-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VXEeVK+XmCfV2hYfy/zCRLeHZuusWdyuK8/I6hRMxb36nF104fUmuNoAr4bgHUG/ V7kNi6KRdIVOKWTEteVDdA== 0001181431-07-040555.txt : 20070615 0001181431-07-040555.hdr.sgml : 20070615 20070615201111 ACCESSION NUMBER: 0001181431-07-040555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070613 FILED AS OF DATE: 20070615 DATE AS OF CHANGE: 20070615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOXHOLLOW TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001217688 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943252085 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 740 BAY ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063-2469 BUSINESS PHONE: 650-421-8400 MAIL ADDRESS: STREET 1: 740 BAY ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063-2469 FORMER COMPANY: FORMER CONFORMED NAME: FOX HOLLOW TECHNOLOGIES INC DATE OF NAME CHANGE: 20030206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMPSON JOHN B PH D MD CENTRAL INDEX KEY: 0001007708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50998 FILM NUMBER: 07924358 BUSINESS ADDRESS: STREET 1: 309 MANUELLA ROAD CITY: WOODSIDE STATE: CA ZIP: 95062 BUSINESS PHONE: 6504218400 MAIL ADDRESS: STREET 1: C/O FOXHOLLOW TECHNOLOGIES, INC. STREET 2: 740 BAY ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 rrd162910.xml FORM 4 PURSUANT TO 10B5-1 SALE X0202 4 2007-06-13 0 0001217688 FOXHOLLOW TECHNOLOGIES, INC. FOXH 0001007708 SIMPSON JOHN B PH D MD C/O FOXHOLLOW TECHNOLOGIES, INC. 740 BAY ROAD REDWOOD CITY CA 94063 1 1 1 0 Chief Executive Officer Common Stock 2007-06-13 4 S 0 9000 20.8847 D 3040174 I By Simpson Family Trust Common Stock 2007-06-13 4 S 0 9000 20.8961 D 3031174 I By Simpson Family Trust Common Stock 2007-06-13 4 S 0 9000 20.9198 D 3022174 I By Simpson Family Trust Common Stock 2007-06-13 4 S 0 9000 20.9917 D 3013174 I By Simpson Family Trust Common Stock 2007-06-13 4 S 0 500 20.8847 D 505090 I By JD Simpson Trust No. 2 Common Stock 2007-06-13 4 S 0 500 20.8961 D 504590 I By JD Simpson Trust No. 2 Common Stock 2007-06-13 4 S 0 500 20.9198 D 504090 I By JD Simpson Trust No. 2 Common Stock 2007-06-13 4 S 0 500 20.9917 D 503590 I By JD Simpson Trust No. 2 Common Stock 2007-06-13 4 S 0 500 20.8847 D 191833 I By Fox Hollow, L.P. Common Stock 2007-06-13 4 S 0 500 20.8961 D 191333 I By Fox Hollow, L.P. Common Stock 2007-06-13 4 S 0 500 20.9198 D 190833 I By Fox Hollow, L.P. Common Stock 2007-06-13 4 S 0 500 20.9917 D 190333 I By Fox Hollow, L.P. Common Stock 2007-06-14 4 S 0 9400 20.7742 D 3003774 I By Simpson Family Trust Common Stock 2007-06-14 4 S 0 9400 20.8574 D 2994374 I By Simpson Family Trust Common Stock 2007-06-14 4 S 0 300 20.7742 D 503290 I By JD Simpson Trust No. 2 Common Stock 2007-06-14 4 S 0 300 20.8574 D 502990 I By JD Simpson Trust No. 2 Common Stock 2007-06-14 4 S 0 300 20.7742 D 190033 I By Fox Hollow, L.P. Common Stock 2007-06-14 4 S 0 300 20.8574 D 189733 I By Fox Hollow, L.P. Common Stock 202495 I By John Bush Simpson Annuity Trust Common Stock 202495 I By Rita Lynn Simpson Annuity Trust Common Stock 281859 I By John Bush Simpson Annuity Trust 2 Common Stock 281859 I By Rita Lynn Simpson Annuity Trust 2 Common Stock 500000 I By John Bush Simpson Annuity Trust 3 Common Stock 500000 I By Rita Lynn Simpson Annuity Trust 3 Common Stock 33230 I By Spouse The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Simpson Family Trust on November 27, 2006. Following the reported transactions, Dr. Simpson indirectly holds an aggregate of 2,994,374 shares through the Simpson Family Trust of which he serves as a trustee. Dr. Simpson disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the JD Simpson Trust No. 2 on November 27, 2006. Following the reported transactions, Dr. Simpson indirectly holds an aggregate of 502,990 shares through the JD Simpson Trust No. 2. The shares are held in a trust for the benefit of Dr. Simpson's son of which Dr. Simpson serves as a trustee. Dr. Simpson disclaims beneficial ownership of these shares, and the filing of this report is not an admission that Dr. Simpson is a beneficial owner of these shares for purposes of Section 16 or for any other purpose. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by Fox Hollow, L.P. on November 27, 2006. Following the reported transactions, Dr. Simpson indirectly holds an aggregate of 189,733 shares through Fox Hollow, L.P., a California Limited Partnership, of which he serves as a trustee. /s/ John B. Simpson 2007-06-15 -----END PRIVACY-ENHANCED MESSAGE-----