0001593968-16-000644.txt : 20160307 0001593968-16-000644.hdr.sgml : 20160307 20160307195536 ACCESSION NUMBER: 0001593968-16-000644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160307 FILED AS OF DATE: 20160307 DATE AS OF CHANGE: 20160307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avinger Inc CENTRAL INDEX KEY: 0001506928 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 208873453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-363-2400 MAIL ADDRESS: STREET 1: 400 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMPSON JOHN B PH D MD CENTRAL INDEX KEY: 0001007708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36817 FILM NUMBER: 161490027 MAIL ADDRESS: STREET 1: C/O FOXHOLLOW TECHNOLOGIES, INC. STREET 2: 740 BAY ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2016-03-07 0001506928 Avinger Inc AVGR 0001007708 SIMPSON JOHN B PH D MD 400 CHESAPEAKE DRIVE REDWOOD CITY CA 94063 true true true false Executive Chairman Restricted Stock Unit 2016-03-07 4 A false 30000 12.96 A 30000 D Option (right to buy) 12.96 2016-03-07 4 A false 60000 12.96 A 2017-03-07 2026-03-07 Common Stock 60000 60000 D Reporting person received a grant under the 2015 Plan of RSUs with a grant date fair value of $12.96 per share. The RSUs vest annually over four years in equal increments. The stock options vest 25% on the first anniversary of the transaction date and monthly thereafter in 36 equal increments. /s/John B Simpson 2016-03-07