-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Opv16nxcg0X40zbKhQTxx5d0YUEnkrxh8uMCFY2sJFZz9/W3SYT9YjIR+PWII/Ek GJlfTjUFvDowoe2HSQK3pw== 0001209191-10-061218.txt : 20101216 0001209191-10-061218.hdr.sgml : 20101216 20101216212514 ACCESSION NUMBER: 0001209191-10-061218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101215 FILED AS OF DATE: 20101216 DATE AS OF CHANGE: 20101216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Modular Technologies (WWH), Inc. CENTRAL INDEX KEY: 0001326973 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 202509518 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0829 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 BUSINESS PHONE: 510-623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATEL MUKESH CENTRAL INDEX KEY: 0001008034 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51771 FILM NUMBER: 101258309 MAIL ADDRESS: STREET 1: INVATI CAPITAL LLC STREET 2: 1731 TECHNOLOGY DRIVE, STE. 595 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-12-15 0 0001326973 SMART Modular Technologies (WWH), Inc. SMOD 0001008034 PATEL MUKESH C/O: SMART MODULAR TECHNOLOGIES 39870 EUREKA DRIVE NEWARK CA 94560 1 0 0 0 Common Stock 2010-12-15 4 S 0 10000 6.1568 D 324287 I See footnote Common Stock 164106 I See footnote Common Stock 23109 D Also referred to as ordinary shares The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2010. The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $6.11 to $6.20, inclusive. Reflects 324,287 shares held by Patel Family Partners, L.P. Mukesh Patel and Harsha Patel are the general partners of Patel Family Partners, L.P. and share voting and investment power over the securities held by such entity. Such persons and entities disclaim beneficial ownership of the shares reported herein except to the extent of any pecuniary interests therein. Reflects 164,106 shares held by the Patel Revocable Trust. The reporting person is a trustee of the Patel Revocable Trust and may be deemed to have voting and dispositive power over the shares held by the Patel Revocable Trust. The reporting person disclaims beneficial ownership of shares held by the Patel Revocable Trust except to the extent of any pecuniary interests therein. /s/ Trevor Dutcher, Attorney-In-Fact for Mukesh Patel 2010-12-16 -----END PRIVACY-ENHANCED MESSAGE-----