0000100885-23-000172.txt : 20230824 0000100885-23-000172.hdr.sgml : 20230824 20230824173328 ACCESSION NUMBER: 0000100885-23-000172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230823 FILED AS OF DATE: 20230824 DATE AS OF CHANGE: 20230824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rocker Kenyatta G CENTRAL INDEX KEY: 0001749673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06075 FILM NUMBER: 231203132 MAIL ADDRESS: STREET 1: 1400 DOUGLAS STREET CITY: OMAHA STATE: NE ZIP: 68179 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNION PACIFIC CORP CENTRAL INDEX KEY: 0000100885 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 132626465 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 BUSINESS PHONE: 402 544 6763 MAIL ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 4 1 edgardoc.xml PRIMARY DOCUMENT X0508 4 2023-08-23 0 0000100885 UNION PACIFIC CORP UNP 0001749673 Rocker Kenyatta G 1400 DOUGLAS STREET OMAHA NE 68179 0 1 0 0 EVP MARKETING & SALES 0 Common Stock 2023-08-21 5 G 0 90 0.0 D 46581.2847 D Common Stock 2023-08-23 4 S 0 4520 222.4145 D 42061.2847 D Common Stock 2023-08-23 4 M 0 4180 107.3 A 46241.2847 D Common Stock 2023-08-23 4 S 0 4180 222.4365 D 42061.2847 D Common Stock 350 I By Deferral Account Common Stock 1980.4162 I by Managed Account Common Stock 1110.2745 I by Spouse Non-Qualified Stock Option (right to buy) 107.3 2023-08-23 4 M 0 4180 0.0 D 2018-02-02 2027-02-02 Common Stock 4180 0 D The reporting person made a charitable contribution to a non-affiliated entity. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2023. This transaction was executed in multiple trades at prices ranging from $221.92 to $222.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan. This option became exercisable in three equal installments starting one year from the grant date. By: Trevor L. Kingston, Attorney-in-Fact For: Kenyatta G. Rocker 2023-08-24