0001009012-15-000007.txt : 20150504
0001009012-15-000007.hdr.sgml : 20150504
20150504091901
ACCESSION NUMBER: 0001009012-15-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150504
DATE AS OF CHANGE: 20150504
EFFECTIVENESS DATE: 20150504
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAZOVE ASSOCIATES LLC
CENTRAL INDEX KEY: 0001009012
IRS NUMBER: 363984373
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05338
FILM NUMBER: 15826575
BUSINESS ADDRESS:
STREET 1: 1033 SKOKIE BLVD., SUITE 310
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: 8472397100
MAIL ADDRESS:
STREET 1: 1033 SKOKIE BLVD., SUITE 310
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001009012
XXXXXXXX
03-31-2015
03-31-2015
ZAZOVE ASSOCIATES LLC
1033 SKOKIE BLVD., SUITE 310
NORTHBROOK
IL
60062
13F HOLDINGS REPORT
028-05338
N
Steven Kleiman
COO
8472397100
Steven M. Kleiman
Northbrook
IL
05-04-2015
0
119
2112
false
INFORMATION TABLE
2
13f033115.xml
FORM 13F 03-31-15
AMERICAN INTERNATIONAL GROUP
*W EXP 01/19/202
026874156
16300
744980
SH
SOLE
744980
0
0
AURICO GOLD INC.
COM
05155C105
416
150000
SH
SOLE
150000
0
0
BANK OF AMERICA
*W EXP 01/16/201
060505146
621
105765
SH
SOLE
105765
0
0
BANK OF AMERICA
7.25 CNV PFD L
060505682
382
330
SH
SOLE
330
0
0
BLACKROCK DEBT STRATEGIES FUND INC
COM
09255R103
697
186921
SH
SOLE
186921
0
0
CUMULUS MEDIA INC
CL A
231082108
4854
1965000
SH
SOLE
1965000
0
0
DIREXION DAILY GOLD MINERS INDEX BULL 3X
DAILY GOLD MINER
25459Y389
565
60000
SH
SOLE
60000
0
0
DURECT CORPORATION
COM
266605104
993
520000
SH
SOLE
520000
0
0
EASTMAN KODAK
*W EXP 09/03/201
277461133
71
13144
SH
SOLE
13144
0
0
EASTMAN KODAK
*W EXP 09/03/201
277461141
59
13144
SH
SOLE
13144
0
0
EASTMAN KODAK COMPANY
COM NEW
277461406
3734
196618
SH
SOLE
196618
0
0
EATON VANCE LIMITED DURATION INCOME FUND
COM
27828H105
2904
201785
SH
SOLE
201785
0
0
EMMIS COMMUNICATION
CL A
291525103
2149
1079897
SH
SOLE
1079897
0
0
EMMIS COMMUNICATIONS CORP
PFD CV SER A
291525202
5663
443270
SH
SOLE
443270
0
0
GENERAL MOTORS CORP
*W EXP 07/10/201
37045V126
17665
898988
SH
SOLE
898988
0
0
IRIDIUM COMMUNICATIONS
PERP PFD CNV B
46269C409
4981
14000
SH
SOLE
14000
0
0
JP MORGAN CHASE & CO.
*W EXP 10/28/201
46634E114
5951
270398
SH
SOLE
270398
0
0
KEYCORP
PFD 7.75 SR A
493267405
7953
60709
SH
SOLE
60709
0
0
KINDER MORGAN ENERGY PARTNERS
*W EXP 05/25/201
49456B119
50986
12435676
SH
SOLE
12435676
0
0
LIBERTY BROADBAND
COM SER C
530307305
283
5000
SH
SOLE
5000
0
0
LIBERTY MEDIA
CL A
531229102
386
10000
SH
SOLE
10000
0
0
LIBERTY MEDIA
COM SER C
531229300
764
20000
SH
SOLE
20000
0
0
NORTHSTAR REALTY FINANCE CORP
COM NEW
66704R704
11815
652042
SH
SOLE
652042
0
0
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
COM SHS
6706EN100
402
34542
SH
SOLE
34542
0
0
NUVEEN FLOATING RATE INCOME FUND
COM
67072T108
363
32071
SH
SOLE
32071
0
0
NUVEEN CREDIT STRATEGIES INCOME FUND
COM SHS
67073D102
2245
248024
SH
SOLE
248024
0
0
RADIO ONE INC.
CL D NON VTG
75040P405
5976
1940169
SH
SOLE
1940169
0
0
STANLEY BLACK & DECKER INC.
UNIT 99/99/9999
854502309
155590
1160036
SH
SOLE
1160036
0
0
SUPERNUS PHARMACEUTICALS
COM
868459108
1674
138429
SH
SOLE
138429
0
0
THOMPSON CREEK METALS COMPANY INC.
COM
884768102
1337
1013077
SH
SOLE
1013077
0
0
WELLS FARGO & COMPANY
PERP PFD CNV A
949746804
7307
5989
SH
SOLE
5989
0
0
ACORDA THERAPEUTICS INC.
NOTE 1.750 6/1
00484MAA4
4149
4055000
PRN
SOLE
0
0
0
AFFYMETRIX INC
NOTE 4.000 7/0
00826TAH1
450
205000
PRN
SOLE
0
0
0
AIR LEASE CORPORATION
NOTE 3.875 12/0
00912XAK0
11765
8100000
PRN
SOLE
0
0
0
ALASKA COMMUNICATIONS SYSTEMS GROUP INC
NOTE 6.250 5/0
01167PAE1
20139
20498000
PRN
SOLE
0
0
0
ALON USA ENERGY INC.
NOTE 3.000 9/1 ADDED
020520AB8
10707
8435000
PRN
SOLE
0
0
0
ALTRA HOLDINGS INC
NOTE 2.750 3/0
02208RAE6
3670
3160000
PRN
SOLE
0
0
0
JOHNSON & JOHNSON
SDCV 7/2
02261WAB5
154734
111689000
PRN
SOLE
0
0
0
AMERICAN REALTY CAPITAL PROPERTIES INC.
NOTE 3.000 8/0
02917TAA2
978
1000000
PRN
SOLE
0
0
0
ANNALY MORTGAGE MANAGEMENT INC
NOTE 5.000 5/1
035710AB8
652
650000
PRN
SOLE
0
0
0
ARVINMERITOR INC
FRNT 4.000 2/1
043353AH4
1131
1084000
PRN
SOLE
0
0
0
BGC PARTNERS INC.
NOTE 4.500 7/1
05541TAD3
11243
10303000
PRN
SOLE
0
0
0
BPZ RESOURCES INC.
MTNF 6.500 3/0 DELETED
055639AB4
417
2605000
PRN
SOLE
0
0
0
BRISTOW GROUP INC
NOTE 3.000 6/1
110394AC7
28381
28212000
PRN
SOLE
0
0
0
BROOKDALE SENIOR LIVING INC.
NOTE 2.750 6/1
112463AA2
2089
1500000
PRN
SOLE
0
0
0
B2GOLD CORPORATION
NOTE 3.250 10/0
11777QAB6
19689
22525000
PRN
SOLE
0
0
0
CALLAWAY GOLF COMPANY
NOTE 3.750 8/1
131193AC8
19514
15118000
PRN
SOLE
0
0
0
CHART INDUSTRIES INC.
NOTE 2.000 8/0
16115QAC4
6387
6633000
PRN
SOLE
0
0
0
CHESAPEAKE ENERGY CORPORATION
NOTE 2.500 5/1
165167CA3
1545
1620000
PRN
SOLE
0
0
0
CHESAPEAKE ENERGY CORPORATION
NOTE 2.250 12/1
165167CB1
1185
1300000
PRN
SOLE
0
0
0
COLONY CAPITAL INC
NOTE 5.000 4/1
19624RAA4
1916
1695000
PRN
SOLE
0
0
0
COLONY CAPITAL INC
NOTE 3.875 1/1
19624RAB2
28312
26200000
PRN
SOLE
0
0
0
COWEN GROUP INC.
NOTE 3.000 3/1 ADDED
223622AB7
12008
10510000
PRN
SOLE
0
0
0
DEALERTRACK TECHNOLOGIES INC
NOTE 1.500 3/1
242309AB8
39021
32860000
PRN
SOLE
0
0
0
DEPOMED INC.
NOTE 2.500 9/0
249908AA2
2303
1740000
PRN
SOLE
0
0
0
DEVELOPERS DIVERSIFIED REALTY CORP
NOTE 1.750 11/1
251591AX1
252
200000
PRN
SOLE
0
0
0
ELECTRONIC ARTS INC.
NOTE 0.750 7/1
285512AA7
26684
14390000
PRN
SOLE
0
0
0
ENERGY XXI (BERMUDA) LTD
NOTE 3.000 12/1
29274UAB7
75
260000
PRN
SOLE
0
0
0
FXCM INC.
NOTE 2.250 6/1
302693AB2
4715
6035000
PRN
SOLE
0
0
0
GSV CAPITAL CORP.
NOTE 5.250 9/1
36191JAB7
1525
1595000
PRN
SOLE
0
0
0
GREENBRIER COMPANIES
NOTE 3.500 4/0
393657AH4
21465
14087000
PRN
SOLE
0
0
0
HORNBECK OFFSHORE SERVICES INC
NOTE 1.500 9/0
440543AN6
3443
4270000
PRN
SOLE
0
0
0
ICONIX BRAND GROUP INC
NOTE 2.500 6/0
451055AE7
4411
3786000
PRN
SOLE
0
0
0
ICONIX BRAND GROUP INC
NOTE 1.500 3/1
451055AF4
5700
4775000
PRN
SOLE
0
0
0
INTEL CORP
SDCV 12/1
458140AD2
437
350000
PRN
SOLE
0
0
0
INTEL CORPORATION
SDCV 3.250 8/0
458140AF7
105963
66959000
PRN
SOLE
0
0
0
JANUS CAPITAL GROUP INC
NOTE 0.750 7/1
47102XAH8
29948
18587000
PRN
SOLE
0
0
0
JEFFERIES GROUP INC
DBCV 3.875 11/0
472319AG7
8033
7875000
PRN
SOLE
0
0
0
KEYW HOLDING CORP.
NOTE 2.500 7/1
493723AA8
33441
41000000
PRN
SOLE
0
0
0
KCAP FINANCIAL INC
NOTE 8.750 3/1
500233AB7
31047
28305000
PRN
SOLE
0
0
0
LABORATORY CORP OF AMER HLDGS
NOTE 9/1
50540RAG7
102488
60465000
PRN
SOLE
0
0
0
LAM RESEARCH CORPORATION
NOTE 0.500 5/1
512807AJ7
1923
1605000
PRN
SOLE
0
0
0
LIBERTY MEDIA
DEB 3.750 2/1
530715AL5
542
860000
PRN
SOLE
0
0
0
LIBERTY MEDIA
NOTE 1.375 10/1
531229AB8
101509
100753000
PRN
SOLE
0
0
0
MGIC INVESTMENT CORPORATION
NOTE 5.000 5/0
552848AD5
312
280000
PRN
SOLE
0
0
0
MGM MIRAGE
NOTE 4.250 4/1
55303QAE0
31622
27899000
PRN
SOLE
0
0
0
MACQUARIE INFRASTRUCTURE COMPANY LLC
NOTE 2.875 7/1
55608BAA3
9555
8055000
PRN
SOLE
0
0
0
MEDICINES COMPANY
DBCV 1.375 6/0
584688AC9
37288
31400000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 3.000 11/1
595112AY9
11714
10595000
PRN
SOLE
0
0
0
MOLYCORP INC.
NOTE 3.250 6/1
608753AA7
205
2415000
PRN
SOLE
0
0
0
MOLYCORP INC.
NOTE 6.000 9/0
608753AF6
2033
25408000
PRN
SOLE
0
0
0
MOLYCORP INC.
NOTE 5.500 2/0
608753AH2
1379
17235000
PRN
SOLE
0
0
0
NEWMONT MINING CORP
NOTE 1.625 7/1
651639AJ5
19675
19125000
PRN
SOLE
0
0
0
NUANCE COMMUNICATIONS INC
NOTE 2.750 11/0
67020YAF7
1245
1250000
PRN
SOLE
0
0
0
NVIDIA CORP
NOTE 1.000 12/0
67066GAC8
43142
36600000
PRN
SOLE
0
0
0
OMNICARE INC
NOTE 3.500 2/1
681904AQ1
438
360000
PRN
SOLE
0
0
0
PDL BIOPHARMA INC
NOTE 4.000 2/0
69329YAF1
9475
9870000
PRN
SOLE
0
0
0
PORTFOLIO RECOVERY ASSOCIATES INC.
NOTE 3.000 8/0 ADDED
73640QAB1
17588
16285000
PRN
SOLE
0
0
0
PRICELINE.COM
DEBT 1.000 3/1
741503AQ9
48616
36179000
PRN
SOLE
0
0
0
PRICELINE.COM
NOTE 0.350 6/1
741503AS5
4258
3715000
PRN
SOLE
0
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.375 10/1
74348TAK8
6097
5985000
PRN
SOLE
0
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.750 3/1
74348TAL6
7271
7111000
PRN
SOLE
0
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875 1/1
74348TAM4
407
400000
PRN
SOLE
0
0
0
RTI INTERNATIONAL METALS INC.
NOTE 1.625 10/1
74973WAB3
437
380000
PRN
SOLE
0
0
0
RAYONIER INC
NOTE 4.500 8/1
75508AAC0
107847
91785000
PRN
SOLE
0
0
0
RESOURCE CAPITAL CORPORATION
NOTE 8.000 1/1 ADDED
76120WAB0
19375
20000000
PRN
SOLE
0
0
0
ROYAL GOLD INC
NOTE 2.875 6/1
780287AA6
77502
75245000
PRN
SOLE
0
0
0
SAFEGUARD SCIENTIFICS
DBCV 5.250 5/1
786449AK4
3173
2650000
PRN
SOLE
0
0
0
SALESFORCE.COM INC.
NOTE 0.250 4/0
79466LAD6
521
435000
PRN
SOLE
0
0
0
SANDISK CORP
NOTE 0.500 10/1
80004CAF8
4801
4780000
PRN
SOLE
0
0
0
SEACOR HOLDING INC
NOTE 3.000 11/1
81170YAB5
2728
3145000
PRN
SOLE
0
0
0
SEACOR HOLDING INC
NOTE 2.500 12/1
811904AM3
8564
8345000
PRN
SOLE
0
0
0
SEQUENOM INC.
NOTE 5.000 10/0
817337AB4
15892
15180000
PRN
SOLE
0
0
0
SERVICESOURCE INTERNATIONAL INC
NOTE 1.500 8/0
81763UAB6
1189
1580000
PRN
SOLE
0
0
0
SOLAZYME INC.
NOTE 6.000 2/0
83415TAB7
5097
8620000
PRN
SOLE
0
0
0
SOLAZYME INC.
NOTE 5.000 10/0
83415TAC5
7298
15590000
PRN
SOLE
0
0
0
SPECTRANETICS CORPORATION
MTNF 2.625 6/0
84760CAA5
932
720000
PRN
SOLE
0
0
0
SPIRIT REALTY CAPITAL INC
NOTE 2.875 5/1
84860WAA0
1944
1940000
PRN
SOLE
0
0
0
STILLWATER MINING CO.
NOTE 1.750 10/1
86074QAL6
65680
57425000
PRN
SOLE
0
0
0
SYNCHRONOSS TECHNOLOGIES INC.
NOTE 0.750 8/1
87157BAA1
3491
3000000
PRN
SOLE
0
0
0
TTM TECHNOLOGIES INC
NOTE 3.250 5/1
87305RAC3
558
555000
PRN
SOLE
0
0
0
TESLA MOTORS INC.
NOTE 1.250 3/0
88160RAC5
1689
2000000
PRN
SOLE
0
0
0
TEVA PHARM
DBCV 0.250 2/0
88163VAE9
149528
100692000
PRN
SOLE
0
0
0
TOLL BROTHERS INC.
NOTE 0.500 9/1
88947EAM2
3632
3445000
PRN
SOLE
0
0
0
UTI WORLDWIDE
NOTE 4.500 3/0 ADDED
90349LAB0
11928
10770000
PRN
SOLE
0
0
0
UNITED STATES STEEL CORP
NOTE 2.750 4/0
912909AH1
35510
29180000
PRN
SOLE
0
0
0
ANTHEM INC.
NOTE 2.750 10/1 ADDED
94973VBG1
76033
36820000
PRN
SOLE
0
0
0
XILINX INC
NOTE 2.625 6/1
983919AF8
72986
49315000
PRN
SOLE
0
0
0
YANDEX NV
NOTE 1.125 12/1 ADDED
98474TAB3
826
1000000
PRN
SOLE
0
0
0