0000950159-21-000256.txt : 20210816
0000950159-21-000256.hdr.sgml : 20210816
20210816162758
ACCESSION NUMBER: 0000950159-21-000256
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210816
DATE AS OF CHANGE: 20210816
EFFECTIVENESS DATE: 20210816
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
CENTRAL INDEX KEY: 0001009258
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05366
FILM NUMBER: 211178776
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE SOUTH, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 2125511600
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE SOUTH, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO
DATE OF NAME CHANGE: 20131114
FORMER COMPANY:
FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY
DATE OF NAME CHANGE: 19981022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001009258
XXXXXXXX
06-30-2021
06-30-2021
false
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
345 Park Avenue South, 12th Floor
New York
NY
10010
13F HOLDINGS REPORT
028-05366
N
James E. Flynn
Managing Member
212-551-1600
/s/ James E. Flynn
New York
NY
08-16-2021
1
143
5629668
1
0001353362
028-11827
Flynn Management LLC
INFORMATION TABLE
2
infotable.xml
ACCELERON PHARMA INC
COM
00434H108
27545
219500
SH
DFND
1
219500
0
0
ACHILLES THERAPEUTICS PLC
SPONSORED ADS
00449L102
2951
301431
SH
DFND
1
301431
0
0
ACUTUS MED INC
COM
005111109
73724
4341799
SH
DFND
1
4341799
0
0
ADAPTHEALTH CORP
COM CL A
00653Q102
201567
7353792
SH
DFND
1
7353792
0
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
9895
2827000
SH
DFND
1
2827000
0
0
AERIE PHARMACEUTICALS INC
NOTE 1.500%10/0
00771VAB4
156612
157390000
PRN
DFND
1
157390000
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
13223
825937
SH
DFND
1
825937
0
0
AEROVATE THERAPEUTICS INC
COM
008064107
16307
714285
SH
DFND
1
714285
0
0
AGILON HEALTH INC
COM
00857U107
12171
300000
SH
DFND
1
300000
0
0
ALECTOR INC
COM
014442107
21980
1055192
SH
DFND
1
1055192
0
0
ALPHATEC HLDGS INC
COM NEW
02081G201
52125
3402384
SH
DFND
1
3402384
0
0
AMERICAN WELL CORP
CL A
03044L105
12468
991115
SH
DFND
1
991115
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
28356
2941492
SH
DFND
1
2941492
0
0
ANNEXON INC
COM
03589W102
13144
583913
SH
DFND
1
583913
0
0
APELLIS PHARMACEUTICALS INC
NOTE 3.500% 9/1
03753UAB2
77769
41825000
PRN
DFND
1
41825000
0
0
APRIA INC
COM
03836A101
44041
1572892
SH
DFND
1
1572892
0
0
ARDELYX INC
COM
039697107
28892
3811554
SH
DFND
1
3811554
0
0
AVEANNA HEALTHCARE HLDGS INC
COM
05356F105
24740
2000000
SH
DFND
1
2000000
0
0
AVIDITY BIOSCIENCES INC
COM
05370A108
13841
560132
SH
DFND
1
560132
0
0
BENEFITFOCUS INC
NOTE 1.250%12/1
08180DAB2
6130
6500000
PRN
DFND
1
6500000
0
0
BIOATLA INC
COM
09077B104
10399
245381
SH
DFND
1
245381
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
44821
2835000
SH
DFND
1
2835000
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
34117
9530000
SH
DFND
1
9530000
0
0
BIOMEA FUSION INC
COM
09077A106
3878
248447
SH
DFND
1
248447
0
0
BIOVENTUS INC
COM CL A
09075A108
13703
778567
SH
DFND
1
778567
0
0
BLACK DIAMOND THERAPEUTICS I
COM
09203E105
12770
1047599
SH
DFND
1
1047599
0
0
BLUEBIRD BIO INC
COM
09609G100
15360
480300
SH
DFND
1
480300
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
24783
281754
SH
DFND
1
281754
0
0
BRIDGEBIO PHARMA INC
NOTE 2.500% 3/1
10806XAB8
131241
80000000
PRN
DFND
1
80000000
0
0
BRIGHT HEALTH GROUP INC
COM
10920V107
24024
1400000
SH
DFND
1
1400000
0
0
BROOKDALE SR LIVING INC
COM
112463104
26054
3298000
SH
DFND
1
3298000
0
0
BUTTERFLY NETWORK INC
*W EXP 02/12/202
124155110
3542
733333
SH
DFND
1
733333
0
0
CABALETTA BIO INC
COM
12674W109
3993
464252
SH
DFND
1
464252
0
0
CAREMAX INC
COM CL A
14171W103
216446
16778750
SH
DFND
1
16778750
0
0
CAREMAX INC
*W EXP 06/08/202
14171W111
3172
672000
SH
DFND
1
672000
0
0
CENTENE CORP DEL
COM
15135B101
72565
995000
SH
DFND
1
995000
0
0
CEREVEL THERAPEUTICS HLDNG I
*W EXP 06/09/202
15678U102
2398
166666
SH
DFND
1
166666
0
0
CHIMERIX INC
COM
16934W106
14530
1816221
SH
DFND
1
1816221
0
0
CLOVIS ONCOLOGY INC
NOTE 2.500% 9/1
189464AB6
47809
49064000
PRN
DFND
1
49064000
0
0
CM LIFE SCIENCES II INC
UNIT 02/25/2028
125842203
8070
600000
SH
DFND
1
600000
0
0
COGENT BIOSCIENCES INC
COM
19240Q201
12984
1601000
SH
DFND
1
1601000
0
0
CONSONANCE HFW ACQUISITION C
UNIT 99/99/9999
G2445M129
5200
500000
SH
DFND
1
500000
0
0
CONSTELLATION PHARMCETICLS I
COM
210373106
54128
1601427
SH
DFND
1
1601427
0
0
CONVEY HLDG PARENT INC
COM
21258C108
12518
1100000
SH
DFND
1
1100000
0
0
CULLINAN ONCOLOGY INC
COM
230031106
26883
1044000
SH
DFND
1
1044000
0
0
CVRX INC
COM
126638105
11200
400000
SH
DFND
1
400000
0
0
CYTOKINETICS INC
COM NEW
23282W605
24502
1238083
SH
DFND
1
1238083
0
0
DAY ONE BIOPHARMACEUTICALS I
COM
23954D109
18648
818980
SH
DFND
1
818980
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
49188
1343560
SH
DFND
1
1343560
0
0
DELCATH SYS INC
COM NEW
24661P807
6305
500000
SH
DFND
1
500000
0
0
DFP HEALTHCARE ACQUISITNS CO
COM CL A
23343Q100
49750
5000000
SH
DFND
1
5000000
0
0
DFP HEALTHCARE ACQUISITNS CO
*W EXP 03/31/202
23343Q118
2163
1250000
SH
DFND
1
1250000
0
0
DYNE THERAPEUTICS INC
COM
26818M108
16558
787000
SH
DFND
1
787000
0
0
EDGEWISE THERAPEUTICS INC
COM
28036F105
83894
3933137
SH
DFND
1
3933137
0
0
ENVISTA HOLDINGS CORPORATION
NOTE 2.375% 6/0
29415FAB0
112018
52500000
PRN
DFND
1
52500000
0
0
EUCRATES BIOMEDICAL ACQU COR
UNIT 10/23/2027
G3141W114
10200
1000000
SH
DFND
1
1000000
0
0
FATE THERAPEUTICS INC
COM
31189P102
26384
304000
SH
DFND
1
304000
0
0
GALAPAGOS NV
SPON ADR
36315X101
45261
657005
SH
DFND
1
657005
0
0
GH RESEARCH PLC
ORDINARY SHARES
G3855L106
12069
555416
SH
DFND
1
555416
0
0
GLAUKOS CORP
NOTE 2.750% 6/1
377322AB8
153534
90000000
PRN
DFND
1
90000000
0
0
GRAPHITE BIO INC
COM
38870X104
27851
906308
SH
DFND
1
906308
0
0
GRAYBUG VISION INC
COM SHS
38942Q103
28680
5281713
SH
DFND
1
5281713
0
0
HEALTH CATALYST INC
NOTE 2.500% 4/1
42225TAB3
28740
15000000
PRN
DFND
1
15000000
0
0
IGNYTE ACQUISITION CORP
UNIT 01/05/2026
45175H205
7265
725000
SH
DFND
1
725000
0
0
IMMUNOCORE HLDGS PLC
ADS
45258D105
14096
360966
SH
DFND
1
360966
0
0
INOZYME PHARMA INC
COM
45790W108
37130
2178985
SH
DFND
1
2178985
0
0
INSMED INC
NOTE 1.750% 1/1
457669AA7
52525
50000000
PRN
DFND
1
50000000
0
0
INSMED INC
COM PAR $.01
457669307
5692
200000
SH
DFND
1
200000
0
0
INSMED INC
NOTE 0.750% 6/0
457669AB5
55522
50000000
PRN
DFND
1
50000000
0
0
INSTIL BIO INC
COM
45783C101
21556
1115739
SH
DFND
1
1115739
0
0
INSULET CORP
NOTE 0.375% 9/0
45784PAK7
78182
57581000
PRN
DFND
1
57581000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
51920
57791000
PRN
DFND
1
57791000
0
0
INTERSECT ENT INC
COM
46071F103
4366
255456
SH
DFND
1
255456
0
0
INVITAE CORP
NOTE 2.000% 9/0
46185LAB9
221666
163385000
PRN
DFND
1
163385000
0
0
ITAMAR MED LTD
SPONSORED ADS
465437101
28114
1193803
SH
DFND
1
1193803
0
0
IVERIC BIO INC
COM
46583P102
36392
5767409
SH
DFND
1
5767409
0
0
JANUX THERAPEUTICS INC
COM
47103J105
17465
700000
SH
DFND
1
700000
0
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
51839
2163554
SH
DFND
1
2163554
0
0
KINNATE BIOPHARMA INC
COM
49705R105
23746
1020000
SH
DFND
1
1020000
0
0
KURA ONCOLOGY INC
COM
50127T109
37405
1794000
SH
DFND
1
1794000
0
0
LARIMAR THERAPEUTICS INC
COM
517125100
57253
5830249
SH
DFND
1
5830249
0
0
LIFESTANCE HEALTH GROUP INC
COM
53228F101
11144
400000
SH
DFND
1
400000
0
0
LUMOS PHARMA INC
COM
55028X109
331
33117
SH
DFND
1
33117
0
0
MEDAVAIL HOLDINGS INC
COM
58406B103
13996
1142552
SH
DFND
1
1142552
0
0
MEDTECH ACQUISITION CORP
UNIT 12/18/2025
58507N204
10020
1000000
SH
DFND
1
1000000
0
0
MERIDIAN BIOSCIENCE INC
COM
589584101
31590
1424274
SH
DFND
1
1424274
0
0
METACRINE INC
COM
59101E103
1054
277469
SH
DFND
1
277469
0
0
MIRUM PHARMACEUTICALS INC
COM
604749101
59632
3448912
SH
DFND
1
3448912
0
0
MOLINA HEALTHCARE INC
COM
60855R100
58653
231776
SH
DFND
1
231776
0
0
MONTE ROSA THERAPEUTICS INC
COM
61225M102
7945
350000
SH
DFND
1
350000
0
0
MONTES ARCHIMEDES ACQUISITIO
UNIT 09/30/2025
612657205
21320
2000000
SH
DFND
1
2000000
0
0
NATERA INC
NOTE 2.250% 5/0
632307AB0
136309
45000000
PRN
DFND
1
45000000
0
0
NEOGENOMICS INC
NOTE 0.250% 1/1
64049MAB6
2452
2500000
PRN
DFND
1
2500000
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
70557
725000
SH
DFND
1
725000
0
0
NEVRO CORP
NOTE 2.750% 4/0
64157FAC7
20863
12000000
PRN
DFND
1
12000000
0
0
NOVAVAX INC
NOTE 3.750% 2/0
670002AB0
44647
25000000
PRN
DFND
1
25000000
0
0
NUVASIVE INC
NOTE 0.375% 3/1
670704AJ4
39639
40000000
PRN
DFND
1
40000000
0
0
NUVASIVE INC
NOTE 1.000% 6/0
670704AL9
101298
96966000
PRN
DFND
1
96966000
0
0
NUVATION BIO INC
COM CL A
67080N101
33304
3577233
SH
DFND
1
3577233
0
0
NUVATION BIO INC
*W EXP 07/07/202
67080N119
433
166666
SH
DFND
1
166666
0
0
OLEMA PHARMACEUTICALS INC
COM
68062P106
7588
271191
SH
DFND
1
271191
0
0
ONCORUS INC
COM
68236R103
43456
3148977
SH
DFND
1
3148977
0
0
ORCHARD THERAPEUTICS PLC
ADS
68570P101
30508
6949416
SH
DFND
1
6949416
0
0
ORGANOGENESIS HLDGS INC
COM
68621F102
120032
7222127
SH
DFND
1
7222127
0
0
ORION ACQUISITION CORP
UNIT 02/19/2026
68626A207
4960
500000
SH
DFND
1
500000
0
0
OUTSET MED INC
COM
690145107
20023
400622
SH
DFND
1
400622
0
0
OWENS & MINOR INC NEW
COM
690732102
42182
996500
SH
DFND
1
996500
0
0
PACIRA BIOSCIENCES INC
COM
695127100
69600
1147000
SH
DFND
1
1147000
0
0
PHARVARIS N V
COM
N69605108
19240
1032757
SH
DFND
1
1032757
0
0
PMV PHARMACEUTICALS INC
COM
69353Y103
27465
804000
SH
DFND
1
804000
0
0
PRIVIA HEALTH GROUP INC
COM
74276R102
13311
300000
SH
DFND
1
300000
0
0
PROFOUND MED CORP
COM NEW
74319B502
21232
1297797
SH
DFND
1
1297797
0
0
PROTAGONIST THERAPEUTICS INC
COM
74366E102
61162
1362790
SH
DFND
1
1362790
0
0
PTC THERAPEUTICS INC
NOTE 3.000% 8/1
69366JAB7
15558
14527000
PRN
DFND
1
14527000
0
0
PULMONX CORP
COM
745848101
79455
1800887
SH
DFND
1
1800887
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
34607
3769795
SH
DFND
1
3769795
0
0
QUANTUM SI INC
COM CL A
74765K105
17164
1400000
SH
DFND
1
1400000
0
0
QUANTUM SI INC
*W EXP 06/10/202
74765K113
1253
333333
SH
DFND
1
333333
0
0
QUIDEL CORP
COM
74838J101
52429
409219
SH
DFND
1
409219
0
0
REATA PHARMACEUTICALS INC
CL A
75615P103
42459
300000
SH
DFND
1
300000
0
0
RENEO PHARMACEUTICALS INC
COM
75974E103
7924
849300
SH
DFND
1
849300
0
0
REVOLUTION HEALTHCAR AQ CORP
UNIT 03/18/20266
76155Y207
10080
1000000
SH
DFND
1
1000000
0
0
REVOLUTION MEDICINES INC
COM
76155X100
49696
1565712
SH
DFND
1
1565712
0
0
RHYTHM PHARMACEUTICALS INC
COM
76243J105
38957
1989625
SH
DFND
1
1989625
0
0
SARISSA CAPITAL ACQUISITN CO
UNIT 10/23/2027
G7823W128
10420
1000000
SH
DFND
1
1000000
0
0
SENIOR CONNECT ACQUISITN COR
UNIT 12/09/2023
81723H207
10120
1000000
SH
DFND
1
1000000
0
0
SILK RD MED INC
COM
82710M100
54490
1138525
SH
DFND
1
1138525
0
0
SINGULAR GENOMICS SYSTEMS IN
COM
82933R100
250398
9112019
SH
DFND
1
9112019
0
0
SPRINGWORKS THERAPEUTICS INC
COM
85205L107
46032
558574
SH
DFND
1
558574
0
0
SPRUCE BIOSCIENCES INC
COM
85209E109
22946
2046958
SH
DFND
1
2046958
0
0
STEREOTAXIS INC
COM NEW
85916J409
17767
1843000
SH
DFND
1
1843000
0
0
TABULA RASA HEALTHCARE INC
NOTE 1.750% 2/1
873379AA9
45640
45000000
PRN
DFND
1
45000000
0
0
TALKSPACE INC
COM
87427V103
6233
750000
SH
DFND
1
750000
0
0
TERNS PHARMACEUTICALS INC
COM
880881107
28761
2345959
SH
DFND
1
2345959
0
0
TURMERIC ACQUISITION CORP
UNIT 10/08/2025
G9127T116
7545
750000
SH
DFND
1
750000
0
0
TURNING POINT THERAPEUTICS I
COM
90041T108
6542
83846
SH
DFND
1
83846
0
0
VIATRIS INC
COM
92556V106
268995
18824000
SH
DFND
1
18824000
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
32162
4829069
SH
DFND
1
4829069
0
0
WEREWOLF THERAPEUTICS INC
COM
95075A107
44521
2552787
SH
DFND
1
2552787
0
0
WINDTREE THERAPEUTICS INC
COM
97382D303
46
20148
SH
DFND
1
20148
0
0
XERIS PHARMACEUTICALS INC
NOTE 5.000% 7/1
98422LAA5
28545
18000000
PRN
DFND
1
18000000
0
0
XERIS PHARMACEUTICALS INC
COM
98422L107
26672
6553398
SH
DFND
1
6553398
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
54357
338000
SH
DFND
1
338000
0
0