0001062993-23-016600.txt : 20230816
0001062993-23-016600.hdr.sgml : 20230816
20230816160246
ACCESSION NUMBER: 0001062993-23-016600
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230814
FILED AS OF DATE: 20230816
DATE AS OF CHANGE: 20230816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEDECKY JONATHAN J
CENTRAL INDEX KEY: 0001008382
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40135
FILM NUMBER: 231178189
MAIL ADDRESS:
STREET 1: C/O THE LEDECKY FOUNDATION
STREET 2: 901 - 15TH STREET, NW, SUITE 950
CITY: WASHINGTON
STATE: DC
ZIP: 20005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Northern Star IV Sponsor LLC
CENTRAL INDEX KEY: 0001846621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40135
FILM NUMBER: 231178190
BUSINESS ADDRESS:
STREET 1: C/O GRAUBARD MILLER
STREET 2: 405 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10174
BUSINESS PHONE: (212) 818-8800
MAIL ADDRESS:
STREET 1: C/O GRAUBARD MILLER
STREET 2: 405 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10174
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Northern Star Investment Corp. IV
CENTRAL INDEX KEY: 0001835814
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 854156787
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: C/O GRAUBARD MILLER
STREET 2: 405 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10174
BUSINESS PHONE: (212) 818-8800
MAIL ADDRESS:
STREET 1: C/O GRAUBARD MILLER
STREET 2: 405 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10174
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-08-14
0001835814
Northern Star Investment Corp. IV
NSTD
0001846621
Northern Star IV Sponsor LLC
C/O GRAUBARD MILLER
405 LEXINGTON AVENUE, 44TH FLOOR
NEW YORK
NY
10174
0
0
1
0
0001008382
LEDECKY JONATHAN J
C/O GRAUBARD MILLER
405 LEXINGTON AVENUE, 44TH FLOOR
NEW YORK
NY
10174
1
1
1
0
President, COO
0
Class B Common Stock
0
2023-08-14
4
J
0
58333
0.0025
A
Class A Common Stock
58333
58333
I
by Northern Star IV Sponsor LLC
The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.
These shares of Class B Common Stock of the Issuer (the "Shares") were transferred to Northern Star IV Sponsor LLC (the "Sponsor"), the sponsor of the Issuer, for the same aggregate purchase price originally paid for such Shares. The Sponsor had initially transferred the Shares to the transferor prior to the Issuer's initial public offering.
These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors. Mr. Ledecky disclaims beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his pecuniary interest therein.
Northern Star IV Sponsor LLC, by Jonathan J. Ledecky, Managing Member
2023-08-16
/s/ Jonathan J. Ledecky
2023-08-16