0001085146-21-001581.txt : 20210512 0001085146-21-001581.hdr.sgml : 20210512 20210512125617 ACCESSION NUMBER: 0001085146-21-001581 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 EFFECTIVENESS DATE: 20210512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALISADE CAPITAL MANAGEMENT LLC/NJ CENTRAL INDEX KEY: 0001009006 IRS NUMBER: 223330049 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05320 FILM NUMBER: 21914425 BUSINESS ADDRESS: STREET 1: ONE BRIDGE PLAZA STREET 2: SUITE 695 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 2015857733 MAIL ADDRESS: STREET 1: 1 BRIDGE PLAZA STREET 2: SUITE 695 CITY: FORT LEE STATE: NJ ZIP: 07024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009006 XXXXXXXX 03-31-2021 03-31-2021 false PALISADE CAPITAL MANAGEMENT LLC/NJ

1 BRIDGE PLAZA SUITE 695 FORT LEE NJ 07024

13F HOLDINGS REPORT 028-05320 N Dennison Veru 201-585-5445 /s/ Dennison Veru Fort Lee NJ 05-11-2021 0 385 4257694 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 8X8 INC NEW NOTE 0.500% 2/0 282914AB6 4188 3000000 PRN SOLE 3000000 0 0 ABBOTT LABS COM 002824100 358 2987 SH SOLE 0 0 2987 ABBVIE INC COM 00287Y109 7225 66758 SH SOLE 5166 0 61592 ACADIA HEALTHCARE COMPANY IN COM 00404A109 49651 868943 SH SOLE 868056 0 887 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 235 852 SH SOLE 0 0 852 ACI WORLDWIDE INC COM 004498101 42110 1106695 SH SOLE 1105563 0 1132 ACTIVISION BLIZZARD INC COM 00507V109 865 9300 SH SOLE 0 0 9300 ADAPTHEALTH CORP COM CL A 00653Q102 23682 644242 SH SOLE 643575 0 667 ADOBE SYSTEMS INCORPORATED COM 00724F101 6448 13565 SH SOLE 0 0 13565 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 6831 697000 PRN SOLE 697000 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 4288 2380000 PRN SOLE 2380000 0 0 AIR PRODS & CHEMS INC COM 009158106 1083 3850 SH SOLE 0 0 3850 AIR TRANSPORT SERVICES GRP I NOTE 1.125%10/1 00922RAB1 1131 1000000 PRN SOLE 1000000 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 4127 3385000 PRN SOLE 3385000 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 2721 2500000 PRN SOLE 2500000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4827 21290 SH SOLE 15 0 21275 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 0.875% 1/0 01988PAF5 3404 2575000 PRN SOLE 2575000 0 0 ALPHABET INC CAP STK CL A 02079K305 2277 1104 SH SOLE 0 0 1104 ALPHABET INC CAP STK CL C 02079K107 17230 8329 SH SOLE 23 0 8306 ALTAIR ENGR INC COM CL A 021369103 25939 414562 SH SOLE 414138 0 424 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 2892 2000000 PRN SOLE 2000000 0 0 ALTERYX INC NOTE 0.500% 8/0 02156BAD5 1177 1250000 PRN SOLE 1250000 0 0 ALTRA INDL MOTION CORP COM 02208R106 40550 733009 SH SOLE 694674 0 38335 ALTRIA GROUP INC COM 02209S103 836 16340 SH SOLE 0 0 16340 AMAZON COM INC COM 023135106 32203 10408 SH SOLE 1105 0 9303 AMERICAN ELEC PWR CO INC UNIT 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SOLE 1475000 0 1746000 ARK ETF TR INNOVATION ETF 00214Q104 14241 118725 SH SOLE 0 0 118725 ARK ETF TR NEXT GNRTN INTER 00214Q401 3940 26725 SH SOLE 0 0 26725 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 3814 3169000 PRN SOLE 3169000 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 049164BH8 8169 7714000 PRN SOLE 5442000 0 2272000 AUTODESK INC COM 052769106 222 800 SH SOLE 0 0 800 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 3971 3200000 PRN SOLE 2360000 0 840000 AVID BIOSERVICES INC COM 05368M106 15986 876899 SH SOLE 876033 0 866 AVIENT CORPORATION COM 05368V106 53711 1136260 SH SOLE 1135098 0 1162 BANDWIDTH INC NOTE 0.250% 3/0 05988JAB9 2504 1634000 PRN SOLE 1634000 0 0 BARNES GROUP INC COM 067806109 31168 629148 SH SOLE 628491 0 657 BECTON DICKINSON & CO COM 075887109 10654 43816 SH SOLE 6896 0 36920 BENEFITFOCUS INC NOTE 1.250%12/1 08180DAB2 923 995000 PRN SOLE 420000 0 575000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3086 8 SH SOLE 0 0 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7974 31214 SH SOLE 197 0 31017 BIOLIFE SOLUTIONS INC COM NEW 09062W204 13648 379111 SH SOLE 378712 0 399 BIOMARIN PHARMACEUTICAL INC COM 09061G101 264 3500 SH SOLE 3500 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 3067 3000000 PRN SOLE 3000000 0 0 BK OF AMERICA CORP COM 060505104 654 16900 SH SOLE 10900 0 6000 BLACK KNIGHT INC COM 09215C105 6558 88631 SH SOLE 156 0 88475 BLACKBAUD INC COM 09227Q100 26719 375895 SH SOLE 375503 0 392 BLACKLINE INC COM 09239B109 11614 107141 SH SOLE 107031 0 110 BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 5873 3707000 PRN SOLE 3707000 0 0 BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 102 100000 PRN SOLE 0 0 100000 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 3442 3354000 PRN SOLE 1518000 0 1836000 BOOKING HOLDINGS INC COM 09857L108 349 150 SH SOLE 150 0 0 BRICKELL BIOTECH INC COM 10802T105 1036 950905 SH SOLE 950905 0 0 BRIDGEBIO PHARMA INC NOTE 2.500% 3/1 10806XAB8 3492 2096000 PRN SOLE 2096000 0 0 BROADCOM INC COM 11135F101 8032 17322 SH SOLE 2164 0 15158 BROOKS AUTOMATION INC NEW COM 114340102 32765 401285 SH SOLE 400874 0 411 BRUKER CORP COM 116794108 41438 644646 SH SOLE 643980 0 666 BUCKLE INC COM 118440106 24205 616215 SH SOLE 615583 0 632 BURLINGTON STORES INC COM 122017106 19902 66607 SH SOLE 52011 0 14596 CENTENE CORP DEL COM 15135B101 21791 340962 SH SOLE 53210 0 287752 CENTERPOINT ENERGY INC COM 15189T107 554 24450 SH SOLE 0 0 24450 CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 3042 40972 SH SOLE 40972 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 224 2000 SH SOLE 2000 0 0 CHEESECAKE FACTORY INC COM 163072101 21197 362288 SH SOLE 361929 0 359 CHEGG INC NOTE 0.125% 3/1 163092AD1 8700 5001000 PRN SOLE 5001000 0 0 CHEVRON CORP NEW COM 166764100 617 5892 SH SOLE 0 0 5892 CLEVELAND-CLIFFS INC NEW DBCV 1.500% 1/1 185899AA9 7824 2995000 PRN SOLE 2995000 0 0 CLOVIS ONCOLOGY INC NOTE 1.250% 5/0 189464AC4 250 330000 PRN SOLE 330000 0 0 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 1509 1592000 PRN SOLE 767000 0 825000 COMCAST CORP NEW CL A 20030N101 2204 40725 SH SOLE 0 0 40725 COMMERCIAL METALS CO COM 201723103 21657 702247 SH SOLE 701519 0 728 COMPASS MINERALS INTL INC COM 20451N101 20533 327372 SH SOLE 327038 0 334 CONMED CORP NOTE 2.625% 2/0 207410AF8 9814 6271000 PRN SOLE 6271000 0 0 CONOCOPHILLIPS COM 20825C104 591 11150 SH SOLE 0 0 11150 CONSOLIDATED EDISON INC COM 209115104 561 7500 SH SOLE 0 0 7500 CONSTELLATION BRANDS INC CL A 21036P108 2768 12140 SH SOLE 0 0 12140 CORESITE RLTY CORP COM 21870Q105 17851 148946 SH SOLE 148784 0 162 CORNERSTONE ONDEMAND INC COM 21925Y103 22310 511931 SH SOLE 511407 0 524 COSTCO WHSL CORP NEW COM 22160K105 7325 20782 SH SOLE 110 0 20672 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 6470 3802000 PRN SOLE 3802000 0 0 COUSINS PPTYS INC COM NEW 222795502 33811 956477 SH SOLE 955472 0 1005 COVETRUS INC COM 22304C100 34533 1152251 SH SOLE 1151054 0 1197 CRACKER BARREL OLD CTRY STOR COM 22410J106 14163 81925 SH SOLE 81841 0 84 CREE INC COM 225447101 433 4000 SH SOLE 4000 0 0 CSG SYS INTL INC COM 126349109 17395 387497 SH SOLE 387089 0 408 CSG SYS INTL INC NOTE 4.250% 3/1 126349AF6 5602 5251000 PRN SOLE 3858000 0 1393000 CULLEN FROST BANKERS INC COM 229899109 27698 254674 SH SOLE 254359 0 315 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 3935 3641000 PRN SOLE 3641000 0 0 DANAHER CORPORATION COM 235851102 45528 202276 SH SOLE 15320 0 186956 DANIMER SCIENTIFIC INC COM CL A 236272100 9830 260385 SH SOLE 227733 0 32652 DECKERS OUTDOOR CORP COM 243537107 21115 63905 SH SOLE 63839 0 66 DEXCOM INC NOTE 0.750%12/0 252131AH0 6218 2801000 PRN SOLE 2801000 0 0 DISH NETWORK CORPORATION NOTE 2.375% 3/1 25470MAD1 2235 2320000 PRN SOLE 1003000 0 1317000 DISNEY WALT CO COM 254687106 13539 73375 SH SOLE 7529 0 65846 DOCUSIGN INC COM 256163106 324 1602 SH SOLE 1600 0 2 DOCUSIGN INC NOTE 0.500% 9/1 256163AB2 4294 1521000 PRN SOLE 1521000 0 0 DOMINOS PIZZA INC COM 25754A201 7286 19809 SH SOLE 0 0 19809 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 16 15000 PRN SOLE 0 0 15000 EASTERLY GOVT PPTYS INC COM 27616P103 16242 783489 SH SOLE 632513 0 150976 EASTGROUP PPTYS INC COM 277276101 35650 248813 SH SOLE 248553 0 260 ELANCO ANIMAL HEALTH INC UNIT 02/01/2023T 28414H202 2337 51120 SH SOLE 51120 0 0 ELECTRONIC ARTS INC COM 285512109 1685 12450 SH SOLE 950 0 11500 EMERGENT BIOSOLUTIONS INC COM 29089Q105 58159 625969 SH SOLE 518119 0 107850 ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 1956 1700000 PRN SOLE 929000 0 771000 ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 1092 1000000 PRN SOLE 1000000 0 0 ENCORE CAP GROUP INC NOTE 3.250%10/0 292554AM4 3257 2678000 PRN SOLE 2678000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1778 80755 SH SOLE 0 0 80755 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 1720 1400000 PRN SOLE 1400000 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 11783 4976000 PRN SOLE 4976000 0 0 EVERBRIDGE INC NOTE 0.125%12/1 29978AAC8 1929 1500000 PRN SOLE 1500000 0 0 EVOLENT HEALTH INC NOTE 1.500%10/1 30050BAD3 3010 3200000 PRN SOLE 3200000 0 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CONSULTING INC NOTE 2.000% 8/1 302941AP4 6223 4250000 PRN SOLE 4250000 0 0 FULTON FINL CORP PA COM 360271100 26756 1571138 SH SOLE 1569566 0 1572 GENERAC HLDGS INC COM 368736104 524 1600 SH SOLE 1600 0 0 GENERAL MTRS CO COM 37045V100 704 12260 SH SOLE 12250 0 10 GIBRALTAR INDS INC COM 374689107 19673 214984 SH SOLE 214761 0 223 GILEAD SCIENCES INC COM 375558103 226 3500 SH SOLE 0 0 3500 GOLDMAN SACHS GROUP INC COM 38141G104 479 1465 SH SOLE 0 0 1465 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 4101 3750000 PRN SOLE 1857000 0 1893000 GROUP 1 AUTOMOTIVE INC COM 398905109 43511 275751 SH SOLE 275471 0 280 GUESS INC NOTE 2.000% 4/1 401617AD7 3446 3000000 PRN SOLE 3000000 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 4115 3652000 PRN SOLE 3652000 0 0 HALOZYME THERAPEUTICS INC NOTE 1.250%12/0 40637HAB5 3676 2000000 PRN SOLE 2000000 0 0 HANGER INC COM NEW 41043F208 11431 500935 SH SOLE 500419 0 516 HEALTHCARE SVCS GROUP INC COM 421906108 26010 927944 SH SOLE 926994 0 950 HEICO CORP NEW CL A 422806208 31232 274933 SH SOLE 703 0 274230 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 8154 7794000 PRN SOLE 6113000 0 1681000 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 4132 4051000 PRN SOLE 2414000 0 1637000 HERON THERAPEUTICS INC COM 427746102 17243 1063734 SH SOLE 1062628 0 1106 HOME DEPOT INC COM 437076102 13869 45436 SH SOLE 282 0 45154 HORACE MANN EDUCATORS CORP N COM 440327104 17939 415147 SH SOLE 414724 0 423 HUNTINGTON BANCSHARES INC COM 446150104 1772 112713 SH SOLE 0 0 112713 IAA INC COM 449253103 16877 306076 SH SOLE 305762 0 314 IAC INTERACTIVECORP NEW COM 44891N109 17375 80326 SH SOLE 4024 0 76302 ICON PLC SHS G4705A100 60654 308877 SH SOLE 308502 0 375 IDACORP INC COM 451107106 42108 421206 SH SOLE 420772 0 434 II-VI INC NOTE 0.250% 9/0 902104AB4 11850 7752000 PRN SOLE 7133000 0 619000 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 3121 2072000 PRN SOLE 2072000 0 0 ILLUMINA INC NOTE 8/1 452327AK5 6263 5272000 PRN SOLE 4690000 0 582000 INDEPENDENT BANK CORP MASS COM 453836108 21780 258698 SH SOLE 258420 0 278 INFINERA CORP COM 45667G103 722 75000 SH SOLE 75000 0 0 INFINERA CORP NOTE 2.125% 9/0 45667GAC7 2319 1943000 PRN SOLE 1943000 0 0 INGEVITY CORP COM 45688C107 41421 548410 SH SOLE 547849 0 561 INSIGHT ENTERPRISES INC NOTE 0.750% 2/1 45765UAB9 9156 6218000 PRN SOLE 6218000 0 0 INSMED INC NOTE 1.750% 1/1 457669AA7 5443 4845000 PRN SOLE 4845000 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 8029 6040000 PRN SOLE 6040000 0 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 1800 642000 PRN SOLE 642000 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 1679 1500000 PRN SOLE 1500000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 22325 199897 SH SOLE 6117 0 193780 INTERDIGITAL INC NOTE 2.000% 6/0 45867GAB7 7667 7186000 PRN SOLE 7186000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 683 5129 SH SOLE 2600 0 2529 INTRICON CORP COM 46121H109 11883 463459 SH SOLE 462984 0 475 INTUIT COM 461202103 3307 8634 SH SOLE 64 0 8570 INVITAE CORP NOTE 2.000% 9/0 46185LAB9 3579 2354000 PRN SOLE 2354000 0 0 IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 2293 2127000 PRN SOLE 1241000 0 886000 ISHARES TR CORE S&P MCP ETF 464287507 366 1407 SH SOLE 116 0 1291 ISHARES TR CORE S&P SCP ETF 464287804 398 3669 SH SOLE 303 0 3366 ISHARES TR CORE S&P500 ETF 464287200 1054 2650 SH SOLE 0 0 2650 ISHARES TR GL CLEAN ENE ETF 464288224 202 8300 SH SOLE 8300 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 9131 41330 SH SOLE 41281 0 49 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 7281 7187000 PRN SOLE 6036000 0 1151000 ISTAR INC NOTE 3.125% 9/1 45031UCB5 2033 1533000 PRN SOLE 783000 0 750000 JACOBS ENGR GROUP INC COM 469814107 330 2550 SH SOLE 0 0 2550 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 4579 4481000 PRN SOLE 2388000 0 2093000 JD.COM INC SPON ADR CL A 47215P106 878 10410 SH SOLE 0 0 10410 JOHNSON & JOHNSON COM 478160104 15346 93372 SH SOLE 301 0 93071 JPMORGAN CHASE & CO COM 46625H100 28062 184342 SH SOLE 21525 0 162817 JUNIPER NETWORKS INC COM 48203R104 405 16000 SH SOLE 16000 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 2203 2000000 PRN SOLE 2000000 0 0 KBR INC NOTE 2.500%11/0 48242WAB2 1705 1080000 PRN SOLE 1080000 0 0 KKR & CO INC COM 48251W104 6674 136618 SH SOLE 0 0 136618 KKR REAL ESTATE FIN TR INC NOTE 6.125% 5/1 48251KAB6 1958 1901000 PRN SOLE 933000 0 968000 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 2398 2000000 PRN SOLE 2000000 0 0 LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 7196 6028000 PRN SOLE 6028000 0 0 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 303 7000 SH SOLE 7000 0 0 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 5161 4044000 PRN SOLE 4044000 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 4825 4675000 PRN SOLE 2352000 0 2323000 LITTELFUSE INC COM 537008104 57582 217749 SH SOLE 173102 0 44647 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 9204 6589000 PRN SOLE 6589000 0 0 LKQ CORP COM 501889208 40903 966298 SH SOLE 965239 0 1059 LULULEMON ATHLETICA INC COM 550021109 249 812 SH SOLE 750 0 62 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 14779 9213000 PRN SOLE 9213000 0 0 MANNKIND CORP COM NEW 56400P706 51 13000 SH SOLE 13000 0 0 MARRIOTT INTL INC NEW CL A 571903202 385 2600 SH SOLE 2600 0 0 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 3181 2452000 PRN SOLE 1315000 0 1137000 MASCO CORP COM 574599106 599 10000 SH SOLE 0 0 10000 MATCH GROUP INC NEW COM 57667L107 17654 128503 SH SOLE 381 0 128122 MATTHEWS INTL CORP CL A 577128101 18554 469136 SH SOLE 468654 0 482 MCDONALDS CORP COM 580135101 6062 27046 SH SOLE 0 0 27046 MEDNAX INC COM 58502B106 19591 769169 SH SOLE 768353 0 816 MERITOR INC COM 59001K100 18098 615161 SH SOLE 614518 0 643 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AD6 3621 1050000 PRN SOLE 1050000 0 0 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 20936 9190000 PRN SOLE 9190000 0 0 MICROSOFT CORP COM 594918104 29294 124247 SH SOLE 12015 0 112232 MITEK SYS INC COM NEW 606710200 277 19000 SH SOLE 19000 0 0 MONDELEZ INTL INC CL A 609207105 7943 135711 SH SOLE 988 0 134723 MONGODB INC NOTE 0.250% 1/1 60937PAD8 8928 6200000 PRN SOLE 6200000 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 3210 181435 SH SOLE 44 0 181391 MONRO INC COM 610236101 13497 205129 SH SOLE 204917 0 212 MSA SAFETY INC COM 553498106 15492 103266 SH SOLE 103160 0 106 MUELLER INDS INC COM 624756102 36098 872975 SH SOLE 872085 0 890 NATIONAL INSTRS CORP COM 636518102 29416 681169 SH SOLE 680473 0 696 NEOGENOMICS INC NOTE 0.250% 1/1 64049MAB6 257 250000 PRN SOLE 250000 0 0 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 4938 3600000 PRN SOLE 3600000 0 0 NEVRO CORP NOTE 1.750% 6/0 64157FAA1 4536 3004000 PRN SOLE 3004000 0 0 NEW MTN FIN CORP COM 647551100 10445 842310 SH SOLE 179308 0 663002 NEW MTN FIN CORP NOTE 5.750% 8/1 647551AC4 9873 9534000 PRN SOLE 6138000 0 3396000 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 6407 6525000 PRN SOLE 4135000 0 2390000 NEW YORK CMNTY CAP TR V UNIT 11/01/2051 64944P307 4540 92410 SH SOLE 92410 0 0 NEWMONT CORP COM 651639106 479 7951 SH SOLE 7951 0 0 NEXTERA ENERGY INC COM 65339F101 10886 143981 SH SOLE 0 0 143981 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 7320 147250 SH SOLE 147250 0 0 NICE LTD SPONSORED ADR 653656108 267 1225 SH SOLE 1225 0 0 NIKE INC CL B 654106103 4522 34025 SH SOLE 0 0 34025 NORTHERN TR CORP COM 665859104 1366 13000 SH SOLE 0 0 13000 NORTHROP GRUMMAN CORP COM 666807102 6478 20015 SH SOLE 0 0 20015 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 3494 185000 PRN SOLE 185000 0 0 NOVO-NORDISK A S ADR 670100205 6094 90387 SH SOLE 0 0 90387 NUTANIX INC NOTE 1/1 67059NAB4 6474 6559000 PRN SOLE 4390000 0 2169000 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 3561 3475000 PRN SOLE 3475000 0 0 NVIDIA CORPORATION COM 67066G104 2136 4000 SH SOLE 1300 0 2700 NXP SEMICONDUCTORS N V COM 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29366 853649 SH SOLE 852790 0 859 PEBBLEBROOK HOTEL TR NOTE 1.750%12/1 70509VAA8 2356 2000000 PRN SOLE 2000000 0 0 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 1360 1231000 PRN SOLE 1231000 0 0 PEPSICO INC COM 713448108 6531 46169 SH SOLE 215 0 45954 PERFORMANCE FOOD GROUP CO COM 71377A103 36938 641165 SH SOLE 640508 0 657 PHILIP MORRIS INTL INC COM 718172109 2387 26900 SH SOLE 0 0 26900 PING IDENTITY HLDG CORP COM 72341T103 17290 788436 SH SOLE 787637 0 799 PLANTRONICS INC NEW COM 727493108 15725 404131 SH SOLE 403732 0 399 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 6168 5733000 PRN SOLE 4142000 0 1591000 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 3072 2578000 PRN SOLE 1631000 0 947000 PRIMO WATER CORPORATION COM 74167P108 28762 1768852 SH SOLE 1767044 0 1808 PROCTER AND GAMBLE CO COM 742718109 1587 11720 SH SOLE 0 0 11720 PROG HOLDINGS INC COM NPV 74319R101 23325 538813 SH SOLE 538264 0 549 PROOFPOINT INC COM 743424103 252 2000 SH SOLE 2000 0 0 PROOFPOINT INC NOTE 0.250% 8/1 743424AF0 5636 5265000 PRN SOLE 5265000 0 0 PROSPERITY BANCSHARES INC COM 743606105 29227 390270 SH SOLE 389876 0 394 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 2595 2254000 PRN SOLE 1767000 0 487000 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 233 3862 SH SOLE 0 0 3862 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 12059 10983000 PRN SOLE 9292000 0 1691000 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 6268 4836000 PRN SOLE 4836000 0 0 QUAKER CHEM CORP COM 747316107 33537 137577 SH SOLE 137435 0 142 QUALCOMM INC COM 747525103 8221 62000 SH SOLE 5250 0 56750 QUIDEL CORP COM 74838J101 601 4700 SH SOLE 4700 0 0 QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 1645 1434000 PRN SOLE 843000 0 591000 RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 2821 3000000 PRN SOLE 3000000 0 0 RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 8039 6742000 PRN SOLE 4949000 0 1793000 RAPID7 INC NOTE 1.250% 8/0 753422AB0 4852 2647000 PRN SOLE 2647000 0 0 RAYMOND JAMES FINL INC COM 754730109 49049 400204 SH SOLE 297450 0 102754 RAYTHEON 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848637AC8 9727 8491000 PRN SOLE 8491000 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 2361 1999000 PRN SOLE 1999000 0 0 SQUARE INC CL A 852234103 12190 53689 SH SOLE 0 0 53689 SQUARE INC NOTE 0.500% 5/1 852234AD5 17200 5888000 PRN SOLE 5888000 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 3777 54053 SH SOLE 32074 0 21979 SSR MNG INC NOTE 2.500% 4/0 784730AB9 3752 3230000 PRN SOLE 3230000 0 0 STARBUCKS CORP COM 855244109 14116 129181 SH SOLE 24259 0 104922 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 3886 3715000 PRN SOLE 1819000 0 1896000 STRIDE INC COM 86333M108 18754 622845 SH SOLE 622212 0 633 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 475 300000 PRN SOLE 0 0 300000 SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 14 15000 PRN SOLE 0 0 15000 SYNAPTICS INC NOTE 0.500% 6/1 87157DAD1 2056 1113000 PRN SOLE 652000 0 461000 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 134 37500 SH SOLE 37500 0 0 SYNEOS HEALTH INC CL A 87166B102 56006 738382 SH SOLE 737626 0 756 TABULA RASA HEALTHCARE INC NOTE 1.750% 2/1 873379AA9 2853 2825000 PRN SOLE 2825000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 309 1750 SH SOLE 1750 0 0 TAYLOR MORRISON HOME CORP COM 87724P106 27325 886893 SH SOLE 886010 0 883 TELEDYNE TECHNOLOGIES INC COM 879360105 35796 86536 SH SOLE 86431 0 105 TELEPHONE & DATA SYS INC COM NEW 879433829 207 9000 SH SOLE 9000 0 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 8152 2119000 PRN SOLE 2119000 0 0 TEXAS INSTRS INC COM 882508104 5485 29025 SH SOLE 0 0 29025 TEXAS ROADHOUSE INC COM 882681109 27062 282068 SH SOLE 281785 0 283 THE AARONS COMPANY INC COM 00258W108 19455 757612 SH SOLE 756824 0 788 THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 102 100000 PRN SOLE 0 0 100000 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 2097 2083000 PRN SOLE 842000 0 1241000 THERMO FISHER SCIENTIFIC INC COM 883556102 3055 6695 SH SOLE 0 0 6695 TRANSDIGM GROUP INC COM 893641100 999 1700 SH SOLE 0 0 1700 TRUPANION INC COM 898202106 16419 215445 SH SOLE 215223 0 222 TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 21 21000 PRN SOLE 0 0 21000 TWILIO INC NOTE 0.250% 6/0 90138FAB8 5944 1237000 PRN SOLE 1237000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 2935 2200000 PRN SOLE 2200000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 6553 6317000 PRN SOLE 3067000 0 3250000 TYSON FOODS INC CL A 902494103 520 7000 SH SOLE 7000 0 0 UNION PAC CORP COM 907818108 11126 50478 SH SOLE 0 0 50478 UNISYS CORP COM NEW 909214306 38081 1498072 SH SOLE 1496506 0 1566 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 3491 3105000 PRN SOLE 1772000 0 1333000 VERIZON COMMUNICATIONS INC COM 92343V104 7417 127557 SH SOLE 33 0 127524 VERRA MOBILITY CORP COM 92511U102 18358 1356347 SH SOLE 1354932 0 1415 VIAVI SOLUTIONS INC NOTE 1.750% 6/0 925550AE5 3785 3000000 PRN SOLE 3000000 0 0 VISA INC COM CL A 92826C839 19345 91365 SH SOLE 8122 0 83243 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 2748 2500000 PRN SOLE 2500000 0 0 VISTRA CORP COM 92840M102 545 30826 SH SOLE 30826 0 0 VMWARE INC CL A COM 928563402 261 1736 SH SOLE 1736 0 0 VOCERA COMMUNICATIONS INC NOTE 1.500% 5/1 92857FAB3 2718 2000000 PRN SOLE 2000000 0 0 VONAGE HLDGS CORP NOTE 1.750% 6/0 92886TAJ1 3699 3494000 PRN SOLE 3494000 0 0 VONTIER CORPORATION COM 928881101 6017 198776 SH SOLE 41218 0 157558 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 2217 1000000 PRN SOLE 1000000 0 0 WEIBO CORP NOTE 1.250%11/1 948596AC5 2956 2975000 PRN SOLE 1478000 0 1497000 WESTAMERICA BANCORPORATION COM 957090103 28822 459101 SH SOLE 458625 0 476 WESTERN ALLIANCE BANCORP COM 957638109 65877 697553 SH SOLE 696844 0 709 WESTERN ASSET MTG CAP CORP NOTE 6.750%10/0 95790DAA3 1838 2000000 PRN SOLE 2000000 0 0 WESTERN DIGITAL CORP. COM 958102105 217 3250 SH SOLE 3250 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 3660 3562000 PRN SOLE 2376000 0 1186000 WILEY JOHN & SONS INC CL A 968223206 48123 887882 SH SOLE 886968 0 914 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 5024 3600000 PRN SOLE 3600000 0 0 WIX COM LTD SHS M98068105 363 1300 SH SOLE 1300 0 0 WOODWARD INC COM 980745103 18449 152936 SH SOLE 152778 0 158 WORKDAY INC NOTE 0.250%10/0 98138HAF8 11175 6482000 PRN SOLE 6482000 0 0 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 2642 2000000 PRN SOLE 2000000 0 0 WSFS FINL CORP COM 929328102 39134 785984 SH SOLE 785175 0 809 XILINX INC COM 983919101 7756 62600 SH SOLE 0 0 62600 XL FLEET CORP COM CL A 9837FR100 164 18250 SH SOLE 18250 0 0 YORK WTR CO COM 987184108 225 4600 SH SOLE 0 0 4600 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 28276 58279 SH SOLE 5684 0 52595 ZENDESK INC NOTE 0.250% 3/1 98936JAB7 7777 3650000 PRN SOLE 3650000 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 421 3250 SH SOLE 3250 0 0 ZOETIS INC CL A 98978V103 9373 59519 SH SOLE 7595 0 51924 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 6995 5111000 PRN SOLE 5111000 0 0