0000100885-21-000386.txt : 20211130 0000100885-21-000386.hdr.sgml : 20211130 20211130153555 ACCESSION NUMBER: 0000100885-21-000386 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211126 FILED AS OF DATE: 20211130 DATE AS OF CHANGE: 20211130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whited Elizabeth F CENTRAL INDEX KEY: 0001690609 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06075 FILM NUMBER: 211459589 MAIL ADDRESS: STREET 1: 1400 DOUGLAS ST CITY: OMAHA STATE: NE ZIP: 68179 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNION PACIFIC CORP CENTRAL INDEX KEY: 0000100885 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 132626465 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 BUSINESS PHONE: 402 544 6763 MAIL ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-11-26 0 0000100885 UNION PACIFIC CORP UNP 0001690609 Whited Elizabeth F 1400 DOUGLAS STREET OMAHA NE 68179 0 1 0 0 EVP & CHIEF HR OFFICER Common Stock 2021-11-26 4 M 0 2500 124.86 A 36610.8865 D Common Stock 2021-11-26 4 S 0 2500 240.2245 D 34110.8865 D Common Stock 2021-11-26 4 M 0 2500 122.85 A 36610.8865 D Common Stock 2021-11-26 4 S 0 2500 240.2588 D 34110.8865 D Common Stock 2021-11-26 4 M 0 2500 122.85 A 36610.8865 D Common Stock 2021-11-26 4 S 0 2500 240.1391 D 34110.8865 D Common Stock 11206.6577 I By Deferral Account Common Stock 35640 I by Trust Non-Qualified Stock Option (right to buy) 122.85 2021-11-26 4 M 0 2500 0.0 D 2016-02-05 2025-02-05 Common Stock 2500 5010 D Non-Qualified Stock Option (right to buy) 122.85 2021-11-26 4 M 0 2500 0.0 D 2016-02-05 2025-02-05 Common Stock 2500 2510 D Non-Qualified Stock Option (right to buy) 124.86 2021-11-26 4 M 0 2500 0.0 D 2019-02-08 2028-02-08 Common Stock 2500 7500 D This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2021. This transaction was executed in multiple trades at prices ranging from $239.23 to $241.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $239.23 to $241.455. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $240.00 to $240.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. This option became exercisable in three equal installments starting one year from the grant date. By: Trevor L. Kingston, Attorney-in-Fact For: Elizabeth F. Whited 2021-11-30