Managing Member

0001085146-21-003266.txt : 20211115 0001085146-21-003266.hdr.sgml : 20211115 20211115094919 ACCESSION NUMBER: 0001085146-21-003266 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALISADE CAPITAL MANAGEMENT LLC/NJ CENTRAL INDEX KEY: 0001009006 IRS NUMBER: 223330049 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05320 FILM NUMBER: 211407050 BUSINESS ADDRESS: STREET 1: 1 BRIDGE PLAZA NORTH STREET 2: SUITE 1095 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 2015857733 MAIL ADDRESS: STREET 1: 1 BRIDGE PLAZA NORTH STREET 2: SUITE 1095 CITY: FORT LEE STATE: NJ ZIP: 07024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009006 XXXXXXXX 09-30-2021 09-30-2021 false PALISADE CAPITAL MANAGEMENT LLC/NJ

1 BRIDGE PLAZA NORTH SUITE 1095 FORT LEE NJ 07024

13F HOLDINGS REPORT 028-05320 N Dennison Veru Managing Member 201-585-5445 /s/ Dennison Veru Fort Lee NJ 11-15-2021 0 407 4582591 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 1LIFE HEALTHCARE INC NOTE 3.000% 6/1 68269GAB3 1433 1500000 PRN SOLE 1500000 0 0 8X8 INC NEW NOTE 0.500% 2/0 282914AB6 3545 3150000 PRN SOLE 3150000 0 0 ABBOTT LABS COM 002824100 337 2850 SH SOLE 0 0 2850 ABBVIE INC COM 00287Y109 7593 70390 SH SOLE 4134 0 66256 ACADIA HEALTHCARE COMPANY IN COM 00404A109 51475 807076 SH SOLE 559826 0 247250 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 280 875 SH SOLE 0 0 875 ACI WORLDWIDE INC COM 004498101 36709 1194559 SH SOLE 833795 0 360764 ACTIVISION BLIZZARD INC COM 00507V109 702 9065 SH SOLE 0 0 9065 ADAPTHEALTH CORP COMMON STOCK 00653Q102 16997 729779 SH SOLE 502924 0 226855 ADOBE SYSTEMS INCORPORATED COM 00724F101 8028 13945 SH SOLE 400 0 13545 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 4817 375000 PRN SOLE 375000 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 4025 2380000 PRN SOLE 2380000 0 0 AIR PRODS & CHEMS INC COM 009158106 945 3690 SH SOLE 0 0 3690 AIR TRANS SVCS GROUP INC NOTE 1.125%10/1 00922RAB1 1080 1000000 PRN SOLE 1000000 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 3421 2820000 PRN SOLE 2820000 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 2732 2500000 PRN SOLE 2500000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4724 31905 SH SOLE 15 0 31890 ALLEGHENY TECHNOLOGIES INC NOTE 3.500% 6/1 01741RAK8 1449 1079000 PRN SOLE 1079000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 0.875% 1/0 01988PAF5 3119 2634000 PRN SOLE 2634000 0 0 ALPHABET INC CAP STK CL A 02079K305 2850 1066 SH SOLE 0 0 1066 ALPHABET INC CAP STK CL C 02079K107 22141 8307 SH SOLE 8 0 8299 ALTAIR ENGR INC COM CL A 021369103 30850 447497 SH SOLE 312752 0 134745 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 3106 2000000 PRN SOLE 2000000 0 0 ALTERYX INC NOTE 0.500% 8/0 02156BAD5 8950 9446000 PRN SOLE 7696000 0 1750000 ALTRA INDL MOTION CORP COM 02208R106 51443 929409 SH SOLE 619677 0 309732 ALTRIA GROUP INC COM 02209S103 744 16340 SH SOLE 0 0 16340 AMAZON COM INC COM 023135106 35088 10681 SH SOLE 926 0 9755 AMERICAN AIRLS GROUP INC COM 02376R102 241 11750 SH SOLE 11750 0 0 AMERICAN ELEC PWR CO INC UNIT 08/01/2021 025537127 6277 131005 SH SOLE 131005 0 0 AMERICAN TOWER CORP NEW COM 03027X100 447 1683 SH SOLE 0 0 1683 AMERISAFE INC COM 03071H100 18701 333002 SH SOLE 238943 0 94059 AMETEK INC COM 031100100 17605 141962 SH SOLE 23966 0 117996 AMPHENOL CORP NEW CL A 032095101 36274 495338 SH SOLE 44524 0 450814 APELLIS PHARMACEUTICALS INC COM 03753U106 1173 35583 SH SOLE 35583 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 3844 3806000 PRN SOLE 1931000 0 1875000 APPLE INC COM 037833100 60616 428380 SH SOLE 22712 0 405668 APPLIED INDL TECHNOLOGIES IN COM 03820C105 67466 748539 SH SOLE 521697 0 226842 APPLIED MATLS INC COM 038222105 18443 143269 SH SOLE 20258 0 123011 APPLIED OPTOELECTRONICS INC NOTE 5.000% 3/1 03823UAB8 831 1000000 PRN SOLE 1000000 0 0 ARBOR REALTY TRUST INC NOTE 4.750%11/0 038923AP3 2309 2064000 PRN SOLE 1476000 0 588000 ARES CAPITAL CORP COM 04010L103 8704 428124 SH SOLE 8579 0 419545 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 5688 5281000 PRN SOLE 3475000 0 1806000 ARK ETF TR INNOVATION ETF 00214Q104 13028 117865 SH SOLE 0 0 117865 ARK ETF TR NEXT GNRTN INTER 00214Q401 3739 26925 SH SOLE 0 0 26925 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 4200 2887000 PRN SOLE 2887000 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 049164BH8 5638 4806000 PRN SOLE 3018000 0 1788000 AUTODESK INC COM 052769106 228 800 SH SOLE 0 0 800 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 7026 6700000 PRN SOLE 5336000 0 1364000 AVID BIOSERVICES INC COM 05368M106 20376 944645 SH SOLE 629672 0 314973 AVIENT CORPORATION COM 05368V106 56699 1223274 SH SOLE 855713 0 367561 BANDWIDTH INC NOTE 0.250% 3/0 05988JAB9 1794 1498000 PRN SOLE 1498000 0 0 BARNES GROUP INC COM 067806109 31908 764635 SH SOLE 530802 0 233833 BECTON DICKINSON & CO COM 075887109 10933 44475 SH SOLE 6159 0 38316 BENEFITFOCUS INC NOTE 1.250%12/1 08180DAB2 1986 2120000 PRN SOLE 1520000 0 600000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3291 8 SH SOLE 0 0 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8505 31161 SH SOLE 34 0 31127 BIOLIFE SOLUTIONS INC COM NEW 09062W204 24728 584301 SH SOLE 393774 0 190527 BIOMARIN PHARMACEUTICAL INC COM 09061G101 236 3050 SH SOLE 3050 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 11147 10836000 PRN SOLE 9203000 0 1633000 BIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 09061GAK7 2108 2114000 PRN SOLE 2114000 0 0 BK OF AMERICA CORP COM 060505104 340 8000 SH SOLE 2000 0 6000 BLACK KNIGHT INC COM 09215C105 6763 93930 SH SOLE 155 0 93775 BLACKBAUD INC COM 09227Q100 28562 405992 SH SOLE 282340 0 123652 BLACKLINE INC COM 09239B109 13677 115845 SH SOLE 81293 0 34552 BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 7201 4295000 PRN SOLE 4295000 0 0 BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 262 258000 PRN SOLE 100000 0 158000 BLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0 09257WAB6 3496 3449000 PRN SOLE 1518000 0 1931000 BLOOMIN BRANDS INC NOTE 5.000% 5/0 094235AB4 1569 695000 PRN SOLE 695000 0 0 BOOKING HOLDINGS INC COM 09857L108 392 165 SH SOLE 165 0 0 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 10550 7135000 PRN SOLE 7135000 0 0 BRICKELL BIOTECH INC COM 10802T105 685 950905 SH SOLE 0 0 950905 BRIDGEBIO PHARMA INC NOTE 2.500% 3/1 10806XAB8 1790 1297000 PRN SOLE 1297000 0 0 BROADCOM INC COM 11135F101 9948 20515 SH SOLE 3318 0 17197 BROOKS AUTOMATION INC NEW COM 114340102 44319 433019 SH SOLE 301412 0 131607 BRUKER CORP COM 116794108 53116 680098 SH SOLE 480180 0 199918 BUCKLE INC COM 118440106 26367 666000 SH SOLE 468707 0 197293 BURLINGTON STORES INC COM 122017106 4110 14495 SH SOLE 43 0 14452 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 11144 7651000 PRN SOLE 7651000 0 0 CENTENE CORP DEL COM 15135B101 21030 337511 SH SOLE 45695 0 291816 CENTERPOINT ENERGY INC COM 15189T107 601 24450 SH SOLE 0 0 24450 CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 2175 31045 SH SOLE 31045 0 0 CHEESECAKE FACTORY INC COM 163072101 19141 407249 SH SOLE 274333 0 132916 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 3721 3888000 PRN SOLE 3888000 0 0 CHEGG INC NOTE 0.125% 3/1 163092AD1 5843 4065000 PRN SOLE 4065000 0 0 CHEGG INC NOTE 9/0 163092AF6 1970 2000000 PRN SOLE 2000000 0 0 CHEVRON CORP NEW COM 166764100 613 6045 SH SOLE 0 0 6045 CLEVELAND-CLIFFS INC NEW DBCV 1.500% 1/1 185899AA9 1985 774000 PRN SOLE 774000 0 0 CLOVIS ONCOLOGY INC NOTE 1.250% 5/0 189464AC4 240 330000 PRN SOLE 330000 0 0 COMCAST CORP NEW CL A 20030N101 2173 38848 SH SOLE 0 0 38848 COMMERCIAL METALS CO COM 201723103 23104 758488 SH SOLE 528322 0 230166 COMPASS MINERALS INTL INC COM 20451N101 22755 353346 SH SOLE 246973 0 106373 CONMED CORP NOTE 2.625% 2/0 207410AF8 7762 4998000 PRN SOLE 4998000 0 0 CONOCOPHILLIPS COM 20825C104 732 10800 SH SOLE 0 0 10800 CONSOLIDATED EDISON INC COM 209115104 363 5000 SH SOLE 0 0 5000 CONSTELLATION BRANDS INC CL A 21036P108 2427 11520 SH SOLE 0 0 11520 CORESITE RLTY CORP COM 21870Q105 22239 160527 SH SOLE 113959 0 46568 COSTCO WHSL CORP NEW COM 22160K105 9161 20386 SH SOLE 21 0 20365 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 5406 3581000 PRN SOLE 3581000 0 0 COUPA SOFTWARE INC NOTE 0.375% 6/1 22266LAF3 1632 1500000 PRN SOLE 1500000 0 0 COUSINS PPTYS INC COM NEW 222795502 38377 1029151 SH SOLE 707730 0 321421 COVETRUS INC COM 22304C100 32306 1780911 SH SOLE 1228452 0 552459 CRACKER BARREL OLD CTRY STOR COM 22410J106 12365 88423 SH SOLE 61966 0 26457 CREE INC COM 225447101 383 4750 SH SOLE 4750 0 0 CSG SYS INTL INC COM 126349109 23489 487334 SH SOLE 339928 0 147406 CSG SYS INTL INC NOTE 4.250% 3/1 126349AF6 3455 3351000 PRN SOLE 1858000 0 1493000 CULLEN FROST BANKERS INC COM 229899109 32453 273592 SH SOLE 191992 0 81600 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 4106 3455000 PRN SOLE 3455000 0 0 DANAHER CORPORATION COM 235851102 58530 192254 SH SOLE 13745 0 178509 DANIMER SCIENTIFIC INC COM CL A 236272100 11397 697477 SH SOLE 412462 0 285015 DATADOG INC NOTE 0.125% 6/1 23804LAB9 4881 2957000 PRN SOLE 2957000 0 0 DECKERS OUTDOOR CORP COM 243537107 24823 68915 SH SOLE 48127 0 20788 DEXCOM INC NOTE 0.250%11/1 252131AK3 8697 7316000 PRN SOLE 7316000 0 0 DEXCOM INC NOTE 0.750%12/0 252131AH0 5518 1659000 PRN SOLE 1659000 0 0 DICKS SPORTING GOODS INC NOTE 3.250% 4/1 253393AD4 2938 800000 PRN SOLE 800000 0 0 DIGITALBRIDGE GROUP INC CL A COM 25401T108 253 42000 SH SOLE 42000 0 0 DIGITALBRIDGE GROUP INC NOTE 5.000% 4/1 19624RAA4 3036 2961000 PRN SOLE 2479000 0 482000 DISH NETWORK CORPORATION NOTE 2.375% 3/1 25470MAD1 7813 7991000 PRN SOLE 6153000 0 1838000 DISNEY WALT CO COM 254687106 12903 76274 SH SOLE 7300 0 68974 DOCUSIGN INC NOTE 0.500% 9/1 256163AB2 2036 567000 PRN SOLE 567000 0 0 DOMINOS PIZZA INC COM 25754A201 9412 19734 SH SOLE 0 0 19734 EASTERLY GOVT PPTYS INC COM 27616P103 22709 1099195 SH SOLE 585085 0 514110 EASTGROUP PPTYS INC COM 277276101 44602 267668 SH SOLE 184195 0 83473 ELANCO ANIMAL HEALTH INC UNIT 02/01/2023T 28414H202 1508 30258 SH SOLE 30258 0 0 ELECTRONIC ARTS INC COM 285512109 1664 11700 SH SOLE 0 0 11700 EMERGENT BIOSOLUTIONS INC COM 29089Q105 32218 643464 SH SOLE 383644 0 259820 ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 2193 1700000 PRN SOLE 929000 0 771000 ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 1146 1000000 PRN SOLE 1000000 0 0 ENCORE CAP GROUP INC NOTE 3.250%10/0 292554AM4 3460 2492000 PRN SOLE 2492000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1748 80755 SH SOLE 0 0 80755 ESSENTIAL UTILS INC UNIT 04/30/2022 29670G201 263 4582 SH SOLE 4582 0 0 ETSY INC NOTE 0.125% 9/0 29786AAL0 2629 2000000 PRN SOLE 2000000 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 9952 4102000 PRN SOLE 4102000 0 0 EVERBRIDGE INC NOTE 0.125%12/1 29978AAC8 3715 2530000 PRN SOLE 2530000 0 0 EVOLENT HEALTH INC NOTE 1.500%10/1 30050BAD3 3672 3200000 PRN SOLE 3200000 0 0 EVOLENT HEALTH INC NOTE 3.500%12/0 30050BAF8 7091 3990000 PRN SOLE 3990000 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 2288 2000000 PRN SOLE 2000000 0 0 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 4410 3014000 PRN SOLE 3014000 0 0 EXPEDIA GROUP INC COM NEW 30212P303 796 4858 SH SOLE 4858 0 0 EZCORP INC NOTE 2.375% 5/0 302301AE6 458 500000 PRN SOLE 500000 0 0 EZCORP INC NOTE 2.875% 7/0 302301AF3 1246 1200000 PRN SOLE 1200000 0 0 FACEBOOK INC CL A 30303M102 9796 28865 SH SOLE 0 0 28865 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 7662 169000 SH SOLE 0 0 169000 FIREEYE INC NOTE 0.875% 6/0 31816QAF8 10959 10296000 PRN SOLE 9213000 0 1083000 FIREEYE INC NOTE 1.000% 6/0 31816QAB7 14 15000 PRN SOLE 0 0 15000 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 3224 3224000 PRN SOLE 1467000 0 1757000 FISERV INC COM 337738108 14651 135028 SH SOLE 13725 0 121303 FIVE9 INC NOTE 0.500% 6/0 338307AD3 4978 3694000 PRN SOLE 3694000 0 0 FORTIVE CORP COM 34959J108 19384 274682 SH SOLE 42247 0 232435 FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 8766 8745000 PRN SOLE 6277000 0 2468000 FRANCO NEV CORP COM 351858105 14836 114199 SH SOLE 15180 0 99019 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 5549 3966000 PRN SOLE 3966000 0 0 FULTON FINL CORP PA COM 360271100 25871 1693100 SH SOLE 1162950 0 530150 GENERAL MTRS CO COM 37045V100 957 18150 SH SOLE 18150 0 0 GIBRALTAR INDS INC COM 374689107 26198 376134 SH SOLE 259959 0 116175 GILEAD SCIENCES INC COM 375558103 244 3500 SH SOLE 0 0 3500 GOLDMAN SACHS GROUP INC COM 38141G104 554 1465 SH SOLE 0 0 1465 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 3869 3743000 PRN SOLE 1857000 0 1886000 GROUP 1 AUTOMOTIVE INC COM 398905109 55912 297594 SH SOLE 207628 0 89966 GUESS INC NOTE 2.000% 4/1 401617AD7 2221 2000000 PRN SOLE 2000000 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 1819 1510000 PRN SOLE 1510000 0 0 HAEMONETICS CORP MASS COM 405024100 424 6000 SH SOLE 6000 0 0 HALOZYME THERAPEUTICS INC NOTE 1.250%12/0 40637HAB5 3557 2000000 PRN SOLE 2000000 0 0 HANGER INC COM NEW 41043F208 17772 809274 SH SOLE 539392 0 269882 HAWAIIAN HOLDINGS INC COM 419879101 249 11500 SH SOLE 11500 0 0 HEALTHCARE SVCS GROUP INC COM 421906108 26919 1077202 SH SOLE 745589 0 331613 HEICO CORP NEW CL A 422806208 32283 272588 SH SOLE 5594 0 266994 HERBALIFE NUTRITION LTD NOTE 2.625% 3/1 42703MAD5 10809 10630000 PRN SOLE 8633000 0 1997000 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 4321 4143000 PRN SOLE 2414000 0 1729000 HERON THERAPEUTICS INC COM 427746102 26635 2491583 SH SOLE 1720350 0 771233 HILTON WORLDWIDE HLDGS INC COM 43300A203 411 3114 SH SOLE 3114 0 0 HOME DEPOT INC COM 437076102 14269 43468 SH SOLE 178 0 43290 HORACE MANN EDUCATORS CORP N COM 440327104 17827 448033 SH SOLE 313695 0 134338 HUBSPOT INC NOTE 0.375% 6/0 443573AD2 6424 2644000 PRN SOLE 2644000 0 0 HUNTINGTON BANCSHARES INC COM 446150104 1743 112713 SH SOLE 0 0 112713 IAA INC COM 449253103 18031 330415 SH SOLE 231268 0 99147 IAC INTERACTIVECORP NEW COM NEW 44891N208 10376 79634 SH SOLE 1339 0 78295 ICON PLC SHS G4705A100 52378 199901 SH SOLE 128430 0 71471 IDACORP INC COM 451107106 51990 502905 SH SOLE 352016 0 150889 II-VI INC NOTE 0.250% 9/0 902104AB4 9990 7515000 PRN SOLE 6912000 0 603000 ILLUMINA INC NOTE 8/1 452327AK5 1629 1400000 PRN SOLE 818000 0 582000 INDEPENDENT BK CORP MASS COM 453836108 36013 472922 SH SOLE 333738 0 139184 INFINERA CORP COM 45667G103 645 77500 SH SOLE 77500 0 0 INFINERA CORP NOTE 2.125% 9/0 45667GAC7 1672 1502000 PRN SOLE 1502000 0 0 INGEVITY CORP COM 45688C107 42246 591925 SH SOLE 413250 0 178675 INOTIV INC COM 45783Q100 218 7450 SH SOLE 7450 0 0 INSIGHT ENTERPRISES INC NOTE 0.750% 2/1 45765UAB9 6619 4720000 PRN SOLE 4720000 0 0 INSMED INC NOTE 0.750% 6/0 457669AB5 2158 1961000 PRN SOLE 1961000 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 5873 4208000 PRN SOLE 4208000 0 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 1906 626000 PRN SOLE 626000 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 1655 1500000 PRN SOLE 1500000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 23008 200379 SH SOLE 5380 0 194999 INTERDIGITAL INC NOTE 2.000% 6/0 45867GAB7 4901 4531000 PRN SOLE 4531000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 613 4415 SH SOLE 2000 0 2415 INTRICON CORP COM 46121H109 8996 495379 SH SOLE 346042 0 149337 INTUIT COM 461202103 3952 7326 SH SOLE 14 0 7312 INVACARE CORP COM 461203101 76 16000 SH SOLE 16000 0 0 INVITAE CORP NOTE 2.000% 9/0 46185LAB9 2606 2131000 PRN SOLE 2131000 0 0 IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 2319 2127000 PRN SOLE 1241000 0 886000 ISHARES TR CORE S&P MCP ETF 464287507 359 1363 SH SOLE 116 0 1247 ISHARES TR CORE S&P SCP ETF 464287804 404 3700 SH SOLE 303 0 3397 ISHARES TR CORE S&P500 ETF 464287200 1145 2658 SH SOLE 0 0 2658 ISHARES TR RUSSELL 2000 ETF 464287655 11394 52088 SH SOLE 2279 0 49809 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 2123 2126000 PRN SOLE 812000 0 1314000 ISTAR INC NOTE 3.125% 9/1 45031UCB5 970 533000 PRN SOLE 336000 0 197000 JACOBS ENGR GROUP INC COM 469814107 338 2550 SH SOLE 0 0 2550 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 8311 8192000 PRN SOLE 6442000 0 1750000 JAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 472145AF8 4548 3938000 PRN SOLE 3938000 0 0 JD.COM INC SPON ADR CL A 47215P106 746 10325 SH SOLE 0 0 10325 JOHNSON & JOHNSON COM 478160104 14925 92415 SH SOLE 85 0 92330 JPMORGAN CHASE & CO COM 46625H100 30585 186848 SH SOLE 19734 0 167114 JUNIPER NETWORKS INC COM 48203R104 330 12000 SH SOLE 12000 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 9512 9395000 PRN SOLE 7769000 0 1626000 KBR INC NOTE 2.500%11/0 48242WAB2 1736 1080000 PRN SOLE 1080000 0 0 KKR & CO INC COM 48251W104 8287 136118 SH SOLE 0 0 136118 KKR REAL ESTATE FIN TR INC NOTE 6.125% 5/1 48251KAB6 2115 1990000 PRN SOLE 933000 0 1057000 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 2056 2000000 PRN SOLE 2000000 0 0 LAM RESEARCH CORP COM 512807108 968 1700 SH SOLE 1700 0 0 LENDINGTREE INC NOTE 0.500% 7/1 52603BAD9 2563 3000000 PRN SOLE 2076000 0 924000 LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 10551 10536000 PRN SOLE 10536000 0 0 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 4939 3479000 PRN SOLE 3479000 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 9536 9501000 PRN SOLE 6950000 0 2551000 LITTELFUSE INC COM 537008104 66042 241674 SH SOLE 134321 0 107353 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 8616 5953000 PRN SOLE 5953000 0 0 LIVONGO HEALTH INC NOTE 0.875% 6/0 539183AA1 359 273000 PRN SOLE 273000 0 0 LKQ CORP COM 501889208 51436 1022181 SH SOLE 698632 0 323549 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 11358 7727000 PRN SOLE 7727000 0 0 LYFT INC CL A COM 55087P104 356 6650 SH SOLE 6650 0 0 LYFT INC NOTE 1.500% 5/1 55087PAB0 1891 1216000 PRN SOLE 1216000 0 0 MARRIOTT INTL INC NEW CL A 571903202 733 4950 SH SOLE 4950 0 0 MARRIOTT VACATIONS WORLDWIDE NOTE 1.500% 9/1 57164YAB3 2904 2452000 PRN SOLE 1315000 0 1137000 MASCO CORP COM 574599106 555 10000 SH SOLE 0 0 10000 MATCH GROUP INC NEW COM 57667L107 19666 125272 SH SOLE 281 0 124991 MATTHEWS INTL CORP CL A 577128101 17569 506448 SH SOLE 354427 0 152021 MCDONALDS CORP COM 580135101 6497 26946 SH SOLE 0 0 26946 MEDNAX INC COM 58502B106 18285 643155 SH SOLE 437642 0 205513 MERITOR INC COM 59001K100 18984 890866 SH SOLE 618118 0 272748 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 227 200000 PRN SOLE 200000 0 0 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 12362 5406000 PRN SOLE 5406000 0 0 MICRON TECHNOLOGY INC COM 595112103 302 4250 SH SOLE 4250 0 0 MICROSOFT CORP COM 594918104 35382 125504 SH SOLE 10971 0 114533 MIDDLEBY CORP NOTE 1.000% 9/0 596278AB7 2858 2000000 PRN SOLE 2000000 0 0 MITEK SYS INC COM NEW 606710200 259 14000 SH SOLE 14000 0 0 MONDELEZ INTL INC CL A 609207105 7879 135417 SH SOLE 985 0 134432 MONGODB INC NOTE 0.250% 1/1 60937PAD8 12245 5352000 PRN SOLE 5352000 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 3414 183066 SH SOLE 44 0 183022 MONRO INC COM 610236101 12735 221446 SH SOLE 155260 0 66186 MSA SAFETY INC COM 553498106 16238 111451 SH SOLE 78089 0 33362 MUELLER INDS INC COM 624756102 38564 938299 SH SOLE 657419 0 280880 NANOSTRING TECHNOLOGIES INC NOTE 2.625% 3/0 63009RAD1 640 500000 PRN SOLE 500000 0 0 NATIONAL INSTRS CORP COM 636518102 28863 735736 SH SOLE 513909 0 221827 NCL CORP LTD NOTE 5.375% 8/0 62886HAX9 5398 3158000 PRN SOLE 3158000 0 0 NEOGENOMICS INC NOTE 0.250% 1/1 64049MAB6 94 94000 PRN SOLE 94000 0 0 NEOGENOMICS INC NOTE 1.250% 5/0 64049MAA8 1911 1293000 PRN SOLE 1293000 0 0 NEVRO CORP NOTE 2.750% 4/0 64157FAC7 2050 1519000 PRN SOLE 1519000 0 0 NEW MTN FIN CORP COM 647551100 11099 833878 SH SOLE 169228 0 664650 NEW MTN FIN CORP NOTE 5.750% 8/1 647551AC4 9757 9214000 PRN SOLE 5818000 0 3396000 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 8941 8812000 PRN SOLE 6335000 0 2477000 NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 30 30000 PRN SOLE 0 0 30000 NEXTERA ENERGY INC COM 65339F101 11136 141825 SH SOLE 0 0 141825 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 4132 81000 SH SOLE 81000 0 0 NIKE INC CL B 654106103 4978 34275 SH SOLE 0 0 34275 NISOURCE INC UNIT 12/01/2023 65473P121 4980 48000 SH SOLE 48000 0 0 NORTHERN TR CORP COM 665859104 1402 13000 SH SOLE 0 0 13000 NORTHROP GRUMMAN CORP COM 666807102 7172 19915 SH SOLE 0 0 19915 NOVOCURE LTD ORD SHS G6674U108 325 2800 SH SOLE 2800 0 0 NOVO-NORDISK A S ADR 670100205 8556 89112 SH SOLE 0 0 89112 NUTANIX INC NOTE 1/1 67059NAB4 10774 10243000 PRN SOLE 7930000 0 2313000 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 3419 3525000 PRN SOLE 3525000 0 0 NUVASIVE INC NOTE 1.000% 6/0 670704AL9 8398 8231000 PRN SOLE 6535000 0 1696000 NVIDIA CORPORATION COM 67066G104 2237 10800 SH SOLE 0 0 10800 NXP SEMICONDUCTORS N V COM N6596X109 1120 5720 SH SOLE 1100 0 4620 OIL STS INTL INC COM 678026105 20696 3238825 SH SOLE 2223240 0 1015585 OKTA INC NOTE 0.125% 9/0 679295AD7 9709 6865000 PRN SOLE 6865000 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 9211 4086000 PRN SOLE 4086000 0 0 ONESPAWORLD HOLDINGS LIMITED COM P73684113 13124 1316377 SH SOLE 875396 0 440981 ONTO INNOVATION INC COM 683344105 38750 536333 SH SOLE 374649 0 161684 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 8333 8013000 PRN SOLE 6025000 0 1988000 OVERSTOCK COM INC DEL COM 690370101 9921 127327 SH SOLE 87792 0 39535 PACIRA BIOSCIENCES INC NOTE 2.375% 4/0 695127AD2 10079 9727000 PRN SOLE 8377000 0 1350000 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 8 19010 SH SOLE 0 0 19010 PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 3315 2000000 PRN SOLE 2000000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 17426 9585000 PRN SOLE 9585000 0 0 PARATEK PHARMACEUTICALS INC NOTE 4.750% 5/0 699374AB0 2829 3192000 PRN SOLE 3192000 0 0 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 4924 4914000 PRN SOLE 4914000 0 0 PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 4863 4299000 PRN SOLE 2272000 0 2027000 PAYPAL HLDGS INC COM 70450Y103 400 1539 SH SOLE 539 0 1000 PDC ENERGY INC COM 69327R101 46115 973086 SH SOLE 659155 0 313931 PEBBLEBROOK HOTEL TR NOTE 1.750%12/1 70509VAA8 1874 1675000 PRN SOLE 1675000 0 0 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 2090 1849000 PRN SOLE 1849000 0 0 PEPSICO INC COM 713448108 6984 46435 SH SOLE 66 0 46369 PERFORMANCE FOOD GROUP CO COM 71377A103 31224 672069 SH SOLE 466358 0 205711 PHILIP MORRIS INTL INC COM 718172109 2550 26900 SH SOLE 0 0 26900 PING IDENTITY HLDG CORP COM 72341T103 25134 1022973 SH SOLE 691147 0 331826 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 1580 979000 PRN SOLE 979000 0 0 PLANTRONICS INC NEW COM 727493108 13478 524240 SH SOLE 353297 0 170943 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 6334 5733000 PRN SOLE 4142000 0 1591000 PRIMO WATER CORPORATION COM 74167P108 29923 1903475 SH SOLE 1331342 0 572133 PROCTER AND GAMBLE CO COM 742718109 1638 11714 SH SOLE 0 0 11714 PROG HOLDINGS INC COM NPV 74319R101 26976 642136 SH SOLE 446333 0 195803 PROS HOLDINGS INC NOTE 1.000% 5/1 74346YAH6 4117 4300000 PRN SOLE 3474000 0 826000 PROSPERITY BANCSHARES INC COM 743606105 37178 522673 SH SOLE 360915 0 161758 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 4432 4254000 PRN SOLE 3767000 0 487000 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 225 3700 SH SOLE 0 0 3700 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 16036 13873000 PRN SOLE 11556000 0 2317000 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 5161 4583000 PRN SOLE 4583000 0 0 QUAKER CHEM CORP COM 747316107 35150 147862 SH SOLE 103673 0 44189 QUALCOMM INC COM 747525103 7923 61425 SH SOLE 4850 0 56575 QUIDEL CORP COM 74838J101 663 4700 SH SOLE 4700 0 0 QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 2351 2434000 PRN SOLE 1843000 0 591000 RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 7199 5699000 PRN SOLE 4370000 0 1329000 RAPID7 INC NOTE 2.250% 5/0 753422AD6 5478 2822000 PRN SOLE 2822000 0 0 RAYMOND JAMES FINL INC COM 754730109 57579 623962 SH SOLE 306235 0 317726 RAYTHEON TECHNOLOGIES CORP COM 75513E101 648 7542 SH SOLE 0 0 7542 RENASANT CORP COM 75970E107 41573 1153208 SH SOLE 801658 0 351550 REPLIGEN CORP COM 759916109 84558 292600 SH SOLE 192463 0 100137 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 4725 1869000 PRN SOLE 1869000 0 0 RESOURCES CONNECTION INC COM 76122Q105 22499 1425808 SH SOLE 997580 0 428228 REVOLVE GROUP INC CL A 76156B107 21988 355967 SH SOLE 245773 0 110194 RH NOTE 6/1 74967XAA1 5580 1625000 PRN SOLE 1625000 0 0 RIBBON COMMUNICATIONS INC COM 762544104 389 65000 SH SOLE 65000 0 0 RINGCENTRAL INC NOTE 3/0 76680RAF4 1915 1935000 PRN SOLE 1935000 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 34195 554567 SH SOLE 387072 0 167495 RLI CORP COM 749607107 35209 351137 SH SOLE 205182 0 145955 RLJ LODGING TR COM 74965L101 23918 1609536 SH SOLE 1070348 0 539188 ROPER TECHNOLOGIES INC COM 776696106 18102 40575 SH SOLE 6244 0 34331 ROYAL CARIBBEAN GROUP NOTE 4.250% 6/1 780153BB7 3514 2496000 PRN SOLE 2496000 0 0 SAIA INC COM 78709Y105 40486 170087 SH SOLE 123876 0 46211 SAILPOINT TECHNOLOGIES HLDGS NOTE 0.125% 9/1 78781PAB1 4491 2788000 PRN SOLE 2788000 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 4666 3148000 PRN SOLE 3148000 0 0 SEAGEN INC COM 81181C104 340 2000 SH SOLE 0 0 2000 SEMTECH CORP COM 816850101 50964 653641 SH SOLE 456042 0 197599 SERVICENOW INC NOTE 6/0 81762PAC6 4857 1052000 PRN SOLE 1052000 0 0 SHERWIN WILLIAMS CO COM 824348106 5755 20575 SH SOLE 0 0 20575 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 6388 4967000 PRN SOLE 4967000 0 0 SNAP INC NOTE 0.750% 8/0 83304AAB2 3955 1212000 PRN SOLE 1212000 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 690 2600 SH SOLE 2600 0 0 SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 3323 2679000 PRN SOLE 2679000 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 11293 7560000 PRN SOLE 7560000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 429 1000 SH SOLE 0 0 1000 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 1415 1500000 PRN SOLE 1500000 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 8645 7397000 PRN SOLE 6277000 0 1120000 SPLUNK INC NOTE 1.125% 9/1 848637AD6 6878 5617000 PRN SOLE 5617000 0 0 SQUARE INC CL A 852234103 12862 53629 SH SOLE 0 0 53629 SQUARE INC NOTE 0.125% 3/0 852234AF0 5889 2900000 PRN SOLE 2900000 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 10003 3248000 PRN SOLE 3248000 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 4416 63628 SH SOLE 31192 0 32436 SSR MNG INC NOTE 2.500% 4/0 784730AB9 3531 3036000 PRN SOLE 3036000 0 0 STARBUCKS CORP COM 855244109 15528 140771 SH SOLE 25806 0 114965 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 4005 3797000 PRN SOLE 1819000 0 1978000 STRIDE INC COM 86333M108 26337 732794 SH SOLE 510455 0 222339 STRIDE INC NOTE 1.125% 9/0 86333MAA6 3950 3950000 PRN SOLE 3950000 0 0 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 369 300000 PRN SOLE 0 0 300000 SUPERNUS PHARMACEUTICALS NOTE 0.625% 4/0 868459AD0 1127 1145000 PRN SOLE 1100000 0 45000 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 90 37500 SH SOLE 37500 0 0 SYNEOS HEALTH INC CL A 87166B102 70751 808763 SH SOLE 572188 0 236575 TABULA RASA HEALTHCARE INC NOTE 1.750% 2/1 873379AA9 462 557000 PRN SOLE 557000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 393 2550 SH SOLE 2550 0 0 TAYLOR MORRISON HOME CORP COM 87724P106 25883 1003993 SH SOLE 683042 0 320951 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 7684 7613000 PRN SOLE 7613000 0 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 4950 1435000 PRN SOLE 1435000 0 0 TEXAS INSTRS INC COM 882508104 5579 29025 SH SOLE 0 0 29025 TEXAS ROADHOUSE INC COM 882681109 27815 304553 SH SOLE 211442 0 93111 THE AARONS COMPANY INC COM 00258W108 24609 893563 SH SOLE 609928 0 283635 THERAVANCE BIOPHARMA INC COM G8807B106 163 22000 SH SOLE 22000 0 0 THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 1076 1157000 PRN SOLE 1000000 0 157000 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 4451 4141000 PRN SOLE 2842000 0 1299000 THERMO FISHER SCIENTIFIC INC COM 883556102 6066 10617 SH SOLE 0 0 10617 TRANSDIGM GROUP INC COM 893641100 1062 1700 SH SOLE 0 0 1700 TRIPADVISOR INC COM 896945201 240 7100 SH SOLE 7100 0 0 TRUPANION INC COM 898202106 18066 232604 SH SOLE 162782 0 69822 TWITTER INC NOTE 0.250% 6/1 90184LAF9 6961 5533000 PRN SOLE 5533000 0 0 UNION PAC CORP COM 907818108 10106 51559 SH SOLE 0 0 51559 UNISYS CORP COM NEW 909214306 43951 1748269 SH SOLE 1208599 0 539670 VERIZON COMMUNICATIONS INC COM 92343V104 6981 129254 SH SOLE 32 0 129222 VERRA MOBILITY CORP COM 92511U102 25058 1662759 SH SOLE 1151577 0 511182 VIAVI SOLUTIONS INC NOTE 1.750% 6/0 925550AE5 2502 2000000 PRN SOLE 2000000 0 0 VIMEO INC COMMON STOCK 92719V100 4337 147661 SH SOLE 4976 0 142685 VISA INC COM CL A 92826C839 20244 90882 SH SOLE 6425 0 84457 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 2582 2500000 PRN SOLE 2500000 0 0 VISTRA CORP COM 92840M102 527 30826 SH SOLE 30826 0 0 VONAGE HLDGS CORP NOTE 1.750% 6/0 92886TAJ1 4055 3470000 PRN SOLE 3470000 0 0 VONTIER CORPORATION COM 928881101 3241 96444 SH SOLE 431 0 96013 WAYFAIR INC NOTE 0.625%10/0 94419LAM3 1999 2000000 PRN SOLE 2000000 0 0 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 3080 1664000 PRN SOLE 1664000 0 0 WEIBO CORP NOTE 1.250%11/1 948596AC5 15 16000 PRN SOLE 0 0 16000 WESTAMERICA BANCORPORATION COM 957090103 27752 493283 SH SOLE 352261 0 141022 WESTERN ALLIANCE BANCORP COM 957638109 43347 398337 SH SOLE 260696 0 137641 WESTERN ASSET MORTGAGE CAPIT NOTE 6.750% 9/1 95790DAD7 2022 2000000 PRN SOLE 2000000 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 7192 7125000 PRN SOLE 5828000 0 1297000 WILEY JOHN & SONS INC CL A 968223206 50098 959545 SH SOLE 677018 0 282527 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 4518 3394000 PRN SOLE 3394000 0 0 WIX COM LTD NOTE 8/1 92940WAD1 481 500000 PRN SOLE 500000 0 0 WIX COM LTD SHS M98068105 372 1900 SH SOLE 1900 0 0 WOODWARD INC COM 980745103 18688 165087 SH SOLE 115533 0 49554 WORKDAY INC NOTE 0.250%10/0 98138HAF8 9982 5824000 PRN SOLE 5824000 0 0 WSFS FINL CORP COM 929328102 43539 848540 SH SOLE 586968 0 261572 XILINX INC COM 983919101 9588 63500 SH SOLE 0 0 63500 YELP INC CL A 985817105 335 9000 SH SOLE 9000 0 0 YORK WTR CO COM 987184108 201 4600 SH SOLE 0 0 4600 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 28681 55646 SH SOLE 4246 0 51400 ZENDESK INC NOTE 0.250% 3/1 98936JAB7 2618 1402000 PRN SOLE 1402000 0 0 ZENDESK INC NOTE 0.625% 6/1 98936JAD3 6208 4886000 PRN SOLE 4886000 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 264 3000 SH SOLE 3000 0 0 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 1311 842000 PRN SOLE 842000 0 0 ZOETIS INC CL A 98978V103 11322 58320 SH SOLE 6800 0 51520 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 4242 2325000 PRN SOLE 2325000 0 0 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 4845 4243000 PRN SOLE 4243000 0 0