0001085146-21-002537.txt : 20210816
0001085146-21-002537.hdr.sgml : 20210816
20210816101829
ACCESSION NUMBER: 0001085146-21-002537
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210816
DATE AS OF CHANGE: 20210816
EFFECTIVENESS DATE: 20210816
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001007524
IRS NUMBER: 942871718
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04483
FILM NUMBER: 211175180
BUSINESS ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4154344441
MAIL ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001007524
XXXXXXXX
06-30-2021
06-30-2021
false
OSTERWEIS CAPITAL MANAGEMENT INC
One Maritime Plaza
Ste 800
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-04483
N
John Tavernetti
Chief Compliance Officer
415-434-4441
/s/ John Tavernetti
San Francisco
CA
08-16-2021
1
194
1944333
false
1
0001048802
028-06550
OSTERWEIS CAPITAL MANAGEMENT LLC/CA
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
ABBOTT LABS
COM
002824100
225
1940
SH
OTR
1
1940
0
0
ABBVIE INC
COM
00287Y109
339
3011
SH
OTR
1
3011
0
0
ACCOLADE INC
COM
00437E102
10347
190520
SH
OTR
1
190520
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
259
442
SH
OTR
1
442
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
10476
111530
SH
OTR
111530
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
20156
214585
SH
OTR
1
214585
0
0
AIR PRODS & CHEMS INC
COM
009158106
23240
80785
SH
OTR
1
80785
0
0
AIR PRODS & CHEMS INC
COM
009158106
12187
42362
SH
OTR
42362
0
0
AIRBNB INC
COM CL A
009066101
232
1515
SH
OTR
1
1515
0
0
AKOYA BIOSCIENCES INC
COM
00974H104
2721
140688
SH
SOLE
140688
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
15536
68508
SH
OTR
1
68508
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
8590
37880
SH
OTR
37880
0
0
ALPHABET INC
CAP STK CL A
02079K305
3648
1494
SH
OTR
1
1494
0
0
ALPHABET INC
CAP STK CL A
02079K305
706
289
SH
OTR
289
0
0
ALPHABET INC
CAP STK CL C
02079K107
63864
25481
SH
OTR
1
25481
0
0
ALPHABET INC
CAP STK CL C
02079K107
34850
13905
SH
OTR
13905
0
0
ALTERYX INC
NOTE 1.000% 8/0
02156BAF0
4397
4647000
PRN
OTR
1
4647000
0
0
ALX ONCOLOGY HLDGS INC
COM
00166B105
3329
60875
SH
OTR
1
60875
0
0
AMAZON COM INC
COM
023135106
16313
4742
SH
OTR
4742
0
0
AMAZON COM INC
COM
023135106
31378
9121
SH
OTR
1
9121
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
348
1290
SH
OTR
1
1290
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
2336
15154
SH
OTR
15154
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
6594
42779
SH
OTR
1
42779
0
0
ANALOG DEVICES INC
COM
032654105
4205
24425
SH
OTR
1
24425
0
0
APPLE INC
COM
037833100
4779
34897
SH
OTR
1
34897
0
0
APPLIED MATLS INC
COM
038222105
18550
130266
SH
OTR
1
130266
0
0
APPLIED MATLS INC
COM
038222105
11620
81598
SH
OTR
81598
0
0
AVALARA INC
COM
05338G106
4523
27955
SH
OTR
1
27955
0
0
AXON ENTERPRISE INC
COM
05464C101
9705
54895
SH
OTR
1
54895
0
0
BANDWIDTH INC
COM CL A
05988J103
6236
45215
SH
OTR
1
45215
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
419
1
SH
OTR
1
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2511
6
SH
OTR
6
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1101
3962
SH
OTR
1
3962
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
104
375
SH
OTR
375
0
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
6893
46854
SH
OTR
46854
0
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
12574
85476
SH
OTR
1
85476
0
0
BROOKS AUTOMATION INC NEW
COM
114340102
14510
152285
SH
OTR
1
152285
0
0
CALLAWAY GOLF CO
COM
131193104
8836
261950
SH
OTR
1
261950
0
0
CERENCE INC
COM
156727109
12631
118365
SH
OTR
1
118365
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
15379
21317
SH
OTR
1
21317
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
11251
15595
SH
OTR
15595
0
0
CHEGG INC
COM
163092109
6923
83295
SH
OTR
1
83295
0
0
CHEVRON CORP NEW
COM
166764100
8485
81012
SH
OTR
1
81012
0
0
CHEVRON CORP NEW
COM
166764100
1197
11425
SH
OTR
11425
0
0
COLLIERS INTL GROUP INC
NOTE 4.000% 6/0
194693AB3
6163
3000000
PRN
OTR
1
3000000
0
0
CONMED CORP
NOTE 2.625% 2/0
207410AF8
14433
8930000
PRN
OTR
1
8930000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
317
800
SH
OTR
1
800
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
11174
57271
SH
OTR
57271
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
22291
114255
SH
OTR
1
114255
0
0
CVS HEALTH CORP
COM
126650100
4404
52781
SH
OTR
1
52781
0
0
CVS HEALTH CORP
COM
126650100
1551
18590
SH
OTR
18590
0
0
DANAHER CORPORATION
COM
235851102
15387
57336
SH
OTR
57336
0
0
DANAHER CORPORATION
COM
235851102
29499
109924
SH
OTR
1
109924
0
0
DISNEY WALT CO
COM
254687106
641
3645
SH
OTR
1
3645
0
0
DOLLAR GEN CORP NEW
COM
256677105
10075
46558
SH
OTR
46558
0
0
DOLLAR GEN CORP NEW
COM
256677105
20163
93181
SH
OTR
1
93181
0
0
EARGO INC
COM
270087109
4649
116475
SH
OTR
1
116475
0
0
ESSEX PPTY TR INC
COM
297178105
1200
4000
SH
OTR
1
4000
0
0
ETSY INC
COM
29786A106
16134
78379
SH
OTR
1
78379
0
0
ETSY INC
COM
29786A106
4892
23765
SH
OTR
23765
0
0
ETSY INC
NOTE 0.125%10/0
29786AAJ5
13388
5576000
PRN
OTR
1
5576000
0
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
10351
9050000
PRN
OTR
1
9050000
0
0
EVERBRIDGE INC
COM
29978A104
3754
27590
SH
OTR
1
27590
0
0
EXXON MOBIL CORP
COM
30231G102
513
8124
SH
OTR
1
8124
0
0
EXXON MOBIL CORP
COM
30231G102
276
4369
SH
OTR
4369
0
0
EZCORP INC
NOTE 2.375% 5/0
302301AE6
8913
10000000
PRN
OTR
1
10000000
0
0
EZCORP INC
NOTE 2.875% 7/0
302301AF3
16098
16835000
PRN
OTR
1
16835000
0
0
FACEBOOK INC
CL A
30303M102
8734
25117
SH
OTR
1
25117
0
0
FEDEX CORP
COM
31428X106
38355
128565
SH
OTR
1
128565
0
0
FEDEX CORP
COM
31428X106
19327
64783
SH
OTR
64783
0
0
FIREEYE INC
NOTE 1.625% 6/0
31816QAD3
20477
20566000
PRN
OTR
1
20566000
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
21549
115132
SH
OTR
1
115132
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
12635
67503
SH
SOLE
67503
0
0
FIRSTSERVICE CORP NEW
COM
33767E202
12407
72445
SH
OTR
1
72445
0
0
FISERV INC
COM
337738108
231
2160
SH
OTR
1
2160
0
0
FIVE9 INC
COM
338307101
14134
77070
SH
OTR
1
77070
0
0
FLOOR & DECOR HLDGS INC
CL A
339750101
13302
125845
SH
OTR
1
125845
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
4627
82410
SH
OTR
1
82410
0
0
HERITAGE COMM CORP
COM
426927109
167
15021
SH
OTR
1
15021
0
0
HOME DEPOT INC
COM
437076102
21474
67341
SH
OTR
1
67341
0
0
HOME DEPOT INC
COM
437076102
10070
31577
SH
OTR
31577
0
0
HORIZON GLOBAL CORP
NOTE 2.750% 7/0
44052WAA2
19319
19767000
PRN
OTR
1
19767000
0
0
INARI MED INC
COM
45332Y109
4731
50720
SH
OTR
1
50720
0
0
INSPIRE MED SYS INC
COM
457730109
5686
29420
SH
OTR
1
29420
0
0
INSULET CORP
COM
45784P101
11501
41895
SH
OTR
1
41895
0
0
INTEGRA LIFESCIENCES HLDGS C
NOTE 0.500% 8/1
457985AM1
14416
13000000
PRN
OTR
1
13000000
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
10520
70414
SH
OTR
70414
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
20848
139545
SH
OTR
1
139545
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
288
812
PRN
OTR
1
812
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
75
1470
PRN
OTR
1470
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
321
6260
PRN
OTR
1
6260
0
0
ISHARES TR
EXPND TEC SC ETF
464287549
374
927
PRN
OTR
1
927
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
6608
6000000
PRN
OTR
1
6000000
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
6321
6290000
PRN
OTR
1
6290000
0
0
JAZZ INVESTMENTS I LTD
NOTE 2.000% 6/1
472145AF8
9345
7000000
PRN
OTR
1
7000000
0
0
JOHNSON & JOHNSON
COM
478160104
8811
53487
SH
OTR
53487
0
0
JOHNSON & JOHNSON
COM
478160104
21536
130730
SH
OTR
1
130730
0
0
JPMORGAN CHASE & CO
COM
46625H100
37014
237971
SH
OTR
1
237971
0
0
JPMORGAN CHASE & CO
COM
46625H100
16789
107940
SH
OTR
107940
0
0
KODIAK SCIENCES INC
COM
50015M109
10581
113775
SH
SOLE
113775
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
7872
276325
SH
OTR
1
276325
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
2245
10385
SH
OTR
10385
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
6544
30275
SH
OTR
1
30275
0
0
LEVI STRAUSS & CO NEW
CL A COM STK
52736R102
1386
50000
SH
OTR
1
50000
0
0
LILLY ELI & CO
COM
532457108
3471
15123
SH
OTR
15123
0
0
LILLY ELI & CO
COM
532457108
113
493
SH
OTR
1
493
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.000% 2/1
538034AU3
9529
8500000
PRN
OTR
1
8500000
0
0
LIVERAMP HLDGS INC
COM
53815P108
4780
102020
SH
OTR
102020
0
0
LIVERAMP HLDGS INC
COM
53815P108
7434
158680
SH
OTR
1
158680
0
0
LOWES COS INC
COM
548661107
388
2000
SH
OTR
1
2000
0
0
LYFT INC
CL A COM
55087P104
369
6099
SH
OTR
1
6099
0
0
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
8210
128120
SH
OTR
1
128120
0
0
MARRIOTT VACATIONS WORLDWIDE
COM
57164Y107
12305
77245
SH
OTR
1
77245
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
270
2560
SH
OTR
1
2560
0
0
MERCK & CO INC
COM
58933Y105
33
428
SH
OTR
428
0
0
MERCK & CO INC
COM
58933Y105
372
4780
SH
OTR
1
4780
0
0
META FINL GROUP INC
COM
59100U108
13739
271355
SH
OTR
1
271355
0
0
MICRON TECHNOLOGY INC
COM
595112103
2900
34125
SH
OTR
34125
0
0
MICRON TECHNOLOGY INC
COM
595112103
2762
32498
SH
OTR
1
32498
0
0
MICROSOFT CORP
COM
594918104
24483
90377
SH
OTR
90377
0
0
MICROSOFT CORP
COM
594918104
54566
201425
SH
OTR
1
201425
0
0
MKS INSTRS INC
COM
55306N104
5601
31475
SH
OTR
1
31475
0
0
MONOLITHIC PWR SYS INC
COM
609839105
13071
35001
SH
OTR
1
35001
0
0
MONOLITHIC PWR SYS INC
COM
609839105
7241
19390
SH
OTR
19390
0
0
NATERA INC
COM
632307104
4026
35460
SH
OTR
1
35460
0
0
NCL CORP LTD
NOTE 6.000% 5/1
62886HAT8
16270
6995000
PRN
OTR
1
6995000
0
0
NEKTAR THERAPEUTICS
COM
640268108
4271
248873
SH
OTR
1
248873
0
0
NEKTAR THERAPEUTICS
COM
640268108
2136
124495
SH
OTR
124495
0
0
NEWPARK RES INC
NOTE 4.000%12/0
651718AE8
33130
33296000
PRN
OTR
1
33296000
0
0
NEXTERA ENERGY INC
COM
65339F101
5673
77412
SH
OTR
77412
0
0
NEXTERA ENERGY INC
COM
65339F101
12266
167389
SH
OTR
1
167389
0
0
NLIGHT INC
COM
65487K100
6189
170595
SH
OTR
1
170595
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
7845
85981
SH
OTR
85981
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
17161
188084
SH
OTR
1
188084
0
0
NVIDIA CORPORATION
COM
67066G104
200
250
SH
OTR
1
250
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
11083
43668
SH
OTR
43668
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
22637
89192
SH
OTR
1
89192
0
0
ONTO INNOVATION INC
COM
683344105
11773
161187
SH
OTR
1
161187
0
0
OSI SYSTEMS INC
NOTE 1.250% 9/0
671044AD7
20825
19530000
PRN
OTR
1
19530000
0
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
1506
57144
SH
SOLE
57144
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
621
6215
PRN
OTR
1
6215
0
0
PIONEER NAT RES CO
COM
723787107
11159
68665
SH
OTR
1
68665
0
0
PIONEER NAT RES CO
COM
723787107
6108
37585
SH
OTR
37585
0
0
PLANET FITNESS INC
CL A
72703H101
6137
81555
SH
OTR
1
81555
0
0
PROCTER AND GAMBLE CO
COM
742718109
2029
15040
SH
OTR
1
15040
0
0
PROCTER AND GAMBLE CO
COM
742718109
891
6605
SH
OTR
6605
0
0
PROGRESSIVE CORP
COM
743315103
10377
105664
SH
OTR
105664
0
0
PROGRESSIVE CORP
COM
743315103
20464
208366
SH
OTR
1
208366
0
0
PROGYNY INC
COM
74340E103
8323
141060
SH
OTR
1
141060
0
0
PROSHARES TR
S&P 500 DV ARIST
74348A467
229
2532
PRN
OTR
1
2532
0
0
PS BUSINESS PKS INC CALIF
COM
69360J107
22016
148679
SH
OTR
1
148679
0
0
PS BUSINESS PKS INC CALIF
COM
69360J107
11303
76333
SH
OTR
76333
0
0
RAMBUS INC DEL
NOTE 1.375% 2/0
750917AG1
6607
5000000
PRN
OTR
1
5000000
0
0
RAPID7 INC
COM
753422104
13625
143985
SH
OTR
1
143985
0
0
REPLIMUNE GROUP INC
COM
76029N106
5598
145705
SH
OTR
1
145705
0
0
ROSS STORES INC
COM
778296103
20540
165648
SH
OTR
1
165648
0
0
ROSS STORES INC
COM
778296103
10815
87215
SH
OTR
87215
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
244
2339
PRN
OTR
1
2339
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
276
3531
PRN
OTR
1
3531
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
505
3421
PRN
OTR
1
3421
0
0
SNAP INC
CL A
83304A106
5549
81440
SH
SOLE
1
81440
0
0
SNAP INC
CL A
83304A106
3143
46120
SH
SOLE
46120
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
11965
7875000
PRN
OTR
1
7875000
0
0
SPIRIT AIRLS INC
COM
848577102
8776
288315
SH
OTR
1
288315
0
0
SPROUT SOCIAL INC
COM CL A
85209W109
1669
18665
SH
OTR
1
18665
0
0
STARBUCKS CORP
COM
855244109
356
3186
SH
OTR
1
3186
0
0
SUNNOVA ENERGY INTL INC.
COM
86745K104
8749
232325
SH
OTR
1
232325
0
0
SYNOPSYS INC
COM
871607107
8695
31529
SH
OTR
31529
0
0
SYNOPSYS INC
COM
871607107
14804
53677
SH
OTR
1
53677
0
0
SYSCO CORP
COM
871829107
22689
291820
SH
OTR
1
291820
0
0
SYSCO CORP
COM
871829107
11460
147400
SH
OTR
147400
0
0
TABULA RASA HEALTHCARE INC
NOTE 1.750% 2/1
873379AA9
8621
8400000
PRN
OTR
1
8400000
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
12096
124185
SH
OTR
1
124185
0
0
TELEFLEX INCORPORATED
COM
879369106
8929
22222
SH
OTR
22222
0
0
TELEFLEX INCORPORATED
COM
879369106
15353
38211
SH
OTR
1
38211
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
515
1020
SH
OTR
1
1020
0
0
T-MOBILE US INC
COM
872590104
24377
168317
SH
OTR
1
168317
0
0
T-MOBILE US INC
COM
872590104
13188
91060
SH
OTR
91060
0
0
TURNING POINT THERAPEUTICS I
COM
90041T108
7385
94660
SH
OTR
1
94660
0
0
UNION PAC CORP
COM
907818108
12354
56172
SH
OTR
56172
0
0
UNION PAC CORP
COM
907818108
27300
124131
SH
OTR
1
124131
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1149
2920
PRN
OTR
1
2920
0
0
VISA INC
COM CL A
92826C839
27905
119344
SH
OTR
1
119344
0
0
VISA INC
COM CL A
92826C839
12965
55449
SH
OTR
55449
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
344
6524
SH
OTR
1
6524
0
0
WASTE CONNECTIONS INC
COM
94106B101
25612
214449
SH
OTR
1
214449
0
0
WASTE CONNECTIONS INC
COM
94106B101
12611
105592
SH
OTR
105592
0
0
WELLS FARGO CO NEW
COM
949746101
442
9755
SH
OTR
1
9755
0
0
WINGSTOP INC
COM
974155103
10214
64795
SH
OTR
1
64795
0
0
XILINX INC
COM
983919101
4906
33920
SH
OTR
1
33920
0
0
XILINX INC
COM
983919101
2337
16160
SH
OTR
16160
0
0
ZENDESK INC
COM
98936J101
17298
119842
SH
OTR
1
119842
0
0
ZENDESK INC
COM
98936J101
9541
66099
SH
OTR
66099
0
0
ZENDESK INC
NOTE 0.625% 6/1
98936JAD3
13152
9000000
PRN
OTR
1
9000000
0
0