X0306 4 2016-10-21 0001373561 NewStar Financial, Inc. NEWS 0001419137 Capital Z Partners III GP, Ltd. 142 WEST 57TH STREET NEW YORK NY 10019 true 0001455704 Capital Z Partners Management, LLC 142 WEST 57TH STREET NEW YORK NY 10019 true 0001419144 Capital Z Partners III, L.P. 142 WEST 57TH STREET NEW YORK NY 10019 true 0001308745 CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P. 142 WEST 57TH STREET NEW YORK NY 10019 true 0001075567 CAPITAL Z FINANCIAL SERVICES FUND II LP 142 WEST 57TH STREET NEW YORK NY 10019 true 0001075560 CAPITAL Z PARTNERS LP 142 WEST 57TH STREET NEW YORK NY 10019 true 0001075558 CAPITAL Z PARTNERS LTD 142 WEST 57TH STREET NEW YORK NY 10019 true 0001008262 COOPER BRADLEY E 142 WEST 57TH STREET NEW YORK NY 10019 true true 0001419136 Capital Z Partners III GP, L.P. 142 WEST 57TH STREET NEW YORK NY 10019 true Common Stock 2016-10-21 4 S 0 1989402 8.93 D 3528286 I See footnote Common Stock 2016-10-21 4 S 0 10598 8.93 D 18805 I See footnote Common Stock 28970 I See footnote Common Stock 4000000 I See footnote Common Stock 29919 I See footnote Disposition transactions made pursuant to a privately-negotiated repurchase agreement, which transactions are scheduled to close on or before October 28, 2016. Represents securities held directly by Capital Z Financial Services Fund II, L.P. ("Capital Z Fund"). The sole general partner of Capital Z Fund and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund") is Capital Z Partners, L.P. ("Capital Z GP LP"), whose sole general partner is Capital Z Partners, Ltd. ("Capital Z GP LTD"). Capital Z Partners Management, LLC ("CZPM") performs investment management services for Capital Z Fund and Capital Z Private Fund. By reason of the provisions of Rule 16a-1 of the Exchange Act, Capital Z GP LP, Capital Z GP LTD and CZPM may be deemed to be the beneficial owners of the securities held by Capital Z Fund and Capital Z Private Fund, but each individual entity described above disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest therein. Represents securities held directly by Capital Z Private Fund. Represents securities held directly by CZPM. Represents securities held directly by Capital Z Partners III, L.P. ("Capital Z III Fund"). The sole general partner of Capital Z III Fund is Capital Z Partners III GP, L.P. ("Capital Z III GP LP"), whose sole general partner is Capital Z Partners III GP, Ltd. ("Capital Z III GP LTD"). CZPM performs investment management services for Capital Z III Fund. By reason of the provisions of Rule 16a-1 of the Exchange Act, Capital Z III GP LP, Capital Z III LP LTD and CZPM may be deemed to be the beneficial owners of the securities held by Capital Z III Fund, but each individual entity described above disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest therein. Directly owned by Bradley E. Cooper. Bradley E. Cooper is a limited partner of both Capital Z III GP LP and Capital Z GP LP, and he is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by them, except to the extent of any pecuniary interest therein. /s/ Craig Fisher, Authorized Signatory for Capital Z Partners III GP, Ltd. 2016-10-25 /s/ Craig Fisher, Authorized Signatory for Capital Z Partners Management, LLC 2016-10-25 /s/ Craig Fisher, Authorized Signatory for Capital Z Partners III, L.P 2016-10-25 /s/ Craig Fisher, Authorized Signatory for Capital Z Financial Services Private Fund II, L.P. 2016-10-25 /s/ Craig Fisher, Authorized Signatory for Capital Z Financial Services Fund II, L.P. 2016-10-25 /s/ Craig Fisher, Authorized Signatory for Capital Z Partners, L.P. 2016-10-25 /s/ Craig Fisher, Authorized Signatory for Capital Z Partners, Ltd. 2016-10-25 /s/ Bradley E. Cooper 2016-10-25 /s/ Craig Fisher, Authorized Signatory for Capital Z Partners III GP, L.P. 2016-10-25