0000100885-19-000072.txt : 20190211 0000100885-19-000072.hdr.sgml : 20190211 20190211121904 ACCESSION NUMBER: 0000100885-19-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190207 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rocker Kenyatta G CENTRAL INDEX KEY: 0001749673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06075 FILM NUMBER: 19583790 MAIL ADDRESS: STREET 1: 1400 DOUGLAS STREET CITY: OMAHA STATE: NE ZIP: 68179 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNION PACIFIC CORP CENTRAL INDEX KEY: 0000100885 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 132626465 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 BUSINESS PHONE: 402 544 6763 MAIL ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-02-07 0 0000100885 UNION PACIFIC CORP UNP 0001749673 Rocker Kenyatta G 1400 DOUGLAS STREET OMAHA NE 68179 0 1 0 0 EVP MARKETING & SALES Common Stock 2019-02-07 4 A 0 6686 0.0 A 30433 D Common Stock 2019-02-07 4 D 0 794 0.0 D 29639 D Common Stock 2019-02-07 4 F 0 725 161.57 D 28914 D Common Stock 2019-02-07 4 A 0 87 0.0 A 771.417 I by Spouse Common Stock 1715.0563 I by Managed Account Non-Qualified Stock Option (right to buy) 161.57 2019-02-07 4 A 0 11856 0.0 A 2020-02-07 2029-02-07 Common Stock 11856 11856 D Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan. This option becomes exercisable in three equal installments starting one year from the grant date. By: Trevor L. Kingston, Attorney-in-Fact For: Kenyatta G. Rocker 2019-02-11