0001562180-20-005529.txt : 20200818
0001562180-20-005529.hdr.sgml : 20200818
20200818210605
ACCESSION NUMBER: 0001562180-20-005529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200814
FILED AS OF DATE: 20200818
DATE AS OF CHANGE: 20200818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARTER JOHN W
CENTRAL INDEX KEY: 0001007921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36109
FILM NUMBER: 201115149
MAIL ADDRESS:
STREET 1: 2101 CITYWEST BLVD
CITY: HOUSTON
STATE: TX
ZIP: 77042-2827
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QTS Realty Trust, Inc.
CENTRAL INDEX KEY: 0001577368
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 462809094
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12851 FOSTER STREET, SUITE 205
CITY: OVERLAND PARK
STATE: KS
ZIP: 66213
BUSINESS PHONE: 913-814-9988
MAIL ADDRESS:
STREET 1: 12851 FOSTER STREET, SUITE 205
CITY: OVERLAND PARK
STATE: KS
ZIP: 66213
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2020-08-14
false
0001577368
QTS Realty Trust, Inc.
QTS
0001007921
BARTER JOHN W
C/O QTS REALTY TRUST, INC.
12851 FOSTER STREET
OVERLAND PARK
KS
66213
true
false
false
false
Class A Common Stock
2020-08-14
4
M
false
700.00
25.51
A
10634.00
D
Class A Common Stock
2020-08-14
4
M
false
700.00
21.00
A
11334.00
D
Class A Common Stock
2020-08-14
4
S
false
700.00
68.135
D
10634.00
D
Class A Common Stock
2020-08-14
4
S
false
700.00
68.1139
D
9934.00
D
Class A Common Stock
2020-08-14
4
C
false
1000.00
A
10934.00
D
Class A Common Stock
2020-08-14
4
S
false
1000.00
68.1086
D
9934.00
D
Class A Common Stock
2020-08-17
4
M
false
6300.00
25.51
A
16234.00
D
Class A Common Stock
2020-08-17
4
M
false
3300.00
21.00
A
19534.00
D
Class A Common Stock
2020-08-17
4
C
false
2000.00
A
21534.00
D
Class A Common Stock
2020-08-17
4
S
false
2000.00
68.0807
D
19534.00
D
Class A Common Stock
2020-08-17
4
S
false
3300.00
68.0971
D
16234.00
D
Class A Common Stock
2020-08-17
4
S
false
6300.00
68.2485
D
9934.00
D
Class A units of Operating Partnership
2020-08-14
4
C
false
1000.00
D
Class A common stock
1000.00
10000.00
D
Stock Option (Right to Buy)
25.51
2020-08-14
4
M
false
700.00
25.51
D
2015-03-05
2024-03-05
Class A Common Stock
700.00
29725.00
D
Stock Option (Right to Buy)
21.00
2020-08-14
4
M
false
700.00
21.00
D
2014-10-15
2023-10-15
Class A Common Stock
700.00
18285.00
D
Class A units of Operating Partnership
2020-08-17
4
C
false
2000.00
D
Class A common stock
2000.00
8000.00
D
Stock Option (Right to Buy)
25.51
2020-08-17
4
M
false
6300.00
25.51
D
2015-03-05
2024-03-05
Class A Common Stock
6300.00
23425.00
D
Stock Option (Right to Buy)
21.00
2020-08-17
4
M
false
3300.00
21.00
D
2014-10-15
2023-10-15
Class A Common Stock
3300.00
14985.00
D
700 shares of Class A common stock were acquired upon Mr. Barter's exercise of options to purchase shares of Class A common stock, granted on March 5, 2014 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vested on March 5, 2015.
700 shares of Class A common stock were acquired upon Mr. Barter's exercise of options to purchase shares of Class A common stock, granted on October 15, 2013 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vested on October 15, 2014.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
This transaction was executed in multiple trades at prices ranging from $68.06 to $68.32; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (4).
This transaction was executed in multiple trades at prices ranging from $68.00 to $68.30; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (5).
1,000 shares of Class A common stock were acquired upon Mr. Barter's redemption of 1,000 Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
This transaction was executed in multiple trades at prices ranging from $68.00 to $68.32; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (7).
6,300 shares of Class A common stock were acquired upon Mr. Barter's exercise of options to purchase shares of Class A common stock, granted on March 5, 2014 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vested on March 5, 2015.
3,300 shares of Class A common stock were acquired upon Mr. Barter's exercise of options to purchase shares of Class A common stock, granted on October 15, 2013 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vested on October 15, 2014.
2,000 shares of Class A common stock were acquired upon Mr. Barter's redemption of 2,000 Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
This transaction was executed in multiple trades at prices ranging from $68.00 to $68.17; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (11).
This transaction was executed in multiple trades at prices ranging from $68.00 to $68.20; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (12).
This transaction was executed in multiple trades at prices ranging from $68.01 USD to $68.435 USD; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (13).
Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
/s/ Aga Carpenter, as attorney-in-fact for John W. Barter
2020-08-18