0001209191-20-060090.txt : 20201123 0001209191-20-060090.hdr.sgml : 20201123 20201123193113 ACCESSION NUMBER: 0001209191-20-060090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201119 FILED AS OF DATE: 20201123 DATE AS OF CHANGE: 20201123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COURTOT PHILIPPE F CENTRAL INDEX KEY: 0001007707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35662 FILM NUMBER: 201339522 MAIL ADDRESS: STREET 1: 1600 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALYS, INC. CENTRAL INDEX KEY: 0001107843 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770534145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 919 E. HILLSDALE BLVD. CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-801-6100 MAIL ADDRESS: STREET 1: 919 E. HILLSDALE BLVD. CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: QUALYS INC DATE OF NAME CHANGE: 20000225 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-19 0 0001107843 QUALYS, INC. QLYS 0001007707 COURTOT PHILIPPE F C/O QUALYS, INC. 919 E. HILLSDALE BLVD. FOSTER CITY CA 94404 1 1 1 0 Chairman & CEO Common Stock 2020-11-19 4 M 0 73248 25.56 A 5282127 D Common Stock 2020-11-19 4 S 0 11783 88.5727 D 5270344 D Common Stock 2020-11-19 4 S 0 61465 89.3782 D 5208879 D Common Stock 2020-11-20 4 M 0 43257 25.56 A 5252136 D Common Stock 2020-11-20 4 S 0 3300 89.2939 D 5248836 D Common Stock 2020-11-20 4 S 0 10915 90.5033 D 5237921 D Common Stock 2020-11-20 4 S 0 29042 91.2951 D 5208879 D Common Stock 100000 I See Footnote Stock Option (right to buy) 25.56 2020-11-19 4 M 0 73248 0.00 D 2026-04-28 Common Stock 73248 43257 D Stock Option (right to buy) 25.56 2020-11-20 4 M 0 43257 0.00 D 2026-04-28 Common Stock 43257 0 D The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2020. The sale price represents the weighted average price of the shares sold ranging from $87.91 to $88.90 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale price represents the weighted average price of the shares sold ranging from $88.91 to $89.82 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale price represents the weighted average price of the shares sold ranging from $88.86 to $89.82 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale price represents the weighted average price of the shares sold ranging from $89.90 to $90.88 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale price represents the weighted average price of the shares sold ranging from $90.91 to $91.73 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. These shares are held directly by a custodian under the Uniform Gifts to Minors Act for the benefit of the Reporting Person's minor child. The option is fully vested and immediately exercisable. /s/ Bruce Posey by power of attorney for Philippe F. Courtot 2020-11-23