0000950159-23-000173.txt : 20230515
0000950159-23-000173.hdr.sgml : 20230515
20230515160025
ACCESSION NUMBER: 0000950159-23-000173
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
EFFECTIVENESS DATE: 20230515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 23921690
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE SOUTH, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE SOUTH, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO
DATE OF NAME CHANGE: 20131114
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001009258
XXXXXXXX
03-31-2023
03-31-2023
false
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
345 Park Avenue South, 12th Floor
New York
NY
10010
13F HOLDINGS REPORT
028-05366
N
Flynn Management LLC, Its general partner and James E. Flynn
Managing Member
212-551-1600
/s/ James E. Flynn
New York
NY
05-15-2023
1
106
4485670170
01
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
infotable.xml
ABEONA THERAPEUTICS INC
COM NEW
00289Y206
2452173
869565
SH
DFND
1
869565
0
0
ACCOLADE INC
NOTE 0.500% 4/0
00437EAB8
96642410
122598000
PRN
DFND
1
122598000
0
0
ACUTUS MED INC
COM
005111109
1999357
2651667
SH
DFND
1
2651667
0
0
ADAPTHEALTH CORP
COMMON STOCK
00653Q102
131694781
10594914
SH
DFND
1
10594914
0
0
ALECTOR INC
COM
014442107
6531638
1055192
SH
DFND
1
1055192
0
0
ALPHATEC HLDGS INC
COM NEW
02081G201
16329940
1046791
SH
DFND
1
1046791
0
0
AMEDISYS INC
COM
023436108
109087815
1483179
SH
DFND
1
1483179
0
0
AMYLYX PHARMACEUTICALS INC
COM
03237H101
58220330
1984333
SH
DFND
1
1984333
0
0
ANAPTYSBIO INC
COM
032724106
13338880
613000
SH
DFND
1
613000
0
0
ANNEXON INC
COM
03589W102
2248065
583913
SH
DFND
1
583913
0
0
APELLIS PHARMACEUTICALS INC
NOTE 3.500% 9/1
03753UAB2
95989624
51793000
PRN
DFND
1
51793000
0
0
ARS PHARMACEUTICALS INC
COM
82835W108
72117305
11077927
SH
DFND
1
11077927
0
0
BELLUS HEALTH INC NEW
COM NEW
07987C204
25783200
3581000
SH
DFND
1
3581000
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
23060100
2765000
SH
DFND
1
2765000
0
0
BLUEBIRD BIO INC
COM
09609G100
6916500
2175000
SH
DFND
1
2175000
0
0
BROOKDALE SR LIVING INC
COM
112463104
48397839
16406047
SH
DFND
1
16406047
0
0
BROOKDALE SR LIVING INC
NOTE 2.000%10/1
112463AC8
104789706
145955000
PRN
DFND
1
145955000
0
0
BUTTERFLY NETWORK INC
*W EXP 02/12/202
124155110
195140
733333
SH
DFND
1
733333
0
0
CABALETTA BIO INC
COM
12674W109
3839364
464252
SH
DFND
1
464252
0
0
CAREMAX INC
COM CL A
14171W103
42349110
15861090
SH
DFND
1
15861090
0
0
CAREMAX INC
*W EXP 06/08/202
14171W111
323770
672000
SH
DFND
1
672000
0
0
CASTLE BIOSCIENCES INC
COM
14843C105
6182907
272135
SH
DFND
1
272135
0
0
CATALYST PHARMACEUTICALS INC
COM
14888U101
171687541
10355099
SH
DFND
1
10355099
0
0
CENTENE CORP DEL
COM
15135B101
67950750
1075000
SH
DFND
1
1075000
0
0
COGENT BIOSCIENCES INC
COM
19240Q201
32006863
2966345
SH
DFND
1
2966345
0
0
DA32 LIFE SCNCE TEC ACQSTN C
CLASS A COM
23312M106
16192000
1600000
SH
DFND
1
1600000
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
80627957
5218638
SH
DFND
1
5218638
0
0
DENALI THERAPEUTICS INC
COM
24823R105
13708547
594989
SH
DFND
1
594989
0
0
DOCGO INC
COM
256086109
26460350
3059000
SH
DFND
1
3059000
0
0
EDGEWISE THERAPEUTICS INC
COM
28036F105
26234024
3933137
SH
DFND
1
3933137
0
0
ENHABIT INC
COM
29332G102
47276557
3398746
SH
DFND
1
3398746
0
0
EUCRATES BIOMEDICAL ACQU COR
UNIT 10/23/2027
G3141W114
10
1
SH
DFND
1
1
0
0
EUCRATES BIOMEDICAL ACQU COR
*W EXP 10/23/202
G3141W122
13500
333333
SH
DFND
1
333333
0
0
EVOLUS INC
COM
30052C107
30193740
3569000
SH
DFND
1
3569000
0
0
FOGHORN THERAPEUTICS INC
COM
344174107
4820655
777525
SH
DFND
1
777525
0
0
FUSION PHARMACEUTICALS INC
COM
36118A100
10642710
2823000
SH
DFND
1
2823000
0
0
GENEDX HOLDINGS CORP
COM CL A
81663L101
20875117
57192101
SH
DFND
1
57192101
0
0
GLAUKOS CORP
NOTE 2.750% 6/1
377322AB8
336238478
271752000
PRN
DFND
1
271752000
0
0
GUARDANT HEALTH INC
NOTE 11/1
40131MAB5
59608534
89036000
PRN
DFND
1
89036000
0
0
GUARDANT HEALTH INC
COM
40131M109
18259737
778999
SH
DFND
1
778999
0
0
HEALTH CATALYST INC
NOTE 2.500% 4/1
42225TAB3
27186090
30000000
PRN
DFND
1
30000000
0
0
HILLEVAX INC
COM
43157M102
46840896
2833690
SH
DFND
1
2833690
0
0
IDEAYA BIOSCIENCES INC
COM
45166A102
23940012
1743628
SH
DFND
1
1743628
0
0
INSMED INC
COM PAR $.01
457669307
11228209
658546
SH
DFND
1
658546
0
0
INSMED INC
NOTE 1.750% 1/1
457669AA7
94378258
103200000
PRN
DFND
1
103200000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
57036596
57791000
PRN
DFND
1
57791000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.500% 2/1
45845PAC2
101202725
98354000
PRN
DFND
1
98354000
0
0
INTRA-CELLULAR THERAPIES INC
COM
46116X101
39746100
734000
SH
DFND
1
734000
0
0
INVITAE CORP
NOTE 2.000% 9/0
46185LAB9
14146090
15711000
PRN
DFND
1
15711000
0
0
INVITAE CORP
COM
46185L103
12520854
9274707
SH
DFND
1
9274707
0
0
IONIS PHARMACEUTICALS INC
NOTE 4/0
462222AD2
116871183
127800000
PRN
DFND
1
127800000
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
11191119
1831607
SH
DFND
1
1831607
0
0
IVERIC BIO INC
COM
46583P102
36606383
1504578
SH
DFND
1
1504578
0
0
KRYSTAL BIOTECH INC
COM
501147102
24974637
311949
SH
DFND
1
311949
0
0
KURA ONCOLOGY INC
COM
50127T109
29144090
2383000
SH
DFND
1
2383000
0
0
LARIMAR THERAPEUTICS INC
COM
517125100
76744347
16941357
SH
DFND
1
16941357
0
0
LIVONGO HEALTH INC
NOTE 0.875% 6/0
539183AA1
44427400
50000000
PRN
DFND
1
50000000
0
0
MEDAVAIL HOLDINGS INC
COM
58406B103
239777
836626
SH
DFND
1
836626
0
0
MEDTECH ACQUISITION CORP
UNIT 12/18/2025
58507N204
10
1
SH
DFND
1
1
0
0
MEDTECH ACQUISITION CORP
*W EXP 12/22/202
58507N113
20467
333333
SH
DFND
1
333333
0
0
MERUS N V
COM
N5749R100
43800059
2380438
SH
DFND
1
2380438
0
0
MINERALYS THERAPEUTICS INC
COM
603170101
11416469
729021
SH
DFND
1
729021
0
0
MIRUM PHARMACEUTICALS INC
COM
604749101
48816687
2032335
SH
DFND
1
2032335
0
0
NANOSTRING TECHNOLOGIES INC
NOTE 2.625% 3/0
63009RAD1
58045159
70204000
PRN
DFND
1
70204000
0
0
NATERA INC
NOTE 2.250% 5/0
632307AB0
164112922
101042000
PRN
DFND
1
101042000
0
0
NEOGENOMICS INC
NOTE 1.250% 5/0
64049MAA8
6035757
6500000
PRN
DFND
1
6500000
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
176599951
1744714
SH
DFND
1
1744714
0
0
NEWAMSTERDAM PHARMA COMPANY
*W EXP 11/22/202
N62509117
170728
92787
SH
DFND
1
92787
0
0
NEWAMSTERDAM PHARMA COMPANY
ORDINARY SHARES
N62509109
33623687
2535723
SH
DFND
1
2535723
0
0
NUVALENT INC
COM
670703107
521565816
19991024
SH
DFND
1
19991024
0
0
NUVATION BIO INC
COM CL A
67080N101
9719068
5854860
SH
DFND
1
5854860
0
0
NUVATION BIO INC
*W EXP 07/07/202
67080N119
20000
166666
SH
DFND
1
166666
0
0
NYXOAH S A
SHS
B6S7WD106
3400807
455262
SH
DFND
1
455262
0
0
OAK STR HEALTH INC
NOTE 3/1
67181AAB3
15185063
15403000
PRN
DFND
1
15403000
0
0
ORCHARD THERAPEUTICS PLC
SPON ADS NEW
68570P200
1697828
316169
SH
DFND
1
316169
0
0
OWENS & MINOR INC NEW
COM
690732102
56271470
3867455
SH
DFND
1
3867455
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
7527000
650000
SH
DFND
1
650000
0
0
PACIRA BIOSCIENCES INC
NOTE 0.750% 8/0
695127AF7
75026712
81600000
PRN
DFND
1
81600000
0
0
PRIME MEDICINE INC
COM
74168J101
10889362
885314
SH
DFND
1
885314
0
0
PTC THERAPEUTICS INC
NOTE 1.500% 9/1
69366JAD3
36310720
32000000
PRN
DFND
1
32000000
0
0
PULMONX CORP
COM
745848101
26862231
2402704
SH
DFND
1
2402704
0
0
QUANTUM SI INC
*W EXP 06/10/202
74765K113
50000
333333
SH
DFND
1
333333
0
0
RAIN ONCOLOGY INC
COM
75082Q105
1987415
227393
SH
DFND
1
227393
0
0
REVOLUTION MEDICINES INC
COM
76155X100
17972103
829737
SH
DFND
1
829737
0
0
ROIVANT SCIENCES LTD
*W EXP 09/30/202
G76279119
1459800
1000000
SH
DFND
1
1000000
0
0
ROIVANT SCIENCES LTD
SHS
G76279101
12915000
1750000
SH
DFND
1
1750000
0
0
SENIOR CONNECT ACQUISITN COR
*W EXP 12/31/202
81723H116
19550
500000
SH
DFND
1
500000
0
0
SIENTRA INC
COM
82621J204
15400
10000
SH
DFND
1
10000
0
0
SILK RD MED INC
COM
82710M100
67524293
1725640
SH
DFND
1
1725640
0
0
SINGULAR GENOMICS SYSTEMS IN
COM
82933R100
7805554
6450871
SH
DFND
1
6450871
0
0
SOMALOGIC INC
*W EXP 08/31/202
83444K113
36000
120000
SH
DFND
1
120000
0
0
SPRINGWORKS THERAPEUTICS INC
COM
85205L107
40652443
1579349
SH
DFND
1
1579349
0
0
STRUCTURE THERAPEUTICS INC
SPONSORED ADS
86366E106
8921250
375000
SH
DFND
1
375000
0
0
SURROZEN INC
*W EXP 08/01/203
86889P117
16667
166666
SH
DFND
1
166666
0
0
TABULA RASA HEALTHCARE INC
NOTE 1.750% 2/1
873379AA9
117283260
144516000
PRN
DFND
1
144516000
0
0
TARSUS PHARMACEUTICALS INC
COM
87650L103
14531322
1156032
SH
DFND
1
1156032
0
0
TERNS PHARMACEUTICALS INC
COM
880881107
24383545
2059421
SH
DFND
1
2059421
0
0
THE ONCOLOGY INSTITUTE INC
COM
68236X100
2277779
3360052
SH
DFND
1
3360052
0
0
THE ONCOLOGY INSTITUTE INC
*W EXP 11/15/202
68236X118
81375
1250000
SH
DFND
1
1250000
0
0
VAXCYTE INC
COM
92243G108
11056600
295000
SH
DFND
1
295000
0
0
VENTYX BIOSCIENCES INC
COM
92332V107
20669500
617000
SH
DFND
1
617000
0
0
VERA THERAPEUTICS INC
CL A
92337R101
10088000
1300000
SH
DFND
1
1300000
0
0
VIATRIS INC
COM
92556V106
162924291
16935997
SH
DFND
1
16935997
0
0
VIGIL NEUROSCIENCE INC
COM
92673K108
20089178
2052010
SH
DFND
1
2052010
0
0
VIKING THERAPEUTICS INC
COM
92686J106
18731250
1125000
SH
DFND
1
1125000
0
0
XERIS BIOPHARMA HOLDINGS INC
NOTE 5.000% 7/1
98422LAA5
17348832
18000000
PRN
DFND
1
18000000
0
0