FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ILLUMINA INC [ ILMN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/12/2011 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 01/12/2011 | P | 12 | A | $66.8602 | 12 | I | Family Trust(1) | ||
Common Stock | 01/13/2011 | P | 30 | A | $68.9475 | 42 | I | Family Trust(1) | ||
Common Stock | 01/14/2011 | P | 4 | A | $68.633 | 46 | I | Family Trust(1) | ||
Common Stock | 03/16/2011 | P | 23 | A | $63.8351 | 69 | I | Family Trust(1) | ||
Common Stock | 05/02/2011 | P | 15 | A | $71.5597 | 84 | I | Family Trust(1) | ||
Common Stock | 05/03/2011 | P | 9 | A | $71.3679 | 93 | I | Family Trust(1) | ||
Common Stock | 06/02/2011 | P | 201 | A | $72.6656 | 294 | I | Family Trust(1) | ||
Common Stock | 07/29/2011 | P | 70 | A | $61.6812 | 364 | I | Family Trust(1) | ||
Common Stock | 10/03/2011 | S | 13 | D | $38.3057 | 351 | I | Family Trust(1) | ||
Common Stock | 10/04/2011 | S | 27 | D | $37.9546 | 324 | I | Family Trust(1) | ||
Common Stock | 11/08/2011 | S | 309 | D | $32.345 | 15 | I | Family Trust(1) | ||
Common Stock | 12/21/2011 | P | 227 | A | $27.1293 | 242 | I | Family Trust(1) | ||
Common Stock | 01/26/2012 | S | 137 | D | $52.5376 | 105 | I | Family Trust(1) | ||
Common Stock | 04/18/2012 | P | 93 | A | $43.8736 | 198 | I | Family Trust(1) | ||
Common Stock | 01/12/2011 | P | 125 | A | $66.8602 | 125 | I | Limited Partnership(2) | ||
Common Stock | 01/13/2011 | P | 320 | A | $68.9475 | 445 | I | Limited Partnership(2) | ||
Common Stock | 01/14/2011 | P | 34 | A | $68.633 | 479 | I | Limited Partnership(2) | ||
Common Stock | 03/16/2011 | P | 261 | A | $63.8351 | 740 | I | Limited Partnership(2) | ||
Common Stock | 05/02/2011 | P | 169 | A | $71.5597 | 909 | I | Limited Partnership(2) | ||
Common Stock | 05/03/2011 | P | 99 | D | $71.3679 | 1,008 | I | Limited Partnership(2) | ||
Common Stock | 07/29/2011 | P | 240 | A | $61.6812 | 1,248 | I | Limited Partnership(2) | ||
Common Stock | 10/03/2011 | S | 46 | D | $38.3057 | 1,202 | I | Limited Partnership(2) | ||
Common Stock | 10/04/2011 | S | 92 | D | $37.9546 | 1,110 | I | Limited Partnership(2) | ||
Common Stock | 12/08/2011 | S | 1,110 | D | $29.0035 | 0 | I | Limited Partnership(2) | ||
Common Stock | 01/17/2012 | P | 809 | A | $36.5371 | 809 | I | Limited Partnership(2) | ||
Common Stock | 01/26/2012 | S | 133 | D | $52.5376 | 676 | I | Limited Partnership(2) | ||
Common Stock | 01/27/2012 | S | 321 | D | $52.1276 | 355 | I | Limited Partnership(2) | ||
Common Stock | 04/18/2012 | P | 315 | A | $43.8736 | 670 | I | Limited Partnership(2) | ||
Common Stock | 8,680 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Consists of transactions in shares of Illumina, Inc. common stock (the "Common Stock") by the Bowman Family Trust (the "Trust"), of which Mr. Bowman and his spouse are the trustees. In this Form 4, the entire ownership of Common Stock by the Trust is reported by Mr. Bowman. The Common Stock owned by the Trust is held in a discretionary trading account in which all trades are effected by the broker without prior consultation with Mr. Bowman. |
2. Consists of transactions in Common Stock by Bowman Investment L.P. (the "Partnership"), of which the Trust and Mr. Bowman's children are the general partners and the Trust is the limited partner. In this Form 4, the entire ownership of Common Stock by the Partnership is reported by Mr. Bowman. Mr. Bowman disclaims beneficial ownership in the shares of Common Stock attributable to the general partnership interests of his adult children. The Common Stock owned by the Partnership is held in a discretionary trading account in which all trades are effected by the broker without prior consultation with Mr. Bowman. |
By: Scott M. Davies For: A. Blaine Bowman | 06/18/2012 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |