0001104659-21-107839.txt : 20210819 0001104659-21-107839.hdr.sgml : 20210819 20210819185257 ACCESSION NUMBER: 0001104659-21-107839 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210816 FILED AS OF DATE: 20210819 DATE AS OF CHANGE: 20210819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCNAMEE GEORGE C CENTRAL INDEX KEY: 0001008001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 211191321 MAIL ADDRESS: STREET 1: FIRST ALBANY COMPANIES INC. STREET 2: 677 BROADWAY CITY: ALBANY STATE: NY ZIP: 12207-2990 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 tm2125370-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-08-16 0 0001093691 PLUG POWER INC PLUG 0001008001 MCNAMEE GEORGE C C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 0 0 0 Common Stock 2021-08-16 4 A 0 4482 0 A 604800 D Common Stock 300000 I See Footnote Stock Option (Right to Buy) 25.10 2021-08-16 4 A 0 4482 0 A 2031-08-16 Common Stock 4482 4482 D Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date. Shares held by The McNamee Family Irrevocable Trust of 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The options shall vest (100%) on the first anniversary of the grant date. /s/ Gerard L. Conway Jr., Attorney-in-Fact 2021-08-19