0001104659-21-107839.txt : 20210819
0001104659-21-107839.hdr.sgml : 20210819
20210819185257
ACCESSION NUMBER: 0001104659-21-107839
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210816
FILED AS OF DATE: 20210819
DATE AS OF CHANGE: 20210819
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCNAMEE GEORGE C
CENTRAL INDEX KEY: 0001008001
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 211191321
MAIL ADDRESS:
STREET 1: FIRST ALBANY COMPANIES INC.
STREET 2: 677 BROADWAY
CITY: ALBANY
STATE: NY
ZIP: 12207-2990
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
tm2125370-4_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-08-16
0
0001093691
PLUG POWER INC
PLUG
0001008001
MCNAMEE GEORGE C
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM
NY
12110
1
0
0
0
Common Stock
2021-08-16
4
A
0
4482
0
A
604800
D
Common Stock
300000
I
See Footnote
Stock Option (Right to Buy)
25.10
2021-08-16
4
A
0
4482
0
A
2031-08-16
Common Stock
4482
4482
D
Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date.
Shares held by The McNamee Family Irrevocable Trust of 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan.
The options shall vest (100%) on the first anniversary of the grant date.
/s/ Gerard L. Conway Jr., Attorney-in-Fact
2021-08-19