-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C/B8Z7Kt3h9O9tdd1yvvX0cbuMGuzhLYpYlprBaKFrXHpALIizY6XJWm28ZTiqcH AxplTa53sYkX9/MC9Ax/OA== 0000950135-04-004372.txt : 20040903 0000950135-04-004372.hdr.sgml : 20040903 20040903142547 ACCESSION NUMBER: 0000950135-04-004372 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040831 ITEM INFORMATION: Other Events FILED AS OF DATE: 20040903 DATE AS OF CHANGE: 20040903 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAPIENT CORP CENTRAL INDEX KEY: 0001008817 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 043130648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-28074 FILM NUMBER: 041016461 BUSINESS ADDRESS: STREET 1: ONE MEMORIAL DR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176210200 MAIL ADDRESS: STREET 1: ONE MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02142 8-K 1 b51770sce8vk.txt SAPIENT CORPORATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): AUGUST 31, 2004 SAPIENT CORPORATION (Exact Name of Registrant as Specified in its Charter) DELAWARE (State or Other Jurisdiction of Incorporation) 0-28074 04-3130648 (Commission File Number) (I.R.S. Employer Identification No.) 25 FIRST STREET CAMBRIDGE, MA 02141 (Address of Principal Executive Offices) (Zip Code) (617) 621-0200 (Registrant's Telephone Number, Including Area Code) NOT APPLICABLE (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 8.01 OTHER EVENTS On August 31, 2004, Jerry A. Greenberg, the Co-Chairman and Co-Chief Executive Officer of the Company, entered into a Rule 10b5-1 trading plan to sell up to 1,000,000 shares of the Company's common stock currently owned by him. Under this plan, the plan's agent will undertake to sell specified numbers of shares each month if the stock trades above certain prearranged minimum prices. Mr. Greenberg will have no control over the timing of any sales under the plan. The plan takes effect October 1, 2004 and expires March 31, 2005. Mr. Greenberg entered into the plan in order to diversify his financial holdings and achieve liquidity for certain tax obligations, although he will continue to have a significant ownership interest in the Company. On August 31, 2004, Sheeroy D. Desai, the Executive Vice President and Chief Operating Officer of the Company, entered into a Rule 10b5-1 trading plan to sell up to 400,000 shares of the Company's common stock currently owned by him. Under this plan, the plan's agent will undertake to sell specified numbers of shares each month if the stock trades above certain prearranged minimum prices. Mr. Desai will have no control over the timing of any sales under the plan. The plan takes effect October 1, 2004 and expires September 30, 2005. Mr. Desai entered into the plan in order to diversify his financial holdings. These plans are intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and the Company's insider trading policies. Rule 10b5-1 allows corporate insiders to establish prearranged written plans to buy or sell a specified number of shares of company stock over a set period of time. A plan must be entered into in good faith, at a time when the corporate insider did not possess material, nonpublic information regarding the Company. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: September 3, 2004 SAPIENT CORPORATION (Registrant) By: /s/ Jane E. Owens ---------------------------------------- Jane E. Owens, Senior Vice President, General Counsel and Secretary 3 -----END PRIVACY-ENHANCED MESSAGE-----