0000950159-21-000326.txt : 20211115
0000950159-21-000326.hdr.sgml : 20211115
20211115165309
ACCESSION NUMBER: 0000950159-21-000326
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211115
DATE AS OF CHANGE: 20211115
EFFECTIVENESS DATE: 20211115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 211411914
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE SOUTH, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE SOUTH, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO
DATE OF NAME CHANGE: 20131114
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001009258
XXXXXXXX
09-30-2021
09-30-2021
false
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
345 Park Avenue South, 12th Floor
New York
NY
10010
13F HOLDINGS REPORT
028-05366
N
James E. Flynn
Managing Member
212-551-1600
/s/ James E. Flynn
New York
NY
11-15-2021
1
133
5123921
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
infotable.xml
ACCELERON PHARMA INC
COM
00434H108
24955
145000
SH
DFND
1
145000
0
0
ACUTUS MED INC
COM
005111109
23412
2648386
SH
DFND
1
2648386
0
0
ADAPTHEALTH CORP
COMMON STOCK
00653Q102
188737
8103792
SH
DFND
1
8103792
0
0
AERIE PHARMACEUTICALS INC
NOTE 1.500%10/0
00771VAB4
143842
157390000
PRN
DFND
1
157390000
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
33938
2977020
SH
DFND
1
2977020
0
0
AEROVATE THERAPEUTICS INC
COM
008064107
14986
714285
SH
DFND
1
714285
0
0
ALECTOR INC
COM
014442107
24079
1055192
SH
DFND
1
1055192
0
0
ALPHATEC HLDGS INC
COM NEW
02081G201
43821
3594829
SH
DFND
1
3594829
0
0
AMERICAN WELL CORP
CL A
03044L105
9029
991115
SH
DFND
1
991115
0
0
ANNEXON INC
COM
03589W102
10867
583913
SH
DFND
1
583913
0
0
APELLIS PHARMACEUTICALS INC
NOTE 3.500% 9/1
03753UAB2
35498
28825000
PRN
DFND
1
28825000
0
0
APRIA INC
COM
03836A101
52668
1417700
SH
DFND
1
1417700
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
9412
425300
SH
Put
DFND
1
425300
0
0
AVEANNA HEALTHCARE HLDGS INC
COM
05356F105
8124
1013007
SH
DFND
1
1013007
0
0
BENEFITFOCUS INC
NOTE 1.250%12/1
08180DAB2
6135
6500000
PRN
DFND
1
6500000
0
0
BIOATLA INC
COM
09077B104
13669
464300
SH
DFND
1
464300
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
3372
234643
SH
DFND
1
234643
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
33106
9170699
SH
DFND
1
9170699
0
0
BLACK DIAMOND THERAPEUTICS I
COM
09203E105
6431
760128
SH
DFND
1
760128
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
19056
185354
SH
DFND
1
185354
0
0
BRIDGEBIO PHARMA INC
NOTE 2.500% 3/1
10806XAB8
110499
80000000
PRN
DFND
1
80000000
0
0
BROOKDALE SR LIVING INC
COM
112463104
33093
5252800
SH
DFND
1
5252800
0
0
BUTTERFLY NETWORK INC
*W EXP 02/12/202
124155110
2017
733333
SH
DFND
1
733333
0
0
CABALETTA BIO INC
COM
12674W109
5645
464252
SH
DFND
1
464252
0
0
CAREMAX INC
COM CL A
14171W103
162083
16778750
SH
DFND
1
16778750
0
0
CAREMAX INC
*W EXP 06/08/202
14171W111
1900
672000
SH
DFND
1
672000
0
0
CENTENE CORP DEL
COM
15135B101
62547
1003800
SH
DFND
1
1003800
0
0
COGENT BIOSCIENCES INC
COM
19240Q201
13464
1601000
SH
DFND
1
1601000
0
0
CUE HEALTH INC
COM
229790100
9435
798867
SH
DFND
1
798867
0
0
CULLINAN ONCOLOGY INC
COM
230031106
23563
1044000
SH
DFND
1
1044000
0
0
CVRX INC
COM
126638105
6843
413747
SH
DFND
1
413747
0
0
CYTOKINETICS INC
COM NEW
23282W605
54924
1536758
SH
DFND
1
1536758
0
0
DA32 LIFE SCNCE TEC ACQSTN C
CLASS A COM
23312M106
15728
1600000
SH
DFND
1
1600000
0
0
DAY ONE BIOPHARMACEUTICALS I
COM
23954D109
40596
1710730
SH
DFND
1
1710730
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
27694
815000
SH
DFND
1
815000
0
0
DEFINITIVE HEALTHCARE CORP
CLASS A COM
24477E103
10708
250000
SH
DFND
1
250000
0
0
DELCATH SYS INC
COM NEW
24661P807
5220
500000
SH
DFND
1
500000
0
0
DFP HEALTHCARE ACQUISITNS CO
COM CL A
23343Q100
49700
5000000
SH
DFND
1
5000000
0
0
DFP HEALTHCARE ACQUISITNS CO
*W EXP 03/31/202
23343Q118
2013
1250000
SH
DFND
1
1250000
0
0
EDGEWISE THERAPEUTICS INC
COM
28036F105
65290
3933137
SH
DFND
1
3933137
0
0
ENVISTA HOLDINGS CORPORATION
NOTE 2.375% 6/0
29415FAB0
109205
52500000
PRN
DFND
1
52500000
0
0
ERASCA INC
COM
29479A108
16693
786660
SH
DFND
1
786660
0
0
EUCRATES BIOMEDICAL ACQU COR
UNIT 10/23/2027
G3141W114
9950
1000000
SH
DFND
1
1000000
0
0
FATE THERAPEUTICS INC
COM
31189P102
21456
362000
SH
DFND
1
362000
0
0
GH RESEARCH PLC
ORDINARY SHARES
G3855L106
8943
405416
SH
DFND
1
405416
0
0
GLAUKOS CORP
NOTE 2.750% 6/1
377322AB8
129642
108000000
PRN
DFND
1
108000000
0
0
GLAUKOS CORP
COM
377322102
29817
619000
SH
DFND
1
619000
0
0
GRAPHITE BIO INC
COM
38870X104
14854
906308
SH
DFND
1
906308
0
0
GRAYBUG VISION INC
COM SHS
38942Q103
17535
5281713
SH
DFND
1
5281713
0
0
HEALTH CATALYST INC
NOTE 2.500% 4/1
42225TAB3
26292
15000000
PRN
DFND
1
15000000
0
0
IGNYTE ACQUISITION CORP
*W EXP 01/05/202
45175H114
232
362500
SH
DFND
1
362500
0
0
IGNYTE ACQUISITION CORP
COM
45175H106
7098
725000
SH
DFND
1
725000
0
0
INOZYME PHARMA INC
COM
45790W108
27176
2344786
SH
DFND
1
2344786
0
0
INSMED INC
NOTE 1.750% 1/1
457669AA7
51712
50000000
PRN
DFND
1
50000000
0
0
INSMED INC
NOTE 0.750% 6/0
457669AB5
55120
50000000
PRN
DFND
1
50000000
0
0
INSTIL BIO INC
COM
45783C101
19944
1115739
SH
DFND
1
1115739
0
0
INSULET CORP
NOTE 0.00375 9/0
45784PAK7
80407
57581000
PRN
DFND
1
57581000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
52121
57791000
PRN
DFND
1
57791000
0
0
INVITAE CORP
NOTE 2.000% 9/0
46185LAB9
199645
163385000
PRN
DFND
1
163385000
0
0
IRHYTHM TECHNOLOGIES INC
COM
450056106
3529
60271
SH
DFND
1
60271
0
0
ITAMAR MED LTD
SPONSORED ADS
465437101
20993
694667
SH
DFND
1
694667
0
0
IVERIC BIO INC
COM
46583P102
78987
4863725
SH
DFND
1
4863725
0
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
37754
2163554
SH
DFND
1
2163554
0
0
KINNATE BIOPHARMA INC
COM
49705R105
23676
1028508
SH
DFND
1
1028508
0
0
KURA ONCOLOGY INC
COM
50127T109
43368
2315417
SH
DFND
1
2315417
0
0
LARIMAR THERAPEUTICS INC
COM
517125100
67223
5830249
SH
DFND
1
5830249
0
0
LEAP THERAPEUTICS INC
COM
52187K101
16040
4000000
SH
DFND
1
4000000
0
0
MEDAVAIL HOLDINGS INC
COM
58406B103
3336
1142552
SH
DFND
1
1142552
0
0
MEDTECH ACQUISITION CORP
COM CL A
58507N105
9930
999999
SH
DFND
1
999999
0
0
MEDTECH ACQUISITION CORP
*W EXP 12/22/202
58507N113
273
333333
SH
DFND
1
333333
0
0
MERIDIAN BIOSCIENCE INC
COM
589584101
39694
2063083
SH
DFND
1
2063083
0
0
METACRINE INC
COM
59101E103
952
277469
SH
DFND
1
277469
0
0
MIRUM PHARMACEUTICALS INC
COM
604749101
65396
3282912
SH
DFND
1
3282912
0
0
MOLINA HEALTHCARE INC
COM
60855R100
62883
231776
SH
DFND
1
231776
0
0
MONTES ARCHIMEDES ACQUISITIO
*W EXP 99/99/999
612657114
1490
1000000
SH
DFND
1
1000000
0
0
MONTES ARCHIMEDES ACQUISITIO
COM CL A
612657106
18700
2000000
SH
DFND
1
2000000
0
0
NATERA INC
NOTE 2.250% 5/0
632307AB0
135236
45000000
PRN
DFND
1
45000000
0
0
NATERA INC
NOTE 2.250% 5/0
670002AB0
43056
25000000
PRN
DFND
1
25000000
0
0
NEOGENOMICS INC
NOTE 0.250% 1/1
64049MAB6
2514
2500000
PRN
DFND
1
2500000
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
109569
1142415
SH
DFND
1
1142415
0
0
NEVRO CORP NOTE
2.750% 4/0
64157FAC7
34876
26000000
PRN
DFND
1
26000000
0
0
NUVASIVE INC
NOTE 0.00375 3/1
670704AJ4
54110
55800000
PRN
DFND
1
55800000
0
0
NUVASIVE INC
NOTE 0.01 6/0
670704AL9
98794
96966000
PRN
DFND
1
96966000
0
0
NUVATION BIO INC
COM CL A
67080N101
35558
3577233
SH
DFND
1
3577233
0
0
NUVATION BIO INC
*W EXP 07/07/202
67080N119
427
166666
SH
DFND
1
166666
0
0
NUVALENT INC
COM
670703107
436140
19341024
SH
DFND
1
19341024
0
0
NYXOAH S A
SHS
B6S7WD106
8797
300800
SH
DFND
1
300800
0
0
OLEMA PHARMACEUTICALS INC
COM
68062P106
7474
271191
SH
DFND
1
271191
0
0
ONCORUS INC
COM
68236R103
29411
3148977
SH
DFND
1
3148977
0
0
ORCHARD THERAPEUTICS PLC
ADS
68570P101
15984
6949416
SH
DFND
1
6949416
0
0
ORGANOGENESIS HLDGS INC
COM
68621F102
106267
7462543
SH
DFND
1
7462543
0
0
ORION ACQUISITION CORP
*W EXP 02/19/202
68626A116
80
125000
SH
DFND
1
125000
0
0
ORION ACQUISITION CORP
COM CL A
68626A108
4850
500000
SH
DFND
1
500000
0
0
OUTSET MED INC
COM
690145107
19807
400622
SH
DFND
1
400622
0
0
PACIRA BIOSCIENCES INC
COM
695127100
54165
967236
SH
DFND
1
967236
0
0
PACIRA BIOSCIENCES INC
NOTE 0.750% 8/0
695127AF7
87723
81600000
PRN
DFND
1
81600000
0
0
PHARVARIS N V
COM
N69605108
28518
1608471
SH
DFND
1
1608471
0
0
PMV PHARMACEUTICALS INC
COM
69353Y103
23959
804000
SH
DFND
1
804000
0
0
PRIVIA HEALTH GROUP INC
COM
74276R102
7068
300000
SH
DFND
1
300000
0
0
PROFOUND MED CORP
COM NEW
74319B502
19000
1297797
SH
DFND
1
1297797
0
0
PROTAGONIST THERAPEUTICS INC
COM
74366E102
24702
1394000
SH
DFND
1
1394000
0
0
PTC THERAPEUTICS INC NOTE
0.03 8/1
69366JAB7
15061
14527000
PRN
DFND
1
14527000
0
0
PULMONX CORP
COM
745848101
73035
2029887
SH
DFND
1
2029887
0
0
QUANTUM SI INC
COM CL A
74765K105
11676
1400000
SH
DFND
1
1400000
0
0
QUANTUM SI INC
*W EXP 06/10/202
74765K113
677
333333
SH
DFND
1
333333
0
0
RENEO PHARMACEUTICALS INC
COM
75974E103
6327
849300
SH
DFND
1
849300
0
0
REVOLUTION HEALTHCAR AQ CORP
CLASS A COM
76155Y108
9710
1000000
SH
DFND
1
1000000
0
0
REVOLUTION HEALTHCAR AQ CORP
*W EXP 12/31/202
76155Y116
186
200000
SH
DFND
1
200000
0
0
REVOLUTION MEDICINES INC
COM
76155X100
43073
1565712
SH
DFND
1
1565712
0
0
RHYTHM PHARMACEUTICALS INC
COM
76243J105
25985
1989625
SH
DFND
1
1989625
0
0
RXSIGHT INC
COM
78349D107
11403
900000
SH
DFND
1
900000
0
0
SARISSA CAPITAL ACQUISITN CO
UNIT 10/23/2027
G7823W128
9876
1000000
SH
DFND
1
1000000
0
0
SEMA4 HOLDINGS CORP
COM CL A
81663L101
105110
13848488
SH
DFND
1
13848488
0
0
SENIOR CONNECT ACQUISITN COR
*W EXP 12/31/202
81723H116
355
500000
SH
DFND
1
500000
0
0
SENIOR CONNECT ACQUISITN COR
COM CL A
81723H108
9770
1000000
SH
DFND
1
1000000
0
0
SILK RD MED INC
COM
82710M100
54494
990251
SH
DFND
1
990251
0
0
SINGULAR GENOMICS SYSTEMS IN
COM
82933R100
101963
9112019
SH
DFND
1
9112019
0
0
SOMALOGIC INC
*W EXP 03/01/202
83444K113
414
120000
SH
DFND
1
120000
0
0
SPRINGWORKS THERAPEUTICS INC
COM
85205L107
32397
510673
SH
DFND
1
510673
0
0
SPRUCE BIOSCIENCES INC
COM
85209E109
13222
2200000
SH
DFND
1
2200000
0
0
SURROZEN INC
*W EXP 08/01/203
86889P117
190
166666
SH
DFND
1
166666
0
0
TABULA RASA HEALTHCARE INC
NOTE 1.750% 2/1
873379AA9
37450
45000000
PRN
DFND
1
45000000
0
0
TALKSPACE INC
COM
87427V103
2738
750000
SH
DFND
1
750000
0
0
TERNS PHARMACEUTICALS INC
COM
880881107
24445
2345959
SH
DFND
1
2345959
0
0
TURMERIC ACQUISITION CORP
UNIT 10/08/2025
G9127T116
7448
750000
SH
DFND
1
750000
0
0
TURNING POINT THERAPEUTICS I
COM
90041T108
5570
83846
SH
DFND
1
83846
0
0
TYRA BIOSCIENCES INC
COM
90240B106
10994
625000
SH
DFND
1
625000
0
0
VIATRIS INC
COM
92556V106
255065
18824000
SH
DFND
1
18824000
0
0
VINCERX PHARMA INC
COM NEW
92731L106
22303
1379310
SH
DFND
1
1379310
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
15750
3214340
SH
DFND
1
3214340
0
0
WEREWOLF THERAPEUTICS INC
COM
95075A107
30078
1752787
SH
DFND
1
1752787
0
0
WINDTREE THERAPEUTICS INC
COM
97382D303
42
20148
SH
DFND
1
20148
0
0
XERIS PHARMACEUTICALS INC
NOTE 5.000% 7/1
98422LAA5
18864
18000000
PRN
DFND
1
18000000
0
0