-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VnY9IuDdIcM/xarEUBvEioTNPNEylPYcidw8RmMUzB89TBmIskrZP4TMFIV4qw5K q1XP6WsT8fktQ6LR5hV/zA== 0001009056-04-000001.txt : 20040113 0001009056-04-000001.hdr.sgml : 20040113 20040113093144 ACCESSION NUMBER: 0001009056-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040113 FILED AS OF DATE: 20040113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAND L JAMES CENTRAL INDEX KEY: 0001201587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31019 FILM NUMBER: 04521760 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 2 SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508540132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGONAUT TECHNOLOGIES INC CENTRAL INDEX KEY: 0001112880 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 943216714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1101 CHESS DRIVE STREET 2: . CITY: FOSTER CITY STATE: CA ZIP: 94598 BUSINESS PHONE: 650-655-4300 MAIL ADDRESS: STREET 1: 1101 CHESS DRIVE STREET 2: . CITY: FOSTER CITY STATE: CA ZIP: 94598 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: QUINDLEN RUTHANN CENTRAL INDEX KEY: 0001201584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31019 FILM NUMBER: 04521761 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 2 SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508540132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD, 2-290 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOGELSONG NORMAN A CENTRAL INDEX KEY: 0001140932 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31019 FILM NUMBER: 04521762 BUSINESS ADDRESS: STREET 1: IVP STREET 2: 3000 SAND HILL ROAD, 2-290 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508540132 MAIL ADDRESS: STREET 1: C/O IVP STREET 2: 3000 SAND HILL ROAD, 2-290 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YANG GEOFFREY Y CENTRAL INDEX KEY: 0001201592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31019 FILM NUMBER: 04521758 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 2 SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508540132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD, 2-290 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENNIS REID W CENTRAL INDEX KEY: 0000903975 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31019 FILM NUMBER: 04521764 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD BLDG 2 SUITE 290 STREET 2: C/O INSTITUTIONAL VENTURE PARTNERS CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508540132 MAIL ADDRESS: STREET 1: INSTITUTIONAL VENTURE PARTNERS STREET 2: 3000 SAND HILL RD BLDG 2 STE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INSTITUTIONAL VENTURE PARTNERS VI CENTRAL INDEX KEY: 0001009056 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31019 FILM NUMBER: 04521766 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD STREET 2: BUILDING 2 STE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158540132 MAIL ADDRESS: STREET 1: 3000 SAND HILL RD STREET 2: BLDG 2, SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLELLA SAMUEL D CENTRAL INDEX KEY: 0001201580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31019 FILM NUMBER: 04521765 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4 SUITE 210 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6502337877 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD, 4-210 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELMORE MARY JANE CENTRAL INDEX KEY: 0001201582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31019 FILM NUMBER: 04521763 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 2SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508540132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD, 2-290 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS T PETER CENTRAL INDEX KEY: 0001201589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31019 FILM NUMBER: 04521759 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 2 SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508540132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD, 2-290 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-13 1 0001112880 ARGONAUT TECHNOLOGIES INC agnt 0001009056 INSTITUTIONAL VENTURE PARTNERS VI 3000 SAND HILL RD BLDG 2, SUITE 290 MENLO PARK CA 94025 0 0 1 0 0001201580 COLELLA SAMUEL D 3000 SAND HILL ROAD, 4-210 MENLO PARK CA 94025 0 0 0 1 affiliate of 10% owner (SDC) 0000903975 DENNIS REID W INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL RD BLDG 2 STE 290 MENLO PARK CA 94025 0 0 0 1 affiliate of 10% owner (RWD) 0001201582 ELMORE MARY JANE 3000 SAND HILL ROAD, 2-290 MENLO PARK CA 94025 0 0 0 1 affiliate of 10% owner (MJE) 0001140932 FOGELSONG NORMAN A C/O IVP 3000 SAND HILL ROAD, 2-290 MENLO PARK CA 94025 0 0 0 1 affiliate of 10% owner (NAF) 0001201584 QUINDLEN RUTHANN 3000 SAND HILL ROAD, 2-290 MENLO PARK CA 94025 0 0 0 1 affiliate of 10% owner (RAQ) 0001201587 STRAND L JAMES 0 0 0 1 affiliate of 10% owner (LJS) 0001201589 THOMAS T PETER 3000 SAND HILL ROAD, 2-290 MENLO PARK CA 94025 0 0 0 1 affiliate of 10% owner (TPT) 0001201592 YANG GEOFFREY Y 3000 SAND HILL ROAD, 2-290 MENLO PARK CA 94025 0 0 0 1 affiliate of 10% owner (GYY) Common Stock 2004-01-13 4 J 0 2460020 2.42 D 0 D Common Stock 2004-01-13 4 J 0 50646 2.42 D 0 D Common Stock 2004-01-13 4 J 0 12020 2.42 A 12020 D Common Stock 2004-01-13 4 J 0 10876 2.42 A 10876 D Common Stock 2004-01-13 4 J 0 10447 2.42 A 10447 D Common Stock 2004-01-13 4 J 0 7855 2.42 A 7855 D Common Stock 2004-01-13 4 J 0 5432 2.42 A 6234 D Common Stock 2004-01-13 4 J 0 2140 2.42 A 2140 D Common Stock 2004-01-13 4 J 0 2995 2.42 A 2995 D Common Stock 2004-01-13 4 J 0 7317 2.42 A 7517 D IVP distributed 2,460,020 shares to its partners on 1/11/04. IVM received 24,600 shares. IVM then distributed 75,246 to its partners on the same date. Both distributions were done on a pro-rata basis without the payment of additional consideration. Each reporting person received shares in the distribution. Shares owned by IVM prior to the distribution. Indirect ownership for the reporting persons includes shares held/disposed by Institutional Venture Partners VI, L.P. ("IVP"), IVP Founders Fund I, L.P. ("FFI") and Institutional Venture Management VI, L.P. ("IVM"), the general partner of IVP and FFI. Each reporting person is a general partner of IVM and disclaims beneficial ownership except to the extent of his/her pecuniary interest therein. Shares received in distribution by Samuel D. Colella and family partnership. Shares received in distribution by Reid W. Dennis. Shares received in distribution by Mary Jane Elmore. Shares received in distribution by Norman A. Fogelsong. Shares received in distribution by Ruthann Quindlen. Shares received in distribution by L. James Strand. Shares received in distribution by T. Peter Thomas. Shares received in distribution by Geoffrey Y. Yang. Nancy E. McCroskey, authorized signer 2004-01-13 -----END PRIVACY-ENHANCED MESSAGE-----