0000100885-19-000068.txt : 20190211 0000100885-19-000068.hdr.sgml : 20190211 20190211114511 ACCESSION NUMBER: 0000100885-19-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190207 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNIGHT ROBERT M JR CENTRAL INDEX KEY: 0001200009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06075 FILM NUMBER: 19583530 MAIL ADDRESS: STREET 1: UNION PACIFIC CORP STREET 2: 1416 DODGE ST CITY: OMAHA STATE: NE ZIP: 68179 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNION PACIFIC CORP CENTRAL INDEX KEY: 0000100885 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 132626465 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 BUSINESS PHONE: 402 544 6763 MAIL ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-02-07 0 0000100885 UNION PACIFIC CORP UNP 0001200009 KNIGHT ROBERT M JR 1400 DOUGLAS STREET OMAHA NE 68179 0 1 0 0 EVP & CHIEF FINANCIAL OFFICER Common Stock 2019-02-07 4 A 0 25254 0.0 A 129553 D Common Stock 2019-02-07 4 D 0 10330 0.0 D 119223 D Common Stock 2019-02-07 4 F 0 9429 161.57 D 109794 D Common Stock 197002.454 I (1) Common Stock 502.6085 I by Managed Account Common Stock 13550 I by Trust Common Stock 79812 I by Trust 2 Non-Qualified Stock Option (right to buy) 161.57 2019-02-07 4 A 0 44781 0.0 A 2020-02-07 2029-02-07 Common Stock 44781 44781 D Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Includes holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of Transaction Date. This option becomes exercisable in three equal installments starting one year from the grant date. By: Trevor L. Kingston, Attorney-in-Fact For: Robert M. Knight, Jr. 2019-02-11