0000950103-18-012184.txt : 20181017 0000950103-18-012184.hdr.sgml : 20181017 20181017184824 ACCESSION NUMBER: 0000950103-18-012184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181015 FILED AS OF DATE: 20181017 DATE AS OF CHANGE: 20181017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATEL MUKESH CENTRAL INDEX KEY: 0001008034 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 181127255 MAIL ADDRESS: STREET 1: C/O SMART GLOBAL HOLDINGS, INC. STREET 2: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 dp97104_4-patel.xml X0306 4 2018-10-15 0 0001616533 SMART Global Holdings, Inc. SGH 0001008034 PATEL MUKESH C/O SMART GLOBAL HOLDINGS, INC. 39870 EUREKA DRIVE NEWARK CA 94560 1 0 0 0 Ordinary Shares 2018-10-15 4 S 0 24941 31.86 D 0 I See Footnote Ordinary Shares 2018-10-15 4 S 0 14398 31.85 D 0 I See Footnote Ordinary Shares 10749 D The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.45 to $32.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.46 to $32.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4. Patel Family Partners L.P. - Fund No. 2 The Patel Revocable Trust (U/A/D 6/6/2002) These shares, which were last reported in the reporting person's Form 4 filed January 30, 2018, were unintentionally omitted from the reporting person's submissions on Form 4 that were filed on February 20, 2018 and June 19, 2018. /s/ Bruce Goldberg as attorney-in-fact for Mukesh Patel _ 2018-10-17