0000950159-21-000256.txt : 20210816 0000950159-21-000256.hdr.sgml : 20210816 20210816162758 ACCESSION NUMBER: 0000950159-21-000256 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) CENTRAL INDEX KEY: 0001009258 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 211178776 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE SOUTH, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 345 PARK AVENUE SOUTH, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO DATE OF NAME CHANGE: 20131114 FORMER COMPANY: FORMER CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY DATE OF NAME CHANGE: 19981022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009258 XXXXXXXX 06-30-2021 06-30-2021 false DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
345 Park Avenue South, 12th Floor New York NY 10010
13F HOLDINGS REPORT 028-05366 N
James E. Flynn Managing Member 212-551-1600 /s/ James E. Flynn New York NY 08-16-2021 1 143 5629668 1 0001353362 028-11827 Flynn Management LLC
INFORMATION TABLE 2 infotable.xml ACCELERON PHARMA INC COM 00434H108 27545 219500 SH DFND 1 219500 0 0 ACHILLES THERAPEUTICS PLC SPONSORED ADS 00449L102 2951 301431 SH DFND 1 301431 0 0 ACUTUS MED INC COM 005111109 73724 4341799 SH DFND 1 4341799 0 0 ADAPTHEALTH CORP COM CL A 00653Q102 201567 7353792 SH DFND 1 7353792 0 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 9895 2827000 SH DFND 1 2827000 0 0 AERIE PHARMACEUTICALS INC NOTE 1.500%10/0 00771VAB4 156612 157390000 PRN DFND 1 157390000 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 13223 825937 SH DFND 1 825937 0 0 AEROVATE THERAPEUTICS INC COM 008064107 16307 714285 SH DFND 1 714285 0 0 AGILON HEALTH INC COM 00857U107 12171 300000 SH DFND 1 300000 0 0 ALECTOR INC COM 014442107 21980 1055192 SH DFND 1 1055192 0 0 ALPHATEC HLDGS INC COM NEW 02081G201 52125 3402384 SH DFND 1 3402384 0 0 AMERICAN WELL CORP CL A 03044L105 12468 991115 SH DFND 1 991115 0 0 AMICUS THERAPEUTICS INC COM 03152W109 28356 2941492 SH DFND 1 2941492 0 0 ANNEXON INC COM 03589W102 13144 583913 SH DFND 1 583913 0 0 APELLIS PHARMACEUTICALS INC NOTE 3.500% 9/1 03753UAB2 77769 41825000 PRN DFND 1 41825000 0 0 APRIA INC COM 03836A101 44041 1572892 SH DFND 1 1572892 0 0 ARDELYX INC COM 039697107 28892 3811554 SH DFND 1 3811554 0 0 AVEANNA HEALTHCARE HLDGS INC COM 05356F105 24740 2000000 SH DFND 1 2000000 0 0 AVIDITY BIOSCIENCES INC COM 05370A108 13841 560132 SH DFND 1 560132 0 0 BENEFITFOCUS INC NOTE 1.250%12/1 08180DAB2 6130 6500000 PRN DFND 1 6500000 0 0 BIOATLA INC COM 09077B104 10399 245381 SH DFND 1 245381 0 0 BIOCRYST PHARMACEUTICALS INC COM 09058V103 44821 2835000 SH DFND 1 2835000 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 34117 9530000 SH DFND 1 9530000 0 0 BIOMEA FUSION INC COM 09077A106 3878 248447 SH DFND 1 248447 0 0 BIOVENTUS INC COM CL A 09075A108 13703 778567 SH DFND 1 778567 0 0 BLACK DIAMOND THERAPEUTICS I COM 09203E105 12770 1047599 SH DFND 1 1047599 0 0 BLUEBIRD BIO INC COM 09609G100 15360 480300 SH DFND 1 480300 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 24783 281754 SH DFND 1 281754 0 0 BRIDGEBIO PHARMA INC NOTE 2.500% 3/1 10806XAB8 131241 80000000 PRN DFND 1 80000000 0 0 BRIGHT HEALTH GROUP INC COM 10920V107 24024 1400000 SH DFND 1 1400000 0 0 BROOKDALE SR LIVING INC COM 112463104 26054 3298000 SH DFND 1 3298000 0 0 BUTTERFLY NETWORK INC *W EXP 02/12/202 124155110 3542 733333 SH DFND 1 733333 0 0 CABALETTA BIO INC COM 12674W109 3993 464252 SH DFND 1 464252 0 0 CAREMAX INC COM CL A 14171W103 216446 16778750 SH DFND 1 16778750 0 0 CAREMAX INC *W EXP 06/08/202 14171W111 3172 672000 SH DFND 1 672000 0 0 CENTENE CORP DEL COM 15135B101 72565 995000 SH DFND 1 995000 0 0 CEREVEL THERAPEUTICS HLDNG I *W EXP 06/09/202 15678U102 2398 166666 SH DFND 1 166666 0 0 CHIMERIX INC COM 16934W106 14530 1816221 SH DFND 1 1816221 0 0 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 47809 49064000 PRN DFND 1 49064000 0 0 CM LIFE SCIENCES II INC UNIT 02/25/2028 125842203 8070 600000 SH DFND 1 600000 0 0 COGENT BIOSCIENCES INC COM 19240Q201 12984 1601000 SH DFND 1 1601000 0 0 CONSONANCE HFW ACQUISITION C UNIT 99/99/9999 G2445M129 5200 500000 SH DFND 1 500000 0 0 CONSTELLATION PHARMCETICLS I COM 210373106 54128 1601427 SH DFND 1 1601427 0 0 CONVEY HLDG PARENT INC COM 21258C108 12518 1100000 SH DFND 1 1100000 0 0 CULLINAN ONCOLOGY INC COM 230031106 26883 1044000 SH DFND 1 1044000 0 0 CVRX INC COM 126638105 11200 400000 SH DFND 1 400000 0 0 CYTOKINETICS INC COM NEW 23282W605 24502 1238083 SH DFND 1 1238083 0 0 DAY ONE BIOPHARMACEUTICALS I COM 23954D109 18648 818980 SH DFND 1 818980 0 0 DECIPHERA PHARMACEUTICALS IN COM 24344T101 49188 1343560 SH DFND 1 1343560 0 0 DELCATH SYS INC COM NEW 24661P807 6305 500000 SH DFND 1 500000 0 0 DFP HEALTHCARE ACQUISITNS CO COM CL A 23343Q100 49750 5000000 SH DFND 1 5000000 0 0 DFP HEALTHCARE ACQUISITNS CO *W EXP 03/31/202 23343Q118 2163 1250000 SH DFND 1 1250000 0 0 DYNE THERAPEUTICS INC COM 26818M108 16558 787000 SH DFND 1 787000 0 0 EDGEWISE THERAPEUTICS INC COM 28036F105 83894 3933137 SH DFND 1 3933137 0 0 ENVISTA HOLDINGS CORPORATION NOTE 2.375% 6/0 29415FAB0 112018 52500000 PRN DFND 1 52500000 0 0 EUCRATES BIOMEDICAL ACQU COR UNIT 10/23/2027 G3141W114 10200 1000000 SH DFND 1 1000000 0 0 FATE THERAPEUTICS INC COM 31189P102 26384 304000 SH DFND 1 304000 0 0 GALAPAGOS NV SPON ADR 36315X101 45261 657005 SH DFND 1 657005 0 0 GH RESEARCH PLC ORDINARY SHARES G3855L106 12069 555416 SH DFND 1 555416 0 0 GLAUKOS CORP NOTE 2.750% 6/1 377322AB8 153534 90000000 PRN DFND 1 90000000 0 0 GRAPHITE BIO INC COM 38870X104 27851 906308 SH DFND 1 906308 0 0 GRAYBUG VISION INC COM SHS 38942Q103 28680 5281713 SH DFND 1 5281713 0 0 HEALTH CATALYST INC NOTE 2.500% 4/1 42225TAB3 28740 15000000 PRN DFND 1 15000000 0 0 IGNYTE ACQUISITION CORP UNIT 01/05/2026 45175H205 7265 725000 SH DFND 1 725000 0 0 IMMUNOCORE HLDGS PLC ADS 45258D105 14096 360966 SH DFND 1 360966 0 0 INOZYME PHARMA INC COM 45790W108 37130 2178985 SH DFND 1 2178985 0 0 INSMED INC NOTE 1.750% 1/1 457669AA7 52525 50000000 PRN DFND 1 50000000 0 0 INSMED INC COM PAR $.01 457669307 5692 200000 SH DFND 1 200000 0 0 INSMED INC NOTE 0.750% 6/0 457669AB5 55522 50000000 PRN DFND 1 50000000 0 0 INSTIL BIO INC COM 45783C101 21556 1115739 SH DFND 1 1115739 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 78182 57581000 PRN DFND 1 57581000 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 51920 57791000 PRN DFND 1 57791000 0 0 INTERSECT ENT INC COM 46071F103 4366 255456 SH DFND 1 255456 0 0 INVITAE CORP NOTE 2.000% 9/0 46185LAB9 221666 163385000 PRN DFND 1 163385000 0 0 ITAMAR MED LTD SPONSORED ADS 465437101 28114 1193803 SH DFND 1 1193803 0 0 IVERIC BIO INC COM 46583P102 36392 5767409 SH DFND 1 5767409 0 0 JANUX THERAPEUTICS INC COM 47103J105 17465 700000 SH DFND 1 700000 0 0 KALVISTA PHARMACEUTICALS INC COM 483497103 51839 2163554 SH DFND 1 2163554 0 0 KINNATE BIOPHARMA INC COM 49705R105 23746 1020000 SH DFND 1 1020000 0 0 KURA ONCOLOGY INC COM 50127T109 37405 1794000 SH DFND 1 1794000 0 0 LARIMAR THERAPEUTICS INC COM 517125100 57253 5830249 SH DFND 1 5830249 0 0 LIFESTANCE HEALTH GROUP INC COM 53228F101 11144 400000 SH DFND 1 400000 0 0 LUMOS PHARMA INC COM 55028X109 331 33117 SH DFND 1 33117 0 0 MEDAVAIL HOLDINGS INC COM 58406B103 13996 1142552 SH DFND 1 1142552 0 0 MEDTECH ACQUISITION CORP UNIT 12/18/2025 58507N204 10020 1000000 SH DFND 1 1000000 0 0 MERIDIAN BIOSCIENCE INC COM 589584101 31590 1424274 SH DFND 1 1424274 0 0 METACRINE INC COM 59101E103 1054 277469 SH DFND 1 277469 0 0 MIRUM PHARMACEUTICALS INC COM 604749101 59632 3448912 SH DFND 1 3448912 0 0 MOLINA HEALTHCARE INC COM 60855R100 58653 231776 SH DFND 1 231776 0 0 MONTE ROSA THERAPEUTICS INC COM 61225M102 7945 350000 SH DFND 1 350000 0 0 MONTES ARCHIMEDES ACQUISITIO UNIT 09/30/2025 612657205 21320 2000000 SH DFND 1 2000000 0 0 NATERA INC NOTE 2.250% 5/0 632307AB0 136309 45000000 PRN DFND 1 45000000 0 0 NEOGENOMICS INC NOTE 0.250% 1/1 64049MAB6 2452 2500000 PRN DFND 1 2500000 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 70557 725000 SH DFND 1 725000 0 0 NEVRO CORP NOTE 2.750% 4/0 64157FAC7 20863 12000000 PRN DFND 1 12000000 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 44647 25000000 PRN DFND 1 25000000 0 0 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 39639 40000000 PRN DFND 1 40000000 0 0 NUVASIVE INC NOTE 1.000% 6/0 670704AL9 101298 96966000 PRN DFND 1 96966000 0 0 NUVATION BIO INC COM CL A 67080N101 33304 3577233 SH DFND 1 3577233 0 0 NUVATION BIO INC *W EXP 07/07/202 67080N119 433 166666 SH DFND 1 166666 0 0 OLEMA PHARMACEUTICALS INC COM 68062P106 7588 271191 SH DFND 1 271191 0 0 ONCORUS INC COM 68236R103 43456 3148977 SH DFND 1 3148977 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 30508 6949416 SH DFND 1 6949416 0 0 ORGANOGENESIS HLDGS INC COM 68621F102 120032 7222127 SH DFND 1 7222127 0 0 ORION ACQUISITION CORP UNIT 02/19/2026 68626A207 4960 500000 SH DFND 1 500000 0 0 OUTSET MED INC COM 690145107 20023 400622 SH DFND 1 400622 0 0 OWENS & MINOR INC NEW COM 690732102 42182 996500 SH DFND 1 996500 0 0 PACIRA BIOSCIENCES INC COM 695127100 69600 1147000 SH DFND 1 1147000 0 0 PHARVARIS N V COM N69605108 19240 1032757 SH DFND 1 1032757 0 0 PMV PHARMACEUTICALS INC COM 69353Y103 27465 804000 SH DFND 1 804000 0 0 PRIVIA HEALTH GROUP INC COM 74276R102 13311 300000 SH DFND 1 300000 0 0 PROFOUND MED CORP COM NEW 74319B502 21232 1297797 SH DFND 1 1297797 0 0 PROTAGONIST THERAPEUTICS INC COM 74366E102 61162 1362790 SH DFND 1 1362790 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 15558 14527000 PRN DFND 1 14527000 0 0 PULMONX CORP COM 745848101 79455 1800887 SH DFND 1 1800887 0 0 PUMA BIOTECHNOLOGY INC COM 74587V107 34607 3769795 SH DFND 1 3769795 0 0 QUANTUM SI INC COM CL A 74765K105 17164 1400000 SH DFND 1 1400000 0 0 QUANTUM SI INC *W EXP 06/10/202 74765K113 1253 333333 SH DFND 1 333333 0 0 QUIDEL CORP COM 74838J101 52429 409219 SH DFND 1 409219 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 42459 300000 SH DFND 1 300000 0 0 RENEO PHARMACEUTICALS INC COM 75974E103 7924 849300 SH DFND 1 849300 0 0 REVOLUTION HEALTHCAR AQ CORP UNIT 03/18/20266 76155Y207 10080 1000000 SH DFND 1 1000000 0 0 REVOLUTION MEDICINES INC COM 76155X100 49696 1565712 SH DFND 1 1565712 0 0 RHYTHM PHARMACEUTICALS INC COM 76243J105 38957 1989625 SH DFND 1 1989625 0 0 SARISSA CAPITAL ACQUISITN CO UNIT 10/23/2027 G7823W128 10420 1000000 SH DFND 1 1000000 0 0 SENIOR CONNECT ACQUISITN COR UNIT 12/09/2023 81723H207 10120 1000000 SH DFND 1 1000000 0 0 SILK RD MED INC COM 82710M100 54490 1138525 SH DFND 1 1138525 0 0 SINGULAR GENOMICS SYSTEMS IN COM 82933R100 250398 9112019 SH DFND 1 9112019 0 0 SPRINGWORKS THERAPEUTICS INC COM 85205L107 46032 558574 SH DFND 1 558574 0 0 SPRUCE BIOSCIENCES INC COM 85209E109 22946 2046958 SH DFND 1 2046958 0 0 STEREOTAXIS INC COM NEW 85916J409 17767 1843000 SH DFND 1 1843000 0 0 TABULA RASA HEALTHCARE INC NOTE 1.750% 2/1 873379AA9 45640 45000000 PRN DFND 1 45000000 0 0 TALKSPACE INC COM 87427V103 6233 750000 SH DFND 1 750000 0 0 TERNS PHARMACEUTICALS INC COM 880881107 28761 2345959 SH DFND 1 2345959 0 0 TURMERIC ACQUISITION CORP UNIT 10/08/2025 G9127T116 7545 750000 SH DFND 1 750000 0 0 TURNING POINT THERAPEUTICS I COM 90041T108 6542 83846 SH DFND 1 83846 0 0 VIATRIS INC COM 92556V106 268995 18824000 SH DFND 1 18824000 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 32162 4829069 SH DFND 1 4829069 0 0 WEREWOLF THERAPEUTICS INC COM 95075A107 44521 2552787 SH DFND 1 2552787 0 0 WINDTREE THERAPEUTICS INC COM 97382D303 46 20148 SH DFND 1 20148 0 0 XERIS PHARMACEUTICALS INC NOTE 5.000% 7/1 98422LAA5 28545 18000000 PRN DFND 1 18000000 0 0 XERIS PHARMACEUTICALS INC COM 98422L107 26672 6553398 SH DFND 1 6553398 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 54357 338000 SH DFND 1 338000 0 0