0
0
ANTHEM INC
COM
036752103
15401
99742
SH
DFND
01
99742
0
0
ARENA PHARMACEUTICALS INC
COM
040047102
40332
9229379
SH
DFND
01
9229379
0
0
ARRAY BIOPHARMA INC
COM
04269X105
87221
11834595
SH
DFND
01
11834595
0
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
56037
45000000
PRN
DFND
01
45000000
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
3470
200000
SH
DFND
01
200000
0
0
AUSPEX PHARMACEUTICALS INC
COM
05211J102
446112
4449103
SH
DFND
01
4449103
0
0
AVALANCHE BIOTECHNOLOGIES IN
COM
05337G107
85800
2117473
SH
DFND
01
2117473
0
0
AXOGEN INC
COM
05463X106
13548
3870824
SH
DFND
01
3870824
0
0
BIOTELEMETRY INC
COM
090672106
5702
644300
SH
DFND
01
644300
0
0
BLUEBIRD BIO INC
COM
09609G100
76243
631309
SH
DFND
01
631309
0
0
BOVIE MEDICAL CORP
COM
10211F100
1673
700000
SH
DFND
01
700000
0
0
CARA THERAPEUTICS INC
COM
140755109
4760
473588
SH
DFND
01
473588
0
0
CAREDX INC
COM
14167L103
4458
804000
SH
DFND
01
804000
0
0
CAS MED SYS INC
COM PAR $0.004
124769209
4272
3200000
SH
DFND
01
3200000
0
0
CELGENE CORP
COM
151020104
403
3500
SH
DFND
01
3500
0
0
CELLECTIS S A
SPONSORED ADS
15117K103
5204
150506
SH
DFND
01
150506
0
0
CHARLES RIV LABS INTL INC
COM
159864107
22950
289450
SH
DFND
01
289450
0
0
CROSS CTRY HEALTHCARE INC
COM
227483104
4349
366724
SH
DFND
01
366724
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
59334
730000
SH
DFND
01
730000
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
6964
298121
SH
DFND
01
298121
0
0
DERMA SCIENCES INC
COM PAR $.01
249827502
8394
991040
SH
DFND
01
991040
0
0
DERMIRA INC
COM
24983L104
3553
231467
SH
DFND
01
231467
0
0
DISCOVERY LABORATORIES INC N
COM NEW
254668403
4355
3659700
SH
DFND
01
3659700
0
0
DYAX CORP
COM
26746E103
18957
1131414
SH
DFND
01
1131414
0
0
EHEALTH INC
COM
28238P109
30622
3264588
SH
DFND
01
3264588
0
0
ENDOLOGIX INC
COM
29266S106
40103
2349351
SH
DFND
01
2349351
0
0
ENDOLOGIX INC
NOTE 2.250%12/1
29266SAA4
35203
34925000
PRN
DFND
01
34925000
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
232
2500
SH
DFND
01
2500
0
0
EXELIXIS INC
COM
30161Q104
10280
4000000
SH
Put
DFND
01
4000000
0
0
EXELIXIS INC
NOTE 4.250% 8/1
30161QAC8
3762
4985000
PRN
DFND
01
4985000
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
73229
4072809
SH
DFND
01
4072809
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
10632
10000000
PRN
DFND
01
10000000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
6287
679627
SH
DFND
01
679627
0
0
GENESIS HEALTHCARE INC
CL A COM
37185X106
10198
1432368
SH
DFND
01
1432368
0
0
GENOCEA BIOSCIENCES INC
COM
372427104
10013
844257
SH
DFND
01
844257
0
0
GILEAD SCIENCES INC
COM
375558103
19626
200000
SH
Put
DFND
01
200000
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
40297
873185
SH
DFND
01
873185
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
33144
363700
SH
DFND
01
363700
0
0
HEALTHWAYS INC
NOTE 1.500% 7/0
422245AB6
7816
6700000
PRN
DFND
01
6700000
0
0
HEARTWARE INTL INC
NOTE 3.500%12/1
422368AA8
23227
20464000
PRN
DFND
01
20464000
0
0
HMS HLDGS CORP
COM
40425J101
462
29900
SH
DFND
01
29900
0
0
HORIZON PHARMA INC
NOTE 5.000%11/1
44047TAB5
78189
16014461
PRN
DFND
01
16014461
0
0
HORIZON PHARMA PLC
SHS
G4617B105
332226
12792689
SH
DFND
01
12792689
0
0
HUMANA INC
COM
444859102
18924
106300
SH
DFND
01
106300
0
0
ILLUMINA INC
COM
452327109
1188
6400
SH
DFND
01
6400
0
0
IMMUNOMEDICS INC
COM
452907108
9598
2505972
SH
DFND
01
2505972
0
0
IMMUNOMEDICS INC
COM
452907108
1915
500000
SH
Call
DFND
01
500000
0
0
IMPRIVATA INC
COM
45323J103
14359
1025652
SH
DFND
01
1025652
0
0
IMRIS INC
COM
45322N105
141
147076
SH
DFND
01
147076
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
55475
3968155
SH
DFND
01
3968155
0
0
INOGEN INC
COM
45780L104
19251
601772
SH
DFND
01
601772
0
0
INSMED INC
COM PAR $.01
457669307
33873
1628531
SH
DFND
01
1628531
0
0
INTEGRA LIFESCIENCES HLDGS C
NOTE 1.625%12/1
457985AK5
54556
47428000
PRN
DFND
01
47428000
0
0
INVITAE CORP
COM
46185L103
2793
166666
SH
DFND
01
166666
0
0
JUNO THERAPEUTICS INC
COM
48205A109
11110
183149
SH
DFND
01
183149
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
9744
765450
SH
DFND
01
765450
0
0
KINDRED BIOSCIENCES INC
COM
494577109
1994
279204
SH
DFND
01
279204
0
0
LOXO ONCOLOGY INC
COM
548862101
19815
1591546
SH
DFND
01
1591546
0
0
LUMENIS LTD
SHS CL B
M6778Q121
5202
434566
SH
DFND
01
434566
0
0
MAZOR ROBOTICS LTD
SPONSORED ADS
57886P103
470
41861
SH
DFND
01
41861
0
0
MCKESSON CORP
COM
58155Q103
20810
92000
SH
DFND
01
92000
0
0
MEI PHARMA INC
COM NEW
55279B202
1437
802568
SH
DFND
01
802568
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
965
32912
SH
DFND
01
32912
0
0
MYLAN N V
SHS EURO
N59465109
594
10000
SH
DFND
01
10000
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
14884
1460652
SH
DFND
01
1460652
0
0
NEKTAR THERAPEUTICS
COM
640268108
502
45600
SH
DFND
01
45600
0
0
NUVASIVE INC
COM
670704105
15554
338194
SH
DFND
01
338194
0
0
NXSTAGE MEDICAL INC
COM
67072V103
87764
5073050
SH
DFND
01
5073050
0
0
ONCOTHYREON INC
COM
682324108
233
143200
SH
DFND
01
143200
0
0
ORTHOFIX INTL N V
COM
N6748L102
22619
630222
SH
DFND
01
630222
0
0
OVASCIENCE INC
COM
69014Q101
14139
407108
SH
DFND
01
407108
0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
7353
522250
SH
DFND
01
522250
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
17802
3048310
SH
DFND
01
3048310
0
0
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
2040
2000000
SH
DFND
01
2000000
0
0
PARNELL PHARMACEUT HLDGS LTD
SHS
Q73622104
1245
253592
SH
DFND
01
253592
0
0
PLASMATECH BIOPHARMACEUTICAL
*W EXP 10/24/201
72754H117
319
375000
SH
DFND
01
375000
0
0
PLASMATECH BIOPHARMACEUTICAL
COM
72754H109
1099
349908
SH
DFND
01
349908
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
21810
574546
SH
DFND
01
574546
0
0
PROQR THRAPEUTICS N V
SHS EURO
N71542109
4582
209398
SH
DFND
01
209398
0
0
PROTEON THERAPEUTICS INC
COM
74371L109
14716
1265343
SH
DFND
01
1265343
0
0
RETROPHIN INC
COM
761299106
3791
158223
SH
DFND
01
158223
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
8560
2397855
SH
DFND
01
2397855
0
0
RITE AID CORP
COM
767754104
459
52764
SH
DFND
01
52764
0
0
SAGE THERAPEUTICS INC
COM
78667J108
29909
595443
SH
DFND
01
595443
0
0
SCYNEXIS INC
COM
811292101
4090
492781
SH
DFND
01
492781
0
0
SPARK THERAPEUTICS INC
COM
84652J103
48917
631192
SH
DFND
01
631192
0
0
ST JUDE MED INC
COM
790849103
3294
50370
SH
DFND
01
50370
0
0
STEADYMED LTD
SHS
M84920103
10776
1267733
SH
DFND
01
1267733
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
6471
1822759
SH
DFND
01
1822759
0
0
SUCAMPO PHARMACEUTICALS INC
CL A
864909106
3501
225000
SH
DFND
01
225000
0
0
SYNERON MEDICAL LTD
ORD SHS
M87245102
7745
625593
SH
DFND
01
625593
0
0
THERAPEUTICSMD INC
COM
88338N107
13451
2223310
SH
DFND
01
2223310
0
0
TONIX PHARMACEUTICALS HLDG C
COM NEW
890260201
8627
1365000
SH
DFND
01
1365000
0
0
TRACON PHARMACEUTICALS INC
COM
89237H100
6809
485000
SH
DFND
01
485000
0
0
TRILLIUM THERAPEUTICS INC
COM NEW
89620X506
4573
226064
SH
DFND
01
226064
0
0
TRIVASCULAR TECHNOLOGIES INC
COM
89685A102
10387
990202
SH
DFND
01
990202
0
0
TRUPANION INC
COM
898202106
16815
2101848
SH
DFND
01
2101848
0
0
UNIVERSAL AMERN CORP NEW
COM
91338E101
55388
5186148
SH
DFND
01
5186148
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
38448
4134157
SH
DFND
01
4134157
0
0
VERSARTIS INC
COM
92529L102
6240
339703
SH
DFND
01
339703
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
43424
512800
SH
DFND
01
512800
0
0
WEBMD HEALTH CORP
NOTE 1.500%12/0
94770VAK8
24433
23000000
PRN
DFND
01
23000000
0
0
XENCOR INC
COM
98401F105
29040
1895535
SH
DFND
01
1895535
0
0
ZAFGEN INC
COM
98885E103
41598
1050178
SH
DFND
01
1050178
0
0
ZS PHARMA INC
COM
98979G105
6202
147385
SH
DFND
01
147385
0
0