0001593968-17-000458.txt : 20170315 0001593968-17-000458.hdr.sgml : 20170315 20170315211446 ACCESSION NUMBER: 0001593968-17-000458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170313 FILED AS OF DATE: 20170315 DATE AS OF CHANGE: 20170315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avinger Inc CENTRAL INDEX KEY: 0001506928 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 208873453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-363-2400 MAIL ADDRESS: STREET 1: 400 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMPSON JOHN B PH D MD CENTRAL INDEX KEY: 0001007708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36817 FILM NUMBER: 17692731 MAIL ADDRESS: STREET 1: C/O FOXHOLLOW TECHNOLOGIES, INC. STREET 2: 740 BAY ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2017-03-13 0001506928 Avinger Inc AVGR 0001007708 SIMPSON JOHN B PH D MD 400 CHESAPEAKE DRIVE REDWOOD CITY CA 94063 true true true false Executive Chairman Common Stock 2017-03-13 4 A false 30000 A 60041 D Option (right to buy) 2.05 2017-03-13 4 A false 60000 0 A 2018-03-13 2027-03-13 Common Stock 60000 987138 D Reporting person received an award under the 2015 Equity Incentive Plan of RSUs with a grant date fair market value of $2.05 per share. The RSUs vest annually over four years in equal increments. Includes 52,500 shares of Avinger, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. The stock options vest 25% on the first anniversary of the transaction date and monthly thereafter in 36 equal increments. /s/John B Simpson 2017-03-15