-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PMjP9F4JYPI1BO7+bbzLKtndWCmtXPaW2539BZiRsNAAtua+nZWodgzGFV6CuL++ p25Bvgaqyk55CpFfmVZiBQ== 0000100826-03-000024.txt : 20030730 0000100826-03-000024.hdr.sgml : 20030730 20030730160059 ACCESSION NUMBER: 0000100826-03-000024 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030730 EFFECTIVENESS DATE: 20030730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNION ELECTRIC CO CENTRAL INDEX KEY: 0000100826 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 430559760 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: 1935 Act SEC FILE NUMBER: 040-00564 FILM NUMBER: 03811588 BUSINESS ADDRESS: STREET 1: 1901 CHOUTEAU AVENUE STREET 2: MC 1370 CITY: ST LOUIS STATE: MO ZIP: 63166 BUSINESS PHONE: 3146213222 MAIL ADDRESS: STREET 1: 1901 CHOUTEAU AVENUE STREET 2: MC 1370 CITY: ST LOUIS STATE: MO ZIP: 63166 U-6B-2 1 u6b2.txt UE7302003 SECURITIES AND EXCHANGE COMMISSION Washington, DC FORM U-6B-2 Certificate of Notification Filed by a registered holding company or subsidiary thereof pursuant to Rule U-20-(d) [Reg. Section 250.20, P. 36,652] or U-47 [Reg. Section 250.47, P.36,620] adopted under the Public Utility Holding Company Act of 1935. Certificate is filed by: Union Electric Company d/b/a AmerenUE (a subsidiary of Ameren Corporation). This certificate is notice that the above named company has issued, renewed or guaranteed the security or securities described herein which issue, renewal or guaranty was exempted from the provisions of Section 6(a) of the Act and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule U-48 [Reg. Section 250.48, P. 36,621]. 1. Type of securities ("draft", "promissory note"): Promissory Note. 2. Issue, renewal or guaranty: Issue. 3. Principal amount of each security: $200,000,000. 4. Rate of interest per annum of each security: 5.10%. 5. Date of issue, renewal, or guaranty of each security: July 28, 2003. 6. If renewal of security, give date of original issue: Not applicable. 7. Date of maturity of each security: August 1, 2018. 8. Name of the person to whom each security was issued, renewed or guaranteed: Goldman, Sachs & Co., Wachovia Capital Markets, LLC, Barclays Capital Inc., BNP Paribas Securities Corp. and BNY Capital Markets, Inc., as underwriters, for sale to the public. 9. Collateral given with each security, if any: Union Electric Company First Mortgage Bonds, Senior Notes Series DD. 10. Consideration received for each security: $198,394,000. 11. Application of proceeds of each security: The net proceeds will be used along with other funds (i) to repay short-term debt incurred to pay at maturity $100,000,000 principal amount of Union Electric Company 7.65% First Mortgage Bonds due July 15, 2003; (ii) to redeem prior to maturity $75 million principal amount of Union Electric Company's outstanding 7.15% First Mortgage Bonds due August 1, 2023; (iii) to repay $21,000,000 of outstanding short-term debt; and (iv) to pay associated redemption and other costs. 12. Indicate by a check after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provisions of Section 6(a) because of: a) the provisions contained in the first sentence of Section 6(b): Not applicable. b) the provisions contained in the fourth sentence of Section 6(b): Not applicable. c) the provisions contained in any rule of the Commission other than Rule U-48: [X]. 13. If the security or securities were exempt from the provisions of Section 6(a) by virtue of the first sentence of Section 6(b), give the figures which indicate that the security or securities aggregate (together with all other than outstanding notes and drafts of a maturity of nine months or less, exclusive of days of grace, as to which such company is primarily or secondarily liable) not more than 5 percentum of the principal amount and par value of the other securities of such company then outstanding. (Demand notes, regardless of how long they may have been outstanding, shall be considered as maturing in not more than nine months for purposes of the exemption from Section 6(a) of the Act granted by the first sentence of Section 6(b),: Not applicable. 14. If the security or securities are exempt from the provisions of Section 6(a) because of the fourth sentence of Section 6(b), name the security outstanding on January 1, 1935, pursuant to the terms of which the security or securities herein described have been issued: Not applicable. 15. If the security or securities are exempt from the provisions of Section 6(a) because of any rule of the Commission other than Rule U-48 [Reg.ss.. 250.48, P. 36,621] designate the rule under which exemption is claimed: Rule 52. Union Electric Company d/b/a AmerenUE By: /s/ Jerre E. Birdsong ---------------------------- Jerre E. Birdsong Vice President and Treasurer Dated: July 30, 2003 -----END PRIVACY-ENHANCED MESSAGE-----