-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QsYrAMjAtNLZ14gH3sBN+I9VpBJFHZ3KbAxp+dEOmJPMnx6BJ9wr8T2Enjk0GXl7 tQlxcUNzeGEeDknUDhi1kw== 0000728672-04-000079.txt : 20040504 0000728672-04-000079.hdr.sgml : 20040504 20040504145520 ACCESSION NUMBER: 0000728672-04-000079 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040504 EFFECTIVENESS DATE: 20040504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY CENTRAL INDEX KEY: 0001009258 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 04777217 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 deerfield.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DEERFIELD MANAGEMENT Address: 450 Lexington Avenue, Suite 1450 New York, NY 10017 13 File Number: 28-5366 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Darren Levine Title: Phone: Signature, Place and Date of Signing: Darren Levine April 22, 2004 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 77 Form 13F Information Table Value Total: 2015838 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AAIPHARMA INC COM STK COMMON STOCK 00252W104 11934 1800000 SH SOLE 1800000 0 0 D ABBOTT LABS USD COM NPV COMMON STOCK 002824100 51375 1250000 SH SOLE 1250000 0 0 D ABGENIX INC COM STK COMMON STOCK 00339B107 33300 2500000 SH SOLE 2500000 0 0 D ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 2377 100000 SH SOLE 100000 0 0 D ALKERMES INC COM COMMON STOCK 01642T108 31980 2000000 SH SOLE 2000000 0 0 D ALPHARMA INC CL A COMMON STOCK 020813101 25493 1300000 SH SOLE 1300000 0 0 D AMERICAN MEDICAL SYS HLDGS COMMON STOCK 02744M108 30739 1158643 SH SOLE 1158643 0 0 D AMGEN INC USD COM COMMON STOCK 031162100 81410 1400000 SH SOLE 1400000 0 0 D AMYLIN PHARMACEUTICALS INC COMMON STOCK 032346108 76441 3226700 SH SOLE 3226700 0 0 D ANADYS PHARMACEUTICALS COMMON STOCK 03252Q408 7180 1000000 SH SOLE 1000000 0 0 D APOGENT TECHNOLOGIES INC COM COMMON STOCK 03760A101 24544 800000 SH SOLE 800000 0 0 D ARRAY BIOPHARMA COMMON STOCK 04269X105 12375 1375000 SH SOLE 1375000 0 0 D ASTRAZENECA PLC SPONS ADR ADRS STOCKS 046353108 4673 100000 SH SOLE 100000 0 0 D ATHEROGENICS COM STK COMMON STOCK 047439104 34305 1500000 SH SOLE 1500000 0 0 D ATRIX LABS INC COM COMMON STOCK 04962L101 408 15987 SH SOLE 15987 0 0 D ATS MEDICAL INC COM COMMON STOCK 002083103 5661 1110000 SH SOLE 1110000 0 0 D BECKMAN COULTER INC COM COMMON STOCK 075811109 43632 800000 SH SOLE 800000 0 0 D BECTON DICKINSON & CO COM COMMON STOCK 075887109 19392 400000 SH SOLE 400000 0 0 D BIOVAIL CORP COM STK COMMON STOCK 09067J109 29640 1900000 SH SOLE 1900000 0 0 D BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 84760 2000000 SH SOLE 2000000 0 0 D CALIPER LIFE SCIENCE S INC COMMON STOCK 130872104 2486 360355 SH SOLE 360355 0 0 D CAREMARK RX COMMON STOCK COMMON STOCK 141705103 33250 1000000 SH SOLE 1000000 0 0 D CERUS CORP COM COMMON STOCK 157085101 7502 2200000 SH SOLE 2200000 0 0 D CIPHERGEN BIOSY COM STK COMMON STOCK 17252Y104 6720 800000 SH SOLE 800000 0 0 D CONCEPTUS INC COM COMMON STOCK 206016107 14364 1200000 SH SOLE 1200000 0 0 D CTI MOLECULAR COMMON STOCK 22943D105 32098 2200000 SH SOLE 2200000 0 0 D CUBIST PHARMACEUTICALS INC COMMON STOCK 229678107 19437 2115000 SH SOLE 2115000 0 0 D CURAGEN CORP COM COMMON STOCK 23126R101 12480 2000000 SH SOLE 2000000 0 0 D CURIS INC COM COMMON STOCK 231269101 2515 500000 SH SOLE 500000 0 0 D CVS CORP COM COMMON STOCK 126650100 17650 500000 SH SOLE 500000 0 0 D DYNAVAX TECHS COMMON STOCK 268158102 8338 1100000 SH SOLE 1100000 0 0 D EMERITUS CORP COM COMMON STOCK 291005106 3953 527800 SH SOLE 527800 0 0 D EPIX MEDICAL INC COM COMMON STOCK 26881Q101 13753 662800 SH SOLE 662800 0 0 D EXELIXIS INC COM STK COMMON STOCK 30161Q104 29820 3500000 SH SOLE 3500000 0 0 D FISHER IMAGING CORP COMMON STOCK 337719108 7118 1675000 SH SOLE 1675000 0 0 D FISHER SCIENTIFIC INTL INC COM COMMON STOCK 338032204 22429 407500 SH SOLE 407500 0 0 D GLAXO SMITHKLINE SPONS PLC ADR ADRS STOCKS 37733W105 21973 550000 SH SOLE 550000 0 0 D GUILFORD PHARMACEUTICALS INC COMMON STOCK 401829106 24407 3352547 SH SOLE 3352547 0 0 D HUMAN GENOME SCIENCES INC COMMON STOCK 444903108 26626 2125000 SH SOLE 2125000 0 0 D IMMUCOR INC COM COMMON STOCK 452526106 6523 360000 SH SOLE 360000 0 0 D INCYTE CORP COM COMMON STOCK 45337C102 49860 6000000 SH SOLE 6000000 0 0 D INTUITIVE SURGICAL INC COMMON STOCK 46120E602 10182 600000 SH SOLE 600000 0 0 D INVERESK RSCH COMMON STOCK 461238107 34104 1200000 SH SOLE 1200000 0 0 D K V PHARMACEUTICAL CL A COMMON STOCK 482740206 17192 700000 SH SOLE 700000 0 0 D KERYX BIOPHARMA COM STK COMMON STOCK 492515101 15280 1000000 SH SOLE 1000000 0 0 D KINETIC CONCEPTS COMMON STOCK 49460W208 5651 126000 SH SOLE 126000 0 0 D KYPHON INC Com COMMON STOCK 501577100 23910 1000000 SH SOLE 1000000 0 0 D MAGELLAN HLTH COMMON STOCK 559079207 29224 1040000 SH SOLE 1040000 0 0 D MEDAREX INC COM COMMON STOCK 583916101 8970 1000000 SH SOLE 1000000 0 0 D MEDTRONIC INC COM COMMON STOCK 585055106 62075 1300000 SH SOLE 1300000 0 0 D MERCK & CO INC COM COMMON STOCK 589331107 33143 750000 SH SOLE 750000 0 0 D MYLAN LABS INC COM COMMON STOCK 628530107 59098 2600000 SH SOLE 2600000 0 0 D NABI BIOPHARMACEUTIC ALS COMMON STOCK 629519109 59128 3800000 SH SOLE 3800000 0 0 D ODYSSEY HLTHCR COMMON STOCK 67611V101 22632 1200000 SH SOLE 1200000 0 0 D ONYX PHARMACEUTICAL INC COM COMMON STOCK 683399109 105116 2596100 SH SOLE 2596100 0 0 D PFIZER INC COM COMMON STOCK 717081103 36803 1050000 SH SOLE 1050000 0 0 D PHARMACEUTICAL PROD DEV INC CO COMMON STOCK 717124101 59420 2000000 SH SOLE 2000000 0 0 D PROGENICS PHARMACEUTICALS INC COMMON STOCK 743187106 20692 1086751 SH SOLE 1086751 0 0 D QLT INC COMMON STOCK 746927102 21071 825000 SH SOLE 825000 0 0 D REGENERON PHARMACEUTICALS INC COMMON STOCK 75886F107 27160 2000000 SH SOLE 2000000 0 0 D RENOVIS INC COMMON STOCK 759885106 1751 172500 SH SOLE 172500 0 0 D SEATTLE GENETIC COMMON STOCK 812578102 3992 485000 SH SOLE 485000 0 0 D SEPRACOR INC COM COMMON STOCK 817315104 34873 725000 SH SOLE 725000 0 0 D SEROLOGICALS CORP COM COMMON STOCK 817523103 27764 1361000 SH SOLE 1361000 0 0 D SIERRA HEALTH SVCS INC COM COMMON STOCK 826322109 22710 623900 SH SOLE 623900 0 0 D ST JUDE MED INC COM COMMON STOCK 790849103 54075 750000 SH SOLE 750000 0 0 D SUPERGEN UNC COM COMMON STOCK 868059106 12800 1000000 SH SOLE 1000000 0 0 D TENET HEALTHCARE CORP COM COMMON STOCK 88033G100 11160 1000000 SH SOLE 1000000 0 0 D THIRD WAVE TECH COMMON STOCK 88428W108 9149 1955000 SH SOLE 1955000 0 0 D TRIPATH IMAGING INC COM STK COMMON STOCK 896942109 7099 775000 SH SOLE 775000 0 0 D TRIPOS INC COM COMMON STOCK 896928108 2373 448500 SH SOLE 448500 0 0 D VICURON PHARMACEUTIC ALS INC C COMMON STOCK 926471103 60288 2650000 SH SOLE 2650000 0 0 D VION PHARMACEUTICALS INC COM COMMON STOCK 927624106 7524 1900000 SH SOLE 1900000 0 0 D VISX INC (DELAWARE) USD.01 CO COMMON STOCK 92844S105 19520 1000000 SH SOLE 1000000 0 0 D WATSON PHARMACEUTICALS INC COMMON STOCK 942683103 47069 1100000 SH SOLE 1100000 0 0 D WYETH SHS COMMON STOCK 983024100 43183 1150000 SH SOLE 1150000 0 0 D ZYMOGENETICS INC Com COMMON STOCK 98985T109 24736 1600000 SH SOLE 1600000 0 0 S REPORT SUMMARY 77 DATA RECORDS 2015838 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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