0001085146-22-002136.txt : 20220516 0001085146-22-002136.hdr.sgml : 20220516 20220516112633 ACCESSION NUMBER: 0001085146-22-002136 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 22926729 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001007524 XXXXXXXX 03-31-2022 03-31-2022 false OSTERWEIS CAPITAL MANAGEMENT INC

One Maritime Plaza Ste 800 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-04483 N John Tavernetti 415-434-4441 /s/ John Tavernetti San Francisco CA 05-16-2022 1 194 1817980 false 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 203 1715 SH OTR 1 1715 0 0 ABBVIE INC COM 00287Y109 488 3011 SH OTR 1 3011 0 0 ACCOLADE INC COM 00437E102 2909 165689 SH OTR 1 165689 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 6999 15361 SH OTR 1 15361 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 3916 8594 SH OTR 8594 0 0 ADVANCED MICRO DEVICES INC COM 007903107 9069 82943 SH OTR 82943 0 0 ADVANCED MICRO DEVICES INC COM 007903107 19730 180444 SH OTR 1 180444 0 0 AIR PRODS & CHEMS INC COM 009158106 11234 44954 SH OTR 44954 0 0 AIR PRODS & CHEMS INC COM 009158106 22661 90675 SH OTR 1 90675 0 0 AIRBNB INC COM CL A 009066101 260 1515 SH OTR 1 0 0 0 AKOYA BIOSCIENCES INC COM 00974H104 1386 126131 SH SOLE 126131 0 0 ALPHABET INC CAP STK CL A 02079K305 553 199 SH OTR 199 0 0 ALPHABET INC CAP STK CL A 02079K305 4155 1494 SH OTR 1 1494 0 0 ALPHABET INC CAP STK CL C 02079K107 66339 23752 SH OTR 1 23752 0 0 ALPHABET INC CAP STK CL C 02079K107 34586 12383 SH OTR 12383 0 0 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 4086 4647000 PRN OTR 1 4647000 0 0 AMAZON COM INC COM 023135106 36753 11274 SH OTR 1 11274 0 0 AMAZON COM INC COM 023135106 17868 5481 SH OTR 5481 0 0 AMETEK INC COM 031100100 14280 107227 SH OTR 1 107227 0 0 AMETEK INC COM 031100100 7258 54500 SH OTR 54500 0 0 ANALOG DEVICES INC COM 032654105 907 5490 SH OTR 5490 0 0 ANALOG DEVICES INC COM 032654105 8760 53032 SH OTR 1 53032 0 0 APPLE INC COM 037833100 5982 34257 SH OTR 1 34257 0 0 APPLIED MATLS INC COM 038222105 6637 50357 SH OTR 50357 0 0 APPLIED MATLS INC COM 038222105 12509 94908 SH OTR 1 94908 0 0 AXON ENTERPRISE INC COM 05464C101 8972 65145 SH OTR 1 65145 0 0 AZENTA INC COM 114340102 10122 122125 SH OTR 1 122125 0 0 BERKLEY W R CORP COM 084423102 244 3668 SH OTR 1 3668 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2116 4 SH OTR 4 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1587 3 SH OTR 1 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2464 6982 SH OTR 1 2517 0 0 BOSTON SCIENTIFIC CORP COM 101137107 14527 327995 SH OTR 1 327995 0 0 BOSTON SCIENTIFIC CORP COM 101137107 8769 197980 SH OTR 197980 0 0 BOX INC NOTE 1/1 10316TAB0 7159 5650000 PRN OTR 1 5650000 0 0 BRIGHT HORIZONS FAM SOL IN D COM 109194100 5408 40760 SH OTR 1 40760 0 0 BRIGHT HORIZONS FAM SOL IN D COM 109194100 3909 29459 SH OTR 29459 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 217 2977 SH OTR 1 2977 0 0 CALLAWAY GOLF CO COM 131193104 5952 254135 SH OTR 1 254135 0 0 CARNIVAL CORP NOTE 5.750% 4/0 143658BE1 18878 9000000 PRN OTR 1 9000000 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 8314 15241 SH OTR 1 15241 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 7804 14305 SH OTR 14305 0 0 CHEVRON CORP NEW COM 166764100 910 5590 SH OTR 5590 0 0 CHEVRON CORP NEW COM 166764100 6860 42128 SH OTR 1 40263 0 0 CONMED CORP NOTE 2.625% 2/0 207410AF8 4493 2607000 PRN OTR 1 2607000 0 0 COSTCO WHSL CORP NEW COM 22160K105 553 960 SH OTR 1 960 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 10423 56465 SH OTR 56465 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 21426 116068 SH OTR 1 116068 0 0 CVS HEALTH CORP COM 126650100 17943 177283 SH OTR 177283 0 0 CVS HEALTH CORP COM 126650100 35998 355677 SH OTR 1 355677 0 0 DANAHER CORPORATION COM 235851102 13168 44890 SH OTR 44890 0 0 DANAHER CORPORATION COM 235851102 26303 89669 SH OTR 1 89669 0 0 DEFINITIVE HEALTHCARE CORP CLASS A COM 24477E103 4601 186643 SH OTR 1 186643 0 0 DISNEY WALT CO COM 254687106 320 2336 SH OTR 1 2336 0 0 DOLLAR GEN CORP NEW COM 256677105 12724 57155 SH OTR 57155 0 0 DOLLAR GEN CORP NEW COM 256677105 29157 130965 SH OTR 1 130965 0 0 ESSEX PPTY TR INC COM 297178105 1401 4055 SH OTR 1 55 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 5949 5300000 PRN OTR 1 5300000 0 0 EVGO INC CL A COM 30052F100 299 23230 SH OTR 1 23230 0 0 EXXON MOBIL CORP COM 30231G102 311 3767 SH OTR 3767 0 0 EXXON MOBIL CORP COM 30231G102 676 8182 SH OTR 1 5982 0 0 EZCORP INC NOTE 2.375% 5/0 302301AE6 8880 10000000 PRN OTR 1 10000000 0 0 EZCORP INC NOTE 2.875% 7/0 302301AF3 16414 16835000 PRN OTR 1 16835000 0 0 FATE THERAPEUTICS INC COM 31189P102 2034 52455 SH OTR 1 52455 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 10804 66653 SH OTR 66653 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 20176 124468 SH OTR 1 124468 0 0 FIRSTSERVICE CORP NEW COM 33767E202 12202 84223 SH OTR 1 84223 0 0 FISERV INC COM 337738108 219 2160 SH OTR 1 2160 0 0 FIVE9 INC COM 338307101 2270 20560 SH OTR 1 20560 0 0 FLOOR & DECOR HLDGS INC CL A 339750101 10603 130900 SH OTR 1 130900 0 0 FORD MTR CO DEL NOTE 3/1 345370CZ1 9496 8000000 PRN OTR 1 8000000 0 0 GLOBUS MED INC CL A 379577208 10598 143648 SH OTR 1 143648 0 0 HAEMONETICS CORP MASS NOTE 3/0 405024AB6 15169 18000000 PRN SOLE 1 18000000 0 0 HALLIBURTON CO COM 406216101 6226 164405 SH OTR 164405 0 0 HALLIBURTON CO COM 406216101 14375 379600 SH OTR 1 379600 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 2561 53990 SH OTR 1 53990 0 0 HELIOS TECHNOLOGIES INC COM 42328H109 6777 84445 SH OTR 1 84445 0 0 HELIX ENERGY SOLUTIONS GRP I NOTE 4.250% 5/0 42330PAH0 14217 14204000 PRN OTR 1 14204000 0 0 HERITAGE COMM CORP COM 426927109 169 15021 SH OTR 1 15021 0 0 HOME DEPOT INC COM 437076102 156 521 SH OTR 1 521 0 0 HOME DEPOT INC COM 437076102 946 3160 SH OTR 3160 0 0 HORIZON GLOBAL CORP NOTE 2.750% 7/0 44052WAA2 21146 21827000 PRN OTR 1 21827000 0 0 INSULET CORP COM 45784P101 3171 11905 SH OTR 1 11905 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 13705 13000000 PRN OTR 1 13000000 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 9059 68980 SH OTR 68980 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 18487 140765 SH OTR 1 140765 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 303 6260 PRN OTR 1 6260 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 6143 6000000 PRN OTR 1 6000000 0 0 JAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 472145AF8 8522 7000000 PRN OTR 1 7000000 0 0 JOHNSON & JOHNSON COM 478160104 22575 127379 SH OTR 1 123529 0 0 JOHNSON & JOHNSON COM 478160104 8487 47887 SH OTR 47887 0 0 KNOWBE4 INC CL A 49926T104 5681 246784 SH OTR 1 246784 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 3385 13625 SH OTR 13625 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 8308 33435 SH OTR 1 33435 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 2003 32855 SH OTR 1 32855 0 0 LENDINGCLUB CORP COM NEW 52603A208 3372 213690 SH OTR 1 213690 0 0 LENDINGTREE INC NOTE 0.500% 7/1 52603BAD9 21432 26017000 PRN OTR 1 26017000 0 0 LILLY ELI & CO COM 532457108 4331 15123 SH OTR 15123 0 0 LILLY ELI & CO COM 532457108 141 493 SH OTR 1 493 0 0 LINCOLN ELEC HLDGS INC COM 533900106 4938 35830 SH OTR 35830 0 0 LINCOLN ELEC HLDGS INC COM 533900106 11165 81015 SH OTR 1 81015 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 538034AU3 9100 7000000 PRN OTR 1 7000000 0 0 LIVERAMP HLDGS INC COM 53815P108 10348 276751 SH OTR 1 276751 0 0 LIVERAMP HLDGS INC COM 53815P108 5373 143690 SH OTR 143690 0 0 LYFT INC CL A COM 55087P104 234 6099 SH OTR 1 0 0 0 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 8664 144715 SH OTR 1 144715 0 0 MANDIANT INC NOTE 1.625% 6/0 31816QAD3 20566 20566000 PRN OTR 1 20566000 0 0 MARRIOTT VACATIONS WORLDWIDE COM 57164Y107 12194 77325 SH OTR 1 77325 0 0 MAXLINEAR INC COM 57776J100 10000 171380 SH OTR 1 171380 0 0 MERCK & CO INC COM 58933Y105 382 4650 SH OTR 1 4650 0 0 META FINL GROUP INC COM 59100U108 4906 89333 SH OTR 1 89333 0 0 META PLATFORMS INC CL A 30303M102 5585 25117 SH OTR 1 0 0 0 MICROSOFT CORP COM 594918104 26795 86908 SH OTR 86908 0 0 MICROSOFT CORP COM 594918104 61949 200931 SH OTR 1 199443 0 0 MIRATI THERAPEUTICS INC COM 60468T105 3204 38965 SH OTR 1 38965 0 0 NCL CORP LTD NOTE 6.000% 5/1 62886HAT8 12245 6995000 PRN OTR 1 6995000 0 0 NEW FOUND GOLD CORP COM 64440N103 191 31250 SH OTR 1 0 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 439 40000 SH OTR 1 40000 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 1318 120000 SH OTR 120000 0 0 NOVARTIS AG SPONSORED ADR 66987V109 4193 47781 SH OTR 1 47781 0 0 NOVARTIS AG SPONSORED ADR 66987V109 1103 12573 SH OTR 12573 0 0 NVIDIA CORPORATION COM 67066G104 4676 17138 SH OTR 17138 0 0 NVIDIA CORPORATION COM 67066G104 8554 31350 SH OTR 1 31350 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 22144 74141 SH OTR 1 74141 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 10066 33700 SH OTR 33700 0 0 OMNICELL COM COM 68213N109 8778 67790 SH OTR 1 67790 0 0 ONTO INNOVATION INC COM 683344105 11729 134987 SH OTR 1 134987 0 0 OPEN LENDING CORP COM CL A 68373J104 1330 70325 SH OTR 1 70325 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 8713 8600000 PRN OTR 1 8600000 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 752 54761 SH SOLE 54761 0 0 PARAMOUNT GLOBAL 5.75% CONV PFD A 92556H305 11110 200000 PRN OTR 1 200000 0 0 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 13226 12500000 PRN OTR 1 12500000 0 0 PEPSICO INC COM 713448108 219 1311 SH OTR 1 979 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 598 6215 PRN OTR 1 6215 0 0 PIONEER NAT RES CO COM 723787107 16001 63995 SH OTR 1 63995 0 0 PIONEER NAT RES CO COM 723787107 6810 27235 SH OTR 27235 0 0 PLANET FITNESS INC CL A 72703H101 12628 149485 SH OTR 1 149485 0 0 PNC FINL SVCS GROUP INC COM 693475105 30953 167810 SH OTR 1 167810 0 0 PNC FINL SVCS GROUP INC COM 693475105 13537 73390 SH OTR 73390 0 0 PROCTER AND GAMBLE CO COM 742718109 951 6225 SH OTR 6225 0 0 PROCTER AND GAMBLE CO COM 742718109 2252 14735 SH OTR 1 14072 0 0 PROGRESSIVE CORP COM 743315103 12020 105448 SH OTR 105448 0 0 PROGRESSIVE CORP COM 743315103 24025 210766 SH OTR 1 210766 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 24945 148409 SH OTR 1 148409 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 12405 73806 SH OTR 73806 0 0 RAPID7 INC COM 753422104 11977 107670 SH OTR 1 107670 0 0 RAPID7 INC NOTE 0.250% 3/1 753422AF1 13109 10500000 PRN OTR 1 10500000 0 0 RAYONIER INC COM 754907103 551 13400 SH OTR 1 13400 0 0 REPLIMUNE GROUP INC COM 76029N106 1683 99145 SH OTR 1 99145 0 0 REVOLVE GROUP INC CL A 76156B107 2711 50495 SH OTR 1 50495 0 0 ROSS STORES INC COM 778296103 9089 100478 SH OTR 100478 0 0 ROSS STORES INC COM 778296103 14930 165042 SH OTR 1 165042 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 250 4678 PRN OTR 1 4678 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 252 3319 PRN OTR 1 3166 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 544 3421 PRN OTR 1 0 0 0 SHIFT4 PMTS INC CL A 82452J109 4377 70675 SH OTR 1 70675 0 0 SHOCKWAVE MED INC COM 82489T104 9209 44410 SH OTR 1 44410 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 10716 7875000 PRN OTR 1 7875000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 204 451 PRN OTR 1 407 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 11109 227230 SH OTR 1 227230 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 6306 128980 SH OTR 128980 0 0 SPS COMM INC COM 78463M107 8398 64010 SH OTR 1 64010 0 0 STARBUCKS CORP COM 855244109 277 3050 SH OTR 1 3050 0 0 SYNOPSYS INC COM 871607107 7408 22227 SH OTR 22227 0 0 SYNOPSYS INC COM 871607107 13420 40269 SH OTR 1 40269 0 0 SYSCO CORP COM 871829107 9104 111495 SH OTR 111495 0 0 SYSCO CORP COM 871829107 17385 212927 SH OTR 1 212927 0 0 TABULA RASA HEALTHCARE INC NOTE 1.750% 2/1 873379AA9 6296 8400000 PRN OTR 1 8400000 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 9517 81840 SH OTR 1 81840 0 0 TARGET CORP COM 87612E106 14228 67044 SH OTR 1 67044 0 0 TARGET CORP COM 87612E106 6427 30285 SH OTR 30285 0 0 TELEFLEX INCORPORATED COM 879369106 7575 21348 SH OTR 21348 0 0 TELEFLEX INCORPORATED COM 879369106 13410 37792 SH OTR 1 37792 0 0 TENABLE HLDGS INC COM 88025T102 9211 159380 SH OTR 1 159380 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 602 1020 SH OTR 1 1020 0 0 TREX CO INC COM 89531P105 4086 62550 SH SOLE 1 62550 0 0 TYLER TEX INDPT SCH DIST NOTE 0.250% 3/1 902252AB1 7739 7000000 PRN OTR 1 7000000 0 0 UNION PAC CORP COM 907818108 33903 124088 SH OTR 1 121004 0 0 UNION PAC CORP COM 907818108 14720 53878 SH OTR 53878 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 405 11630 SH OTR 1 11630 0 0 UNITED PARCEL SERVICE INC CL B 911312106 24027 112035 SH OTR 1 112035 0 0 UNITED PARCEL SERVICE INC CL B 911312106 9984 46555 SH OTR 46555 0 0 UNITEDHEALTH GROUP INC COM 91324P102 236 463 SH OTR 1 463 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1021 2459 PRN OTR 1 2192 0 0 VISA INC COM CL A 92826C839 6931 31253 SH OTR 31253 0 0 VISA INC COM CL A 92826C839 15462 69719 SH OTR 1 68944 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 243 5423 SH OTR 1 0 0 0 WASTE CONNECTIONS INC COM 94106B101 27731 198503 SH OTR 1 198503 0 0 WASTE CONNECTIONS INC COM 94106B101 12983 92938 SH OTR 92938 0 0 WELLS FARGO CO NEW COM 949746101 673 13896 SH OTR 1 11699 0 0 WINGSTOP INC COM 974155103 3556 30305 SH OTR 1 30305 0 0 WORKDAY INC CL A 98138H101 8169 34115 SH OTR 34115 0 0 WORKDAY INC CL A 98138H101 14442 60310 SH OTR 1 60310 0 0 ZENDESK INC NOTE 0.625% 6/1 98936JAD3 11390 9000000 PRN OTR 1 9000000 0 0 ZIPRECRUITER INC CL A 98980B103 2662 115820 SH OTR 1 115820 0 0