-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N9oO6B4jXCPLTYid0tgHhT/DA0U1mJLjUkfRDzEJU11lHsDC7B1DeCVXFQewKG5b cP8A8T0lstqo3wD3wpkAgg== 0001118439-10-000002.txt : 20100113 0001118439-10-000002.hdr.sgml : 20100113 20100113204807 ACCESSION NUMBER: 0001118439-10-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100111 FILED AS OF DATE: 20100113 DATE AS OF CHANGE: 20100113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALAL YOGEN K CENTRAL INDEX KEY: 0001008459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10526312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LADD DAVID J CENTRAL INDEX KEY: 0001197101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10526311 MAIL ADDRESS: STREET 1: 2800 SANDHILL ROAD SUITE 250 CITY: MENIO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORGAN ALLEN L CENTRAL INDEX KEY: 0001197105 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10526310 MAIL ADDRESS: STREET 1: 2800 SANDHILL ROAD SUITE 250 CITY: MENIO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS JANICE M CENTRAL INDEX KEY: 0001197107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10526309 MAIL ADDRESS: STREET 1: 2800 SANDHILL ROAD SUITE 250 CITY: MENIO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VASAN ROBERT T CENTRAL INDEX KEY: 0001197111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10526308 MAIL ADDRESS: STREET 1: 2800 SANDHILL ROAD SUITE 250 CITY: MENIO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3PAR Inc. CENTRAL INDEX KEY: 0001408501 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770510671 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4209 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510-413-5999 MAIL ADDRESS: STREET 1: 4209 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAYFIELD XI LP / DE CENTRAL INDEX KEY: 0001114162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10526315 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 8508545560 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAYFIELD XI QUALIFIED LP CENTRAL INDEX KEY: 0001118439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10526317 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 8508545560 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAYFIELD ASSOCIATES FUND VI CENTRAL INDEX KEY: 0001133310 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10526314 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL ROAD SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508545560 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayfield Principals Fund II CENTRAL INDEX KEY: 0001404334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10526313 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL ROAD, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-5560 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayfield XI Management CENTRAL INDEX KEY: 0001404336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33823 FILM NUMBER: 10526316 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL ROAD, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-5560 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-01-11 0001408501 3PAR Inc. PAR 0001118439 MAYFIELD XI QUALIFIED LP 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001404336 Mayfield XI Management 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001114162 MAYFIELD XI LP / DE 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001133310 MAYFIELD ASSOCIATES FUND VI 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001404334 Mayfield Principals Fund II 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001008459 DALAL YOGEN K 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001197101 LADD DAVID J 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001197105 MORGAN ALLEN L 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001197107 ROBERTS JANICE M 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses 0001197111 VASAN ROBERT T 2800 SAND HILL ROAD SUITE 250 MENLO PARK CA 94025 0 0 0 1 See Explanation of Responses Common Stock 2010-01-11 4 S 0 24135 12.1393 D 4299644 D Common Stock 2010-01-11 4 S 0 1505 12.1393 D 268106 I by MF XI Common Stock 2010-01-11 4 S 0 502 12.1393 D 89369 I by MF AVI Common Stock 2010-01-11 4 S 0 1728 12.1393 D 307824 I by MPF II Common Stock 2010-01-11 4 S 0 21024 12.1393 D 3745385 I by MF IX Common Stock 2010-01-11 4 S 0 1106 12.1393 D 197125 I by MF AIV The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.05 to $12.21, inclusive. The Reporting Persons undertake to provide to 3PAR Inc., any security holder of 3PAR Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. The Reporting Persons for this Form 4 include Yogen K. Dalal; A. Grant Heidrich, III; David J. Ladd; Allen L. Morgan; F. Gibson Myers, Jr.; Janice M. Roberts; William D. Unger; Wendell G. Van Auken, III; Robert T. Vasan and the entities named in footnotes (4) and (5) below. Electronic filing limits the number of filers on any one Form 4 to 10. This Form 4 is filed as Part 1 of 2. Mr. Dalal, Mr. Ladd, Mr. Morgan, Ms. Roberts and Mr. Vasan are Managing Directors of Mayfield XI Management, LLC, which is the sole General Partner of each of Mayfield XI Qulaified (MF XI Q), Mayfield XI (MF XI) and Mayfield Associates Fund VI (MF AVI), and is the sole Managing Director of Mayfield Principals Fund II (MPF II). Such individual Reporting Persons may be deemed to have shared voting and dispositive power over the shares which are or may be deemed to be beneficially owned by MF XI Q, MF XI, MF AVI and MPF II, but disclaim such beneficial ownership, except to the extent of their pecuniary interest therein. Mr. Dalal, Mr. Heidrich, Mr. Myers, Mr. Unger and Mr. Van Auken are Managing Directors of Mayfield IX Management, LLC, which is the sole General Partner of Mayfield IX (MF IX) and Mayfield Associates Fund IV (MF AIV). Such individual Reporting Persons may be deemed to have shared voting and dispositive power over the shares which are or may be deemed to be beneficially owned by MF IX and MF AIV, but disclaim such beneficial ownership, except to the extent of their pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of equity securities covered by this statement. David Bandy, Attorney-In-Fact for each of the Reporting Persons 2010-01-13 -----END PRIVACY-ENHANCED MESSAGE-----