-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OJKtPe/w+q1DqkiDgVACl/aw8Ir4LnoN8oVDerY4cBFJcQs6zTHBjsk54Kg207ZX rT9ckmsbjxSR864IM73raQ== 0000728672-02-000066.txt : 20020510 0000728672-02-000066.hdr.sgml : 20020510 ACCESSION NUMBER: 0000728672-02-000066 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020329 FILED AS OF DATE: 20020510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY CENTRAL INDEX KEY: 0001009258 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 02641835 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVE STREET 2: SUITE 1930 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE SUITE 1930 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 deerfield.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 29, 2002 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DEERFIELD MANAGEMENT Address: 450 Lexington Avenue, Suite 1450 New York, NY 10017 13 File Number: 28-5366 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Darren Levine Title: Phone: Signature, Place and Date of Signing: Darren Levine April 24, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 90 Form 13F Information Table Value Total: 1664036 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AAIPHARMA INC COM STK COMMON STOCK 00252W104 1438 40000 SH SOLE 40000 0 0 D ABBOTT LABS USD COM NPV COMMON STOCK 002824100 18410 350000 SH SOLE 350000 0 0 D ABGENIX INC COM STK COMMON STOCK 00339B107 36458 1930000 SH SOLE 1930000 0 0 D AFFYMETRIX INC OC-CAP STK COMMON STOCK 00826T108 49266 1700000 SH SOLE 1700000 0 0 D ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 14282 607500 SH SOLE 607500 0 0 D ALLERGAN INC COM COMMON STOCK 018490102 25860 400000 SH SOLE 400000 0 0 D ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 3749 595000 SH SOLE 595000 0 0 D ALPHARMA INC CL A COMMON STOCK 020813101 14300 999999 SH SOLE 999999 0 0 D AMERICAN HEALTHCORP INC COMMON STOCK 02649V104 8142 300000 SH SOLE 300000 0 0 D AMERISOURCEBERGEN CORP COM COMMON STOCK 03073E105 20490 300000 SH SOLE 300000 0 0 D AMGEN INC USD.0001 COM COMMON STOCK 031162100 53712 900000 SH SOLE 900000 0 0 D AMSURG CORP COMMON COMMON STOCK 03232P405 13605 500000 SH SOLE 500000 0 0 D AMYLIN PHARMACEUTICALS INC COMMON STOCK 032346108 30681 3065000 SH SOLE 3065000 0 0 D ARROW INTERNATIONAL INC COM COMMON STOCK 042764100 18880 400000 SH SOLE 400000 0 0 D ASTRAZENECA PLC SPONS ADR ADRS STOCKS 046353108 11158 225000 SH SOLE 225000 0 0 D BARD C R INC COM COMMON STOCK 067383109 23620 400000 SH SOLE 400000 0 0 D BAXTER INTERNATIONAL INC USD1 COMMON STOCK 071813109 53568 900000 SH SOLE 900000 0 0 D BIOPURE CORP COM STK COMMON STOCK 09065H105 618 58300 SH SOLE 58300 0 0 D BIORELIANCE CORP COM COMMON STOCK 090951104 7456 325000 SH SOLE 325000 0 0 D CALIPER TECHNOLOGIES CORP COMMON STOCK 130876105 6455 497700 SH SOLE 497700 0 0 D CAREMARK RX COMMON STOCK COMMON STOCK 141705103 19500 1000000 SH SOLE 1000000 0 0 D CEPHALON INC COM COMMON STOCK 156708109 34650 550000 SH SOLE 550000 0 0 D CERUS CORP COM COMMON STOCK 157085101 25044 467500 SH SOLE 467500 0 0 D CLOSURE MEDICAL CORP COMMON STOCK 189093107 2755 140000 SH SOLE 140000 0 0 D COLLAGENEX PHARMACEUTICALS INC COMMON STOCK 19419B100 3768 342500 SH SOLE 342500 0 0 D COVANCE INC COM COMMON STOCK 222816100 32448 1600000 SH SOLE 1600000 0 0 D COVENTRY HLTH CARE INC COM COMMON STOCK 222862104 11612 446600 SH SOLE 446600 0 0 D CRYOLIFE INC COM COMMON STOCK 228903100 20900 1000000 SH SOLE 1000000 0 0 D CUBIST PHARMACEUTICALS INC COMMON STOCK 229678107 2048 110800 SH SOLE 110800 0 0 D CURAGEN CORP COM COMMON STOCK 23126R101 17666 1100000 SH SOLE 1100000 0 0 D DENTSPLY INTL INC NEW COM COMMON STOCK 249030107 44472 1200000 SH SOLE 1200000 0 0 D EMERITUS CORP COM COMMON STOCK 291005106 1635 384700 SH SOLE 384700 0 0 D FISHER IMAGING CORP COMMON STOCK 337719108 20435 1675000 SH SOLE 1675000 0 0 D FIVE STAR QUALITY CARE INC COM COMMON STOCK 33832D106 732 100000 SH SOLE 100000 0 0 D GUILFORD PHARMACEUTICALS INC COMMON STOCK 401829106 7120 990000 SH SOLE 990000 0 0 D HCA INC COMMON STOCK 404119109 37468 850000 SH SOLE 850000 0 0 D HEALTH CARE PPTY INVS INC COMMON STOCK 421915109 20275 500000 SH SOLE 500000 0 0 D HEALTH CARE REIT INC COM REITS/RICS 42217K106 13960 500000 SH SOLE 500000 0 0 D HEALTH NET INC COMMON STOCK 42222G108 19952 727100 SH SOLE 727100 0 0 D HUMAN GENOME SCIENCES INC COMMON STOCK 444903108 37043 1700000 SH SOLE 1700000 0 0 D HUMANA INC COM COMMON STOCK 444859102 37884 2800000 SH SOLE 2800000 0 0 D IMMUNOGEN INC COM COMMON STOCK 45253H101 6642 600000 SH SOLE 600000 0 0 D INCARA PHARAMACEUTICALS COMMON STOCK 45324E103 518 617200 SH SOLE 617200 0 0 D INSPIRE PHARMA COM STK COMMON STOCK 457733103 2010 1000000 SH SOLE 1000000 0 0 D INTUITIVE SURG COM STK COMMON STOCK 46120E107 11280 1200000 SH SOLE 1200000 0 0 D IVAX CORPORATION COM COMMON STOCK 465823102 5109 318300 SH SOLE 318300 0 0 D JOHNSON & JOHNSON COM OPTIONS - CALLS 4781600DL 29550 500000 SH CALL SOLE 500000 0 0 D KINDRED HEALTHCARE INC COMMON STOCK 494580103 9947 245600 SH SOLE 245600 0 0 D KING PHARMACEUTICALS INC COM COMMON STOCK 495582108 14004 400000 SH SOLE 400000 0 0 D LA JOLLA PHARMACEUTICAL CO COMMON STOCK 503459109 10431 1425000 SH SOLE 1425000 0 0 D LABORATORY CRP OF AMER HLDGS COMMON STOCK 50540R409 47930 500000 SH SOLE 500000 0 0 D LIFEPOINT HOSPITALS INC COM COMMON STOCK 53219L109 12936 350000 SH SOLE 350000 0 0 D MANOR CARE INC COM STK COMMON STOCK 564055101 10485 450000 SH SOLE 450000 0 0 D MCKESSON CORP COM COMMON STOCK 58155Q103 24330 650000 SH SOLE 650000 0 0 D MEDAREX INC COM COMMON STOCK 583916101 24194 1500000 SH SOLE 1500000 0 0 D MEDIMMUNE INC COM COMMON STOCK 584699102 47196 1200000 SH SOLE 1200000 0 0 D MEDTRONIC INC COM COMMON STOCK 585055106 45210 1000000 SH SOLE 1000000 0 0 D MGI PHARMACEUTICALS INC COMMON STOCK 552880106 10664 775000 SH SOLE 775000 0 0 D MID ATLANTIC MED SVCS INC COMMON STOCK 59523C107 9263 325000 SH SOLE 325000 0 0 D MILLENNIUM PHARMACEUTICALS INC COMMON STOCK 599902103 13386 600000 SH SOLE 600000 0 0 D MYLAN LABS INC COM COMMON STOCK 628530107 24305 825000 SH SOLE 825000 0 0 D NABI BIOPHARMACEUTIC ALS COMMON STOCK 629519109 17937 2911900 SH SOLE 2911900 0 0 D NATIONWIDE HEALTH PPTYS INC COMMON STOCK 638620104 10075 500000 SH SOLE 500000 0 0 D NOVEN PHARMACEUTICALS INC COMMON STOCK 670009109 9574 461600 SH SOLE 461600 0 0 D ODYSSEY HLTHCR COMMON STOCK 67611V101 6010 225000 SH SOLE 225000 0 0 D OMNICARE INC COM COMMON STOCK 681904108 31068 1200000 SH SOLE 1200000 0 0 D OSI PHARMACEUTICALS INC COMMON STOCK 671040103 50895 1300000 SH SOLE 1300000 0 0 D PAREXEL INTL CORP COM COMMON STOCK 699462107 17002 1060000 SH SOLE 1060000 0 0 D PER-SE TECHNOLOGIES INC. COMMON STOCK 713569309 6419 531400 SH SOLE 531400 0 0 D PHARMACEUTICAL RESOURCES INC COMMON STOCK 717125108 16910 798000 SH SOLE 798000 0 0 D PRIORITY HEALTHCARE CORP COMMON STOCK 74264T102 27311 1050000 SH SOLE 1050000 0 0 D PROGENICS PHARMACEUTICALS INC COMMON STOCK 743187106 14048 936500 SH SOLE 936500 0 0 D QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 41425 500000 SH SOLE 500000 0 0 D RIBOZYME PHARMACEUTICALS INC COMMON STOCK 762567105 1447 499000 SH SOLE 499000 0 0 D SENIOR HOUSING PROP TRUST COMMON STOCK 81721M109 14400 1000000 SH SOLE 1000000 0 0 D SERONO SA -ADR ADRS STOCKS 81752M101 13440 600000 SH SOLE 600000 0 0 D SHIRE PHARMACEUTICAL GROUP PLC ADRS STOCKS 82481R106 32859 1400000 SH SOLE 1400000 0 0 D SKYEPHARMA PLC SPONS ADR ADRS STOCKS 830808101 302 31100 SH SOLE 31100 0 0 D SURMODICS INC COM COMMON STOCK 868873100 17741 406900 SH SOLE 406900 0 0 D TANOX INC COM STK COMMON STOCK 87588Q109 7080 500000 SH SOLE 500000 0 0 D TRIPATH IMAGING INC COM STK COMMON STOCK 896942109 4011 700000 SH SOLE 700000 0 0 D UNIVERSAL HEALTH SVCS INC CL B COMMON STOCK 913903100 16500 400000 SH SOLE 400000 0 0 D VENTAS INC COM COMMON STOCK 92276F100 12650 1000000 SH SOLE 1000000 0 0 D VERSICOR INC COM STK COMMON STOCK 925314106 14708 813500 SH SOLE 813500 0 0 D WATERS CORP COM COMMON STOCK 941848103 13985 500000 SH SOLE 500000 0 0 D WATSON PHARMACEUTICALS INC COMMON STOCK 942683103 37926 1400000 SH SOLE 1400000 0 0 D XOMA LTD COMMON STOCK G9825R107 8590 1000000 SH SOLE 1000000 0 0 D ZOLL MEDICAL CORP COM COMMON STOCK 989922109 15552 405000 SH SOLE 405000 0 0 D ZYMOGENETICS INC Com COMMON STOCK 98985T109 17967 1591400 SH SOLE 1591400 0 0 S REPORT SUMMARY 89 DATA RECORDS 1660737 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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