Chief Compliance Officer

0001420506-24-000700.txt : 20240507 0001420506-24-000700.hdr.sgml : 20240507 20240507163106 ACCESSION NUMBER: 0001420506-24-000700 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240507 DATE AS OF CHANGE: 20240507 EFFECTIVENESS DATE: 20240507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZAZOVE ASSOCIATES LLC CENTRAL INDEX KEY: 0001009012 ORGANIZATION NAME: IRS NUMBER: 363984373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05338 FILM NUMBER: 24922519 BUSINESS ADDRESS: STREET 1: 1001 TAHOE BLVD. CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 77529897500 MAIL ADDRESS: STREET 1: 1001 TAHOE BLVD. CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001009012 XXXXXXXX 03-31-2024 03-31-2024 false ZAZOVE ASSOCIATES LLC

1001 TAHOE BLVD. INCLINE VILLAGE NV 89451

13F HOLDINGS REPORT 028-05338 000104751 801-34818 N Sam Ginocchio Chief Compliance Officer 7752987500 Sam Ginocchio, Chief Compliance Officer INCLINE VILLAGE NV 05-07-2024 0 112 720849 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR ZAZOVE ASSOCIATES LLC (7388) ADAM NAT RES FD INC COM 00548F105 42 1800 SH SOLE 1800 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 14862 14070000 PRN SOLE 0 0 0 ALLIANT ENERGY CORP NOTE 3.875% 3/1 018802AC2 6731 6821000 PRN SOLE 0 0 0 ALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1 02043QAB3 21494 22890000 PRN SOLE 0 0 0 ALTAIR ENGR INC NOTE 1.750% 6/1 021369AC7 1644 1250000 PRN SOLE 0 0 0 AMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 02376RAF9 2328 2000000 PRN SOLE 0 0 0 AMPRIUS TECHNOLOGIES INC *W EXP 09/14/202 03214Q116 261 1089409 SH SOLE 1089409 0 0 ASCENDIS PHARMA A/S NOTE 2.250% 4/0 04351PAD3 15161 13115000 PRN SOLE 0 0 0 BLACKROCK FLOATING RATE INCO COM 09255X100 273 21095 SH SOLE 21095 0 0 BLOCK INC NOTE 5/0 852234AJ2 223 249000 PRN SOLE 0 0 0 BRAEMAR HOTELS & RESORTS INC COM 10482B101 4203 2101511 SH SOLE 2101511 0 0 BRAEMAR HOTELS & RESORTS INC NOTE 4.500% 6/0 10482BAB7 17826 20490000 PRN SOLE 0 0 0 BROOKDALE SR LIVING INC NOTE 2.000%10/1 112463AC8 10976 11210000 PRN SOLE 0 0 0 CABLE ONE INC NOTE 3/1 12685JAE5 217 248000 PRN SOLE 0 0 0 CHEFS WHSE INC NOTE 1.875%12/0 163086AB7 1357 1313000 PRN SOLE 0 0 0 CHEGG INC NOTE 9/0 163092AF6 167 199000 PRN SOLE 0 0 0 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 3733 2262294 SH SOLE 2262294 0 0 CNX RES CORP NOTE 2.250% 5/0 12653CAG3 4732 2500000 PRN SOLE 0 0 0 COMPLETE SOLARIA INC *W EXP 07/31/202 20460L112 1 25171 SH SOLE 25171 0 0 CONMED CORP NOTE 2.250% 6/1 207410AH4 11765 12840000 PRN SOLE 0 0 0 CRACKER BARREL OLD CTRY STOR NOTE 0.625% 6/1 22410JAB2 220 249000 PRN SOLE 0 0 0 CURIOSITYSTREAM INC COM CL A 23130Q107 7 6310 SH SOLE 6310 0 0 CUTERA INC NOTE 2.250% 6/0 232109AD0 1701 7140000 PRN SOLE 0 0 0 CUTERA INC NOTE 4.000% 6/0 232109AG3 1670 7775000 PRN SOLE 0 0 0 DATADOG INC NOTE 0.125% 6/1 23804LAB9 4051 2870000 PRN SOLE 0 0 0 DEXCOM INC NOTE 0.250%11/1 252131AK3 3262 2965000 PRN SOLE 0 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 236 15000 SH SOLE 15000 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 2648 2500000 PRN SOLE 0 0 0 ETSY INC NOTE 0.250% 6/1 29786AAN6 791 1000000 PRN SOLE 0 0 0 EXPEDIA GROUP INC NOTE 2/1 30212PBE4 11456 12387000 PRN SOLE 0 0 0 FINANCE OF AMERICA COMPAN *W EXP 04/08/202 31738L115 16 502865 SH SOLE 502865 0 0 FORD MTR CO DEL NOTE 3/1 345370CZ1 43324 41895000 PRN SOLE 0 0 0 FORUM ENERGY TECHNOLOGIES IN NOTE 9.000% 8/0 34984VAC4 138 137837 PRN SOLE 0 0 0 FREYR BATTERY INC *W EXP 07/09/202 35834F112 58 346411 SH SOLE 346411 0 0 GREAT AJAX CORP 7.25 CV SR NT 24 38983D409 1 27 SH SOLE 27 0 0 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 3283 4840000 PRN SOLE 0 0 0 HAEMONETICS CORP MASS NOTE 3/0 405024AB6 20 22000 PRN SOLE 0 0 0 HERTZ GLOBAL HLDGS INC *W EXP 06/30/205 42806J148 2956 662136 SH SOLE 662136 0 0 IMAX CORP NOTE 0.500% 4/0 45245EAJ8 6750 7240000 PRN SOLE 0 0 0 INNOVATE CORP NOTE 7.500% 8/0 404139AG2 4277 12203000 PRN SOLE 0 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 3650 3500000 PRN SOLE 0 0 0 INTEGER HLDGS CORP NOTE 2.125% 2/1 45826HAB5 2067 1430000 PRN SOLE 0 0 0 INTERDIGITAL INC NOTE 3.500% 6/0 45867GAD3 7205 5000000 PRN SOLE 0 0 0 JAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 472145AF8 45792 46135000 PRN SOLE 0 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 118 120000 PRN SOLE 0 0 0 JOHN BEAN TECHNOLOGIES CORP NOTE 0.250% 5/1 477839AB0 26150 28176000 PRN SOLE 0 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 562 563000 PRN SOLE 0 0 0 LANDSEA HOMES CORP *W EXP 01/08/202 51509P111 943 2194348 SH SOLE 2194348 0 0 LANTHEUS HLDGS INC NOTE 2.625%12/1 516544AB9 2775 2500000 PRN SOLE 0 0 0 LANVIN GROUP HOLDINGS LIMITE *W EXP 01/14/202 G5380J118 41 1334846 SH SOLE 1334846 0 0 LIBERTY MEDIA CORP DEL DEB 3.750% 2/1 530715AL5 91 220000 PRN SOLE 0 0 0 LIBERTY MEDIA CORP DEL NOTE 3.750% 3/1 531229AP7 49669 40349000 PRN SOLE 0 0 0 LIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 531229AQ5 1693 1670000 PRN SOLE 0 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 538034AU3 167 150000 PRN SOLE 0 0 0 LYFT INC NOTE 1.500% 5/1 55087PAB0 202 207000 PRN SOLE 0 0 0 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 161 162000 PRN SOLE 0 0 0 MGP INGREDIENTS INC NEW NOTE 1.875%11/1 55303JAB2 43334 40011000 PRN SOLE 0 0 0 MIDDLEBY CORP NOTE 1.000% 9/0 596278AB7 32122 24435000 PRN SOLE 0 0 0 MIRION TECHNOLOGIES INC *W EXP 10/20/202 60471A119 4264 1907649 SH SOLE 1907649 0 0 NCL CORP LTD NOTE 1.125% 2/1 62886HBD2 9367 9900000 PRN SOLE 0 0 0 NET POWER INC *W EXP 06/08/202 64107A113 3820 1258513 SH SOLE 1258513 0 0 NICE LTD NOTE 9/1 653656AB4 263 250000 PRN SOLE 0 0 0 NORTHERN OIL & GAS INC NOTE 3.625% 4/1 665531AJ8 7311 6005000 PRN SOLE 0 0 0 NOVOCURE LTD NOTE 11/0 67011XAB9 144 158000 PRN SOLE 0 0 0 NUSCALE PWR CORP *W EXP 05/02/202 67079K118 49 59739 SH SOLE 59739 0 0 NUTANIX INC NOTE 0.250%10/0 67059NAH1 3071 2500000 PRN SOLE 0 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 1363 244762 SH SOLE 244762 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 38 4387 SH SOLE 4387 0 0 NWTN INC *W EXP 12/31/202 G6693P114 4 64571 SH SOLE 64571 0 0 OKTA INC NOTE 0.375% 6/1 679295AF2 223 242000 PRN SOLE 0 0 0 ON SEMICONDUCTOR CORP NOTE 0.500% 3/0 682189AU9 1697 1720000 PRN SOLE 0 0 0 OSISKO DEVELOPMENT CORP COM NEW 68828E809 1332 625200 SH SOLE 625200 0 0 PAGERDUTY INC NOTE 1.250% 7/0 69553PAB6 2404 2500000 PRN SOLE 0 0 0 PAYSAFE LIMITED *W EXP 03/30/202 G6964L115 12 399748 SH SOLE 399748 0 0 PEABODY ENGR CORP NOTE 3.250% 3/0 704551AD2 2829 2000000 PRN SOLE 0 0 0 PEBBLEBROOK HOTEL TR NOTE 1.750%12/1 70509VAA8 2817 3130000 PRN SOLE 0 0 0 PENNYMAC CORP NOTE 5.500% 3/1 70932AAF0 273 287000 PRN SOLE 0 0 0 PETIQ INC NOTE 4.000% 6/0 71639TAB2 16683 16775000 PRN SOLE 0 0 0 PIONEER FLOATING RATE FUND I COM 72369J102 63 6511 SH SOLE 6511 0 0 POST HLDGS INC NOTE 2.500% 8/1 737446AT1 2251 2000000 PRN SOLE 0 0 0 PPL CAP FDG INC NOTE 2.875% 3/1 69352PAS2 49205 51305000 PRN SOLE 0 0 0 PURECYCLE TECHNOLOGIES INC *W EXP 03/17/202 74623V111 660 343683 SH SOLE 343683 0 0 RINGCENTRAL INC NOTE 3/1 76680RAH0 440 489000 PRN SOLE 0 0 0 RIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 76954AAB9 2424 3000000 PRN SOLE 0 0 0 RLJ LODGING TR CUM CONV PFD A 74965L200 229 9266 SH SOLE 9266 0 0 ROADZEN INC *W EXP 11/30/202 G7606H116 14 150602 SH SOLE 150602 0 0 RUMBLE INC *W EXP 09/16/202 78137L113 2497 1097695 SH SOLE 1097695 0 0 SEA LTD NOTE 2.375%12/0 81141RAF7 1325 1320000 PRN SOLE 0 0 0 SEA LTD NOTE 1.000%12/0 81141RAD2 182 150000 PRN SOLE 0 0 0 SEA LTD NOTE 0.250% 9/1 81141RAG5 143 167000 PRN SOLE 0 0 0 SHIFT4 PMTS INC NOTE 0.500% 8/0 82452JAD1 4648 5000000 PRN SOLE 0 0 0 SIMPLIFY EXCHANGE TRADED FUN SIMPLIFY INTERST 82889N855 603 13450 SH SOLE 13450 0 0 SMART GLOBAL HLDGS INC NOTE 2.250% 2/1 83205YAB0 1381 1000000 PRN SOLE 0 0 0 SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 2281 2500000 PRN SOLE 0 0 0 SOUTHERN CO NOTE 3.875%12/1 842587DP9 1796 1800000 PRN SOLE 0 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 60655 60105000 PRN SOLE 0 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 229 249000 PRN SOLE 0 0 0 SSR MINING IN NOTE 2.500% 4/0 784730AB9 30906 34510000 PRN SOLE 0 0 0 SUMMIT HOTEL PPTYS NOTE 1.500% 2/1 866082AA8 2959 3311000 PRN SOLE 0 0 0 SUNOPTA INC COM 8676EP108 3244 472242 SH SOLE 472242 0 0 TH INTERNATIONAL LIMITED ORDINARY SHARES G8656L106 1583 1376465 SH SOLE 1376465 0 0 THE BEAUTY HEALTH COMPANY COM CL A 88331L108 1520 342404 SH SOLE 342404 0 0 TRUMP MEDIA & TECHNOLOGY GRO *W EXP 03/25/202 25400Q113 10024 366776 SH SOLE 366776 0 0 TYLER TEX INDPT SCH DIST NOTE 0.250% 3/1 902252AB1 22386 22204000 PRN SOLE 0 0 0 URBAN ONE INC CL A 91705J105 1582 585978 SH SOLE 585978 0 0 URBAN ONE INC CL D NON VTG 91705J204 6849 3357350 SH SOLE 3357350 0 0 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 4955 100000 SH SOLE 100000 0 0 VAREX IMAGING CORP NOTE 4.000% 6/0 92214XAB2 13917 12585000 PRN SOLE 0 0 0 WEATHERFORD INTL PLC ORD SHS G48833118 54 467 SH SOLE 467 0 0 WESTROCK COFFEE CO *W EXP 08/29/202 96145W111 6998 3062729 SH SOLE 3062729 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 185 3379875 SH SOLE 3379875 0 0 ZILLOW GROUP INC NOTE 1.375% 9/0 98954MAG6 3094 2500000 PRN SOLE 0 0 0