0001104659-21-123063.txt : 20211005 0001104659-21-123063.hdr.sgml : 20211005 20211005160218 ACCESSION NUMBER: 0001104659-21-123063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCNAMEE GEORGE C CENTRAL INDEX KEY: 0001008001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 211306612 MAIL ADDRESS: STREET 1: FIRST ALBANY COMPANIES INC. STREET 2: 677 BROADWAY CITY: ALBANY STATE: NY ZIP: 12207-2990 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 tm2129304-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-10-01 0 0001093691 PLUG POWER INC PLUG 0001008001 MCNAMEE GEORGE C C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 0 0 0 Common Stock 2021-10-01 4 A 0 636 25.54 A 605436 D Common Stock 300000 I See Footnote Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan. Shares held by The McNamee Family Irrevocable Trust of 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. /s/ Gerard L. Conway Jr., Attorney-in-Fact 2021-10-05