Executive Partner

0001009012-20-000012.txt : 20201027 0001009012-20-000012.hdr.sgml : 20201027 20201027141849 ACCESSION NUMBER: 0001009012-20-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201027 DATE AS OF CHANGE: 20201027 EFFECTIVENESS DATE: 20201027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZAZOVE ASSOCIATES LLC CENTRAL INDEX KEY: 0001009012 IRS NUMBER: 363984373 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05338 FILM NUMBER: 201263573 BUSINESS ADDRESS: STREET 1: 520 LAKE COOK ROAD STREET 2: SUITE 178 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8472397100 MAIL ADDRESS: STREET 1: 520 LAKE COOK ROAD STREET 2: SUITE 178 CITY: DEERFIELD STATE: IL ZIP: 60015 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009012 XXXXXXXX 09-30-2020 09-30-2020 ZAZOVE ASSOCIATES LLC

520 LAKE COOK ROAD SUITE 178 DEERFIELD IL 60015

13F HOLDINGS REPORT 028-05338 N Steven M Kleiman Executive Partner 8472397100 Steven M. 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UNIT LTD PARTN 371927104 92 20500 SH SOLE 20500 0 0 HOSTESS BRANDS W EXP 11/04/202 44109J114 3153 3844861 SH SOLE 3844861 0 0 KAYNE ANDERSON MLP INVESTMENT COMPANY COM 486606106 1728 433088 SH SOLE 433088 0 0 KAYNE ANDERSON MIDSTREAM/ENERGY FUND COM 48661E108 835 207169 SH SOLE 207169 0 0 NEW YORK COMMUNITY BANCORP TRUST UNIT 11/01/2051 64944P307 2893 65591 SH SOLE 65591 0 0 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND COM SHS 6706EN100 379 46255 SH SOLE 46255 0 0 NUVEEN CREDIT STRATEGIES INCOME FUND COM SHS 67073D102 1612 272805 SH SOLE 272805 0 0 PIONEER FLOATING RATE TRUST COM 72369J102 483 47798 SH SOLE 47798 0 0 PURPLE INNOVATION W EXP 02/02/202 74640Y114 2515 385784 SH SOLE 385784 0 0 RLJ LODGING TRUST CUM CONV PFD A 74965L200 910 39087 SH SOLE 39087 0 0 REALOGY HOLDINGS COM 75605Y106 1934 204861 SH SOLE 204861 0 0 SALIENT MIDSTREAM & MLP FUND SH BEN INT 79471V105 352 100550 SH SOLE 100550 0 0 USA COMPRESSION PARTNERS COMUNIT LTDPAR 90290N109 1519 151715 SH SOLE 151715 0 0 URBAN ONE CL D NON VTG 91705J204 1984 1695714 SH SOLE 1695714 0 0 US ECOLOGY W EXP 10/17/202 91734M111 1830 332787 SH SOLE 332787 0 0 WILLSCOT MOBILE MINI HOLDINGS COM CL A 971378104 511 30630 SH SOLE 30630 0 0 AIR TRANSPORT SERVICES GROUP NOTE 1.125 10/1 00922RAB1 24826 23521000 SH SOLE 0 0 0 AKAMAI TECH NOTE 0.125 5/0 00971TAJ0 27097 21030000 PRN SOLE 0 0 0 AKAMAI TECH NOTE 0.375 9/0 00971TAL5 19682 17050000 PRN SOLE 0 0 0 ALTERYX NOTE 1.000 8/0 02156BAF0 12408 12385000 PRN SOLE 0 0 0 ATLAS AIR WORLDWIDE HOLDINGS, INC NOTE 2.250 6/0 049164BH8 22 20000 PRN SOLE 0 0 0 ATLAS AIR WORLDWIDE HOLDINGS, INC NOTE 1.875 6/0 049164BJ4 3698 3058000 PRN SOLE 0 0 0 BAOZUN NOTE 1.625 5/0 06684LAB9 3983 4300000 PRN SOLE 0 0 0 CSG SYSTEMS INTERNATIONAL, INC NOTE 4.250 3/1 126349AF6 6897 6600000 PRN SOLE 0 0 0 CLEVELAND-CLIFFS DBCV 1.500 1/1 185899AA9 2376 2295000 PRN SOLE 0 0 0 COLONY CAPITAL NOTE 5.000 4/1 19624RAA4 1807 1853000 PRN SOLE 0 0 0 INVITATION HOMES NOTE 3.500 1/1 19625XAB8 2020 1560000 PRN SOLE 0 0 0 ATLANTICUS HOLDINGS NOTE 5.875 11/3 20478NAD2 5315 7593000 PRN SOLE 0 0 0 CONMED CORP NOTE 2.625 2/0 207410AF8 6314 5619000 PRN SOLE 0 0 0 CORENERGY INFRASTRUCTURE TRUST NOTE 5.875 8/1 21870UAC0 825 1150000 PRN SOLE 0 0 0 COWEN INC NOTE 3.000 12/1 223622AE1 59502 54489000 PRN SOLE 0 0 0 DEXCOM NOTE 0.750 12/0 252131AH0 2530 1000000 PRN SOLE 0 0 0 DISH NETWORK NOTE 2.375 3/1 25470MAD1 904 1000000 PRN SOLE 0 0 0 EURONET WORLDWIDE INC NOTE 0.750 3/1 298736AL3 2526 2630000 PRN SOLE 0 0 0 EXACT SCIENCES NOTE 0.375 3/0 30063PAC9 1085 1000000 PRN SOLE 0 0 0 FLEXION THERAPEUTICS NOTE 3.375 5/0 33938JAB2 14005 17668000 PRN SOLE 0 0 0 FORTIVE NOTE 0.875 2/1 34959JAK4 1351 1345000 PRN SOLE 0 0 0 SURO CAPITAL CORP NOTE 4.750 3/2 36191JAC5 1695 1487000 PRN SOLE 0 0 0 GREENBRIER COMPANIES NOTE 2.875 2/0 393657AK7 12323 13440000 PRN SOLE 0 0 0 HELIX ENERGY SOLUTIONS GROUP NOTE 4.250 5/0 42330PAH0 709 750000 PRN SOLE 0 0 0 HELIX ENERGY SOLUTIONS GROUP NOTE 6.750 2/1 42330PAK3 12968 16109000 PRN SOLE 0 0 0 HOPE BANCORP NOTE 2.000 5/1 43940TAB5 15375 18665000 PRN SOLE 0 0 0 ISTAR INC NOTE 3.125 9/1 45031UCB5 3201 3000000 PRN SOLE 0 0 0 ILLUMINA INC. 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