0000950159-21-000326.txt : 20211115 0000950159-21-000326.hdr.sgml : 20211115 20211115165309 ACCESSION NUMBER: 0000950159-21-000326 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) CENTRAL INDEX KEY: 0001009258 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 211411914 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE SOUTH, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 345 PARK AVENUE SOUTH, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO DATE OF NAME CHANGE: 20131114 FORMER COMPANY: FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY DATE OF NAME CHANGE: 19981022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009258 XXXXXXXX 09-30-2021 09-30-2021 false DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
345 Park Avenue South, 12th Floor New York NY 10010
13F HOLDINGS REPORT 028-05366 N
James E. Flynn Managing Member 212-551-1600 /s/ James E. Flynn New York NY 11-15-2021 1 133 5123921 1 0001353362 028-11827 Flynn Management LLC
INFORMATION TABLE 2 infotable.xml ACCELERON PHARMA INC COM 00434H108 24955 145000 SH DFND 1 145000 0 0 ACUTUS MED INC COM 005111109 23412 2648386 SH DFND 1 2648386 0 0 ADAPTHEALTH CORP COMMON STOCK 00653Q102 188737 8103792 SH DFND 1 8103792 0 0 AERIE PHARMACEUTICALS INC NOTE 1.500%10/0 00771VAB4 143842 157390000 PRN DFND 1 157390000 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 33938 2977020 SH DFND 1 2977020 0 0 AEROVATE THERAPEUTICS INC COM 008064107 14986 714285 SH DFND 1 714285 0 0 ALECTOR INC COM 014442107 24079 1055192 SH DFND 1 1055192 0 0 ALPHATEC HLDGS INC COM NEW 02081G201 43821 3594829 SH DFND 1 3594829 0 0 AMERICAN WELL CORP CL A 03044L105 9029 991115 SH DFND 1 991115 0 0 ANNEXON INC COM 03589W102 10867 583913 SH DFND 1 583913 0 0 APELLIS PHARMACEUTICALS INC NOTE 3.500% 9/1 03753UAB2 35498 28825000 PRN DFND 1 28825000 0 0 APRIA INC COM 03836A101 52668 1417700 SH DFND 1 1417700 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 9412 425300 SH Put DFND 1 425300 0 0 AVEANNA HEALTHCARE HLDGS INC COM 05356F105 8124 1013007 SH DFND 1 1013007 0 0 BENEFITFOCUS INC NOTE 1.250%12/1 08180DAB2 6135 6500000 PRN DFND 1 6500000 0 0 BIOATLA INC COM 09077B104 13669 464300 SH DFND 1 464300 0 0 BIOCRYST PHARMACEUTICALS INC COM 09058V103 3372 234643 SH DFND 1 234643 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 33106 9170699 SH DFND 1 9170699 0 0 BLACK DIAMOND THERAPEUTICS I COM 09203E105 6431 760128 SH DFND 1 760128 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 19056 185354 SH DFND 1 185354 0 0 BRIDGEBIO PHARMA INC NOTE 2.500% 3/1 10806XAB8 110499 80000000 PRN DFND 1 80000000 0 0 BROOKDALE SR LIVING INC COM 112463104 33093 5252800 SH DFND 1 5252800 0 0 BUTTERFLY NETWORK INC *W EXP 02/12/202 124155110 2017 733333 SH DFND 1 733333 0 0 CABALETTA BIO INC COM 12674W109 5645 464252 SH DFND 1 464252 0 0 CAREMAX INC COM CL A 14171W103 162083 16778750 SH DFND 1 16778750 0 0 CAREMAX INC *W EXP 06/08/202 14171W111 1900 672000 SH DFND 1 672000 0 0 CENTENE CORP DEL COM 15135B101 62547 1003800 SH DFND 1 1003800 0 0 COGENT BIOSCIENCES INC COM 19240Q201 13464 1601000 SH DFND 1 1601000 0 0 CUE HEALTH INC COM 229790100 9435 798867 SH DFND 1 798867 0 0 CULLINAN ONCOLOGY INC COM 230031106 23563 1044000 SH DFND 1 1044000 0 0 CVRX INC COM 126638105 6843 413747 SH DFND 1 413747 0 0 CYTOKINETICS INC COM NEW 23282W605 54924 1536758 SH DFND 1 1536758 0 0 DA32 LIFE SCNCE TEC ACQSTN C CLASS A COM 23312M106 15728 1600000 SH DFND 1 1600000 0 0 DAY ONE BIOPHARMACEUTICALS I COM 23954D109 40596 1710730 SH DFND 1 1710730 0 0 DECIPHERA PHARMACEUTICALS IN COM 24344T101 27694 815000 SH DFND 1 815000 0 0 DEFINITIVE HEALTHCARE CORP CLASS A COM 24477E103 10708 250000 SH DFND 1 250000 0 0 DELCATH SYS INC COM NEW 24661P807 5220 500000 SH DFND 1 500000 0 0 DFP HEALTHCARE ACQUISITNS CO COM CL A 23343Q100 49700 5000000 SH DFND 1 5000000 0 0 DFP HEALTHCARE ACQUISITNS CO *W EXP 03/31/202 23343Q118 2013 1250000 SH DFND 1 1250000 0 0 EDGEWISE THERAPEUTICS INC COM 28036F105 65290 3933137 SH DFND 1 3933137 0 0 ENVISTA HOLDINGS CORPORATION NOTE 2.375% 6/0 29415FAB0 109205 52500000 PRN DFND 1 52500000 0 0 ERASCA INC COM 29479A108 16693 786660 SH DFND 1 786660 0 0 EUCRATES BIOMEDICAL ACQU COR UNIT 10/23/2027 G3141W114 9950 1000000 SH DFND 1 1000000 0 0 FATE THERAPEUTICS INC COM 31189P102 21456 362000 SH DFND 1 362000 0 0 GH RESEARCH PLC ORDINARY SHARES G3855L106 8943 405416 SH DFND 1 405416 0 0 GLAUKOS CORP NOTE 2.750% 6/1 377322AB8 129642 108000000 PRN DFND 1 108000000 0 0 GLAUKOS CORP COM 377322102 29817 619000 SH DFND 1 619000 0 0 GRAPHITE BIO INC COM 38870X104 14854 906308 SH DFND 1 906308 0 0 GRAYBUG VISION INC COM SHS 38942Q103 17535 5281713 SH DFND 1 5281713 0 0 HEALTH CATALYST INC NOTE 2.500% 4/1 42225TAB3 26292 15000000 PRN DFND 1 15000000 0 0 IGNYTE ACQUISITION CORP *W EXP 01/05/202 45175H114 232 362500 SH DFND 1 362500 0 0 IGNYTE ACQUISITION CORP COM 45175H106 7098 725000 SH DFND 1 725000 0 0 INOZYME PHARMA INC COM 45790W108 27176 2344786 SH DFND 1 2344786 0 0 INSMED INC NOTE 1.750% 1/1 457669AA7 51712 50000000 PRN DFND 1 50000000 0 0 INSMED INC NOTE 0.750% 6/0 457669AB5 55120 50000000 PRN DFND 1 50000000 0 0 INSTIL BIO INC COM 45783C101 19944 1115739 SH DFND 1 1115739 0 0 INSULET CORP NOTE 0.00375 9/0 45784PAK7 80407 57581000 PRN DFND 1 57581000 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 52121 57791000 PRN DFND 1 57791000 0 0 INVITAE CORP NOTE 2.000% 9/0 46185LAB9 199645 163385000 PRN DFND 1 163385000 0 0 IRHYTHM TECHNOLOGIES INC COM 450056106 3529 60271 SH DFND 1 60271 0 0 ITAMAR MED LTD SPONSORED ADS 465437101 20993 694667 SH DFND 1 694667 0 0 IVERIC BIO INC COM 46583P102 78987 4863725 SH DFND 1 4863725 0 0 KALVISTA PHARMACEUTICALS INC COM 483497103 37754 2163554 SH DFND 1 2163554 0 0 KINNATE BIOPHARMA INC COM 49705R105 23676 1028508 SH DFND 1 1028508 0 0 KURA ONCOLOGY INC COM 50127T109 43368 2315417 SH DFND 1 2315417 0 0 LARIMAR THERAPEUTICS INC COM 517125100 67223 5830249 SH DFND 1 5830249 0 0 LEAP THERAPEUTICS INC COM 52187K101 16040 4000000 SH DFND 1 4000000 0 0 MEDAVAIL HOLDINGS INC COM 58406B103 3336 1142552 SH DFND 1 1142552 0 0 MEDTECH ACQUISITION CORP COM CL A 58507N105 9930 999999 SH DFND 1 999999 0 0 MEDTECH ACQUISITION CORP *W EXP 12/22/202 58507N113 273 333333 SH DFND 1 333333 0 0 MERIDIAN BIOSCIENCE INC COM 589584101 39694 2063083 SH DFND 1 2063083 0 0 METACRINE INC COM 59101E103 952 277469 SH DFND 1 277469 0 0 MIRUM PHARMACEUTICALS INC COM 604749101 65396 3282912 SH DFND 1 3282912 0 0 MOLINA HEALTHCARE INC COM 60855R100 62883 231776 SH DFND 1 231776 0 0 MONTES ARCHIMEDES ACQUISITIO *W EXP 99/99/999 612657114 1490 1000000 SH DFND 1 1000000 0 0 MONTES ARCHIMEDES ACQUISITIO COM CL A 612657106 18700 2000000 SH DFND 1 2000000 0 0 NATERA INC NOTE 2.250% 5/0 632307AB0 135236 45000000 PRN DFND 1 45000000 0 0 NATERA INC NOTE 2.250% 5/0 670002AB0 43056 25000000 PRN DFND 1 25000000 0 0 NEOGENOMICS INC NOTE 0.250% 1/1 64049MAB6 2514 2500000 PRN DFND 1 2500000 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 109569 1142415 SH DFND 1 1142415 0 0 NEVRO CORP NOTE 2.750% 4/0 64157FAC7 34876 26000000 PRN DFND 1 26000000 0 0 NUVASIVE INC NOTE 0.00375 3/1 670704AJ4 54110 55800000 PRN DFND 1 55800000 0 0 NUVASIVE INC NOTE 0.01 6/0 670704AL9 98794 96966000 PRN DFND 1 96966000 0 0 NUVATION BIO INC COM CL A 67080N101 35558 3577233 SH DFND 1 3577233 0 0 NUVATION BIO INC *W EXP 07/07/202 67080N119 427 166666 SH DFND 1 166666 0 0 NUVALENT INC COM 670703107 436140 19341024 SH DFND 1 19341024 0 0 NYXOAH S A SHS B6S7WD106 8797 300800 SH DFND 1 300800 0 0 OLEMA PHARMACEUTICALS INC COM 68062P106 7474 271191 SH DFND 1 271191 0 0 ONCORUS INC COM 68236R103 29411 3148977 SH DFND 1 3148977 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 15984 6949416 SH DFND 1 6949416 0 0 ORGANOGENESIS HLDGS INC COM 68621F102 106267 7462543 SH DFND 1 7462543 0 0 ORION ACQUISITION CORP *W EXP 02/19/202 68626A116 80 125000 SH DFND 1 125000 0 0 ORION ACQUISITION CORP COM CL A 68626A108 4850 500000 SH DFND 1 500000 0 0 OUTSET MED INC COM 690145107 19807 400622 SH DFND 1 400622 0 0 PACIRA BIOSCIENCES INC COM 695127100 54165 967236 SH DFND 1 967236 0 0 PACIRA BIOSCIENCES INC NOTE 0.750% 8/0 695127AF7 87723 81600000 PRN DFND 1 81600000 0 0 PHARVARIS N V COM N69605108 28518 1608471 SH DFND 1 1608471 0 0 PMV PHARMACEUTICALS INC COM 69353Y103 23959 804000 SH DFND 1 804000 0 0 PRIVIA HEALTH GROUP INC COM 74276R102 7068 300000 SH DFND 1 300000 0 0 PROFOUND MED CORP COM NEW 74319B502 19000 1297797 SH DFND 1 1297797 0 0 PROTAGONIST THERAPEUTICS INC COM 74366E102 24702 1394000 SH DFND 1 1394000 0 0 PTC THERAPEUTICS INC NOTE 0.03 8/1 69366JAB7 15061 14527000 PRN DFND 1 14527000 0 0 PULMONX CORP COM 745848101 73035 2029887 SH DFND 1 2029887 0 0 QUANTUM SI INC COM CL A 74765K105 11676 1400000 SH DFND 1 1400000 0 0 QUANTUM SI INC *W EXP 06/10/202 74765K113 677 333333 SH DFND 1 333333 0 0 RENEO PHARMACEUTICALS INC COM 75974E103 6327 849300 SH DFND 1 849300 0 0 REVOLUTION HEALTHCAR AQ CORP CLASS A COM 76155Y108 9710 1000000 SH DFND 1 1000000 0 0 REVOLUTION HEALTHCAR AQ CORP *W EXP 12/31/202 76155Y116 186 200000 SH DFND 1 200000 0 0 REVOLUTION MEDICINES INC COM 76155X100 43073 1565712 SH DFND 1 1565712 0 0 RHYTHM PHARMACEUTICALS INC COM 76243J105 25985 1989625 SH DFND 1 1989625 0 0 RXSIGHT INC COM 78349D107 11403 900000 SH DFND 1 900000 0 0 SARISSA CAPITAL ACQUISITN CO UNIT 10/23/2027 G7823W128 9876 1000000 SH DFND 1 1000000 0 0 SEMA4 HOLDINGS CORP COM CL A 81663L101 105110 13848488 SH DFND 1 13848488 0 0 SENIOR CONNECT ACQUISITN COR *W EXP 12/31/202 81723H116 355 500000 SH DFND 1 500000 0 0 SENIOR CONNECT ACQUISITN COR COM CL A 81723H108 9770 1000000 SH DFND 1 1000000 0 0 SILK RD MED INC COM 82710M100 54494 990251 SH DFND 1 990251 0 0 SINGULAR GENOMICS SYSTEMS IN COM 82933R100 101963 9112019 SH DFND 1 9112019 0 0 SOMALOGIC INC *W EXP 03/01/202 83444K113 414 120000 SH DFND 1 120000 0 0 SPRINGWORKS THERAPEUTICS INC COM 85205L107 32397 510673 SH DFND 1 510673 0 0 SPRUCE BIOSCIENCES INC COM 85209E109 13222 2200000 SH DFND 1 2200000 0 0 SURROZEN INC *W EXP 08/01/203 86889P117 190 166666 SH DFND 1 166666 0 0 TABULA RASA HEALTHCARE INC NOTE 1.750% 2/1 873379AA9 37450 45000000 PRN DFND 1 45000000 0 0 TALKSPACE INC COM 87427V103 2738 750000 SH DFND 1 750000 0 0 TERNS PHARMACEUTICALS INC COM 880881107 24445 2345959 SH DFND 1 2345959 0 0 TURMERIC ACQUISITION CORP UNIT 10/08/2025 G9127T116 7448 750000 SH DFND 1 750000 0 0 TURNING POINT THERAPEUTICS I COM 90041T108 5570 83846 SH DFND 1 83846 0 0 TYRA BIOSCIENCES INC COM 90240B106 10994 625000 SH DFND 1 625000 0 0 VIATRIS INC COM 92556V106 255065 18824000 SH DFND 1 18824000 0 0 VINCERX PHARMA INC COM NEW 92731L106 22303 1379310 SH DFND 1 1379310 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 15750 3214340 SH DFND 1 3214340 0 0 WEREWOLF THERAPEUTICS INC COM 95075A107 30078 1752787 SH DFND 1 1752787 0 0 WINDTREE THERAPEUTICS INC COM 97382D303 42 20148 SH DFND 1 20148 0 0 XERIS PHARMACEUTICALS INC NOTE 5.000% 7/1 98422LAA5 18864 18000000 PRN DFND 1 18000000 0 0