-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QjxOC0UN53WYT7Y0DuSUapKOU/9wdNT1xB/MWOsF11nREHnEssj1BD8tHPEYKMT3 LG+pJJJvp3RiToJsrCUozA== 0001181431-05-059297.txt : 20051102 0001181431-05-059297.hdr.sgml : 20051102 20051102211629 ACCESSION NUMBER: 0001181431-05-059297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051031 FILED AS OF DATE: 20051102 DATE AS OF CHANGE: 20051102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOXHOLLOW TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001217688 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943252085 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 740 BAY ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063-2469 BUSINESS PHONE: 650-421-8400 MAIL ADDRESS: STREET 1: 740 BAY ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063-2469 FORMER COMPANY: FORMER CONFORMED NAME: FOX HOLLOW TECHNOLOGIES INC DATE OF NAME CHANGE: 20030206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMPSON JOHN B PH D MD CENTRAL INDEX KEY: 0001007708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50998 FILM NUMBER: 051174771 BUSINESS ADDRESS: STREET 1: 309 MANUELLA ROAD CITY: WOODSIDE STATE: CA ZIP: 95062 BUSINESS PHONE: 4158519470 MAIL ADDRESS: STREET 1: 309 MANUELLLA ROAD CITY: WOODSIDE STATE: CA ZIP: 95063 4 1 rrd95937.xml FORM 4 PURSUANT TO 10B5-1 SALE X0202 4 2005-10-31 0 0001217688 FOXHOLLOW TECHNOLOGIES, INC. FOXH 0001007708 SIMPSON JOHN B PH D MD C/O FOXHOLLOW TECHNOLOGIES, INC. 740 BAY ROAD REDWOOD CITY CA 94063 1 0 1 0 Common Stock 2005-10-31 4 S 0 1000 44.45 D 3833621 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 1000 44.55 D 3832621 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 1000 44.57 D 3831621 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 1000 44.59 D 3830621 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 1000 44.77 D 3829621 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 11000 44.81 D 3818621 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 5000 44.85 D 3813621 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 9000 44.87 D 3804621 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 1000 44.89 D 3803621 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 2635 44.98 D 3800986 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 2438 44.99 D 3798548 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 1000 45.64 D 3797548 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 1000 46.1 D 3796548 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 1000 46.49 D 3795548 I By Simpson Family Trust Common Stock 2005-10-31 4 S 0 500 44.45 D 515427 I By JD Simpson Trust Common Stock 2005-10-31 4 S 0 700 44.55 D 514727 I By JD Simpson Trust Common Stock 2005-10-31 4 S 0 500 44.77 D 514227 I By JD Simpson Trust Common Stock 2005-10-31 4 S 0 500 45.64 D 513727 I By JD Simpson Trust Common Stock 2005-10-31 4 S 0 500 46.1 D 513227 I By JD Simpson Trust Common Stock 33230 I By Spouse Common Stock 204733 I By Fox Hollow, L.P. Common Stock 250000 I By John B. Simpson Annuity Trust Common Stock 250000 I By Rita Lynn Simpson Annuity Trust Common Stock 500000 I By John B. Simpson Annuity Trust 2 Common Stock 500000 I By Rita Lynn Simpson Annuity Trust 2 The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Simpson Family Trust on February 25, 2005. Following the reported transactions, Dr. Simpson indirectly holds an aggregate of 3,795,548 shares through the Simpson Family Trust of which he serves as a trustee. Dr. Simpson disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the John David Simpson Trust II on February 25, 2005. Following the reported transactions, Dr. Simpson indirectly holds an aggregate of 513,227 shares through the John David Simpson Trust II of which he serves as a trustee. The shares are held in a trust for the benefit of Dr. Simpson's son of which Dr. Simpson serves as a trustee. Dr. Simpson disclaims beneficial ownership of these shares, and the filing of this report is not an admission that Dr. Simpson is a beneficial owner of these shares for purposes of Section 16 or for any other purpose. /s/ John B. Simpson 2005-11-02 -----END PRIVACY-ENHANCED MESSAGE-----