0001085146-21-000668.txt : 20210212 0001085146-21-000668.hdr.sgml : 20210212 20210212073332 ACCESSION NUMBER: 0001085146-21-000668 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 21622758 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001007524 XXXXXXXX 12-31-2020 12-31-2020 false OSTERWEIS CAPITAL MANAGEMENT INC

One Maritime Plaza Ste 800 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-04483 N John Tavernetti 415-434-4441 /s/ John Tavernetti San Francisco CA 02-04-2021 1 175 1676479 false 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 228 2085 SH OTR 1 2085 0 0 ABBVIE INC COM 00287Y109 360 3361 SH OTR 1 3361 0 0 ACCOLADE INC COM 00437E102 5510 126670 SH OTR 1 126670 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 241 482 SH OTR 1 482 0 0 ADVANCED MICRO DEVICES INC COM 007903107 25533 278405 SH OTR 1 278405 0 0 ADVANCED MICRO DEVICES INC COM 007903107 13547 147720 SH OTR 147720 0 0 AIR PRODS & CHEMS INC COM 009158106 9682 35437 SH OTR 35437 0 0 AIR PRODS & CHEMS INC COM 009158106 18508 67742 SH OTR 1 67742 0 0 ALPHABET INC CAP STK CL A 02079K305 545 311 SH OTR 311 0 0 ALPHABET INC CAP STK CL A 02079K305 2703 1542 SH OTR 1 1542 0 0 ALPHABET INC CAP STK CL C 02079K107 24891 14208 SH OTR 14208 0 0 ALPHABET INC CAP STK CL C 02079K107 43920 25070 SH OTR 1 25070 0 0 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 4928 4647000 PRN OTR 1 4647000 0 0 AMAZON COM INC COM 023135106 10035 3081 SH OTR 1 3081 0 0 AMAZON COM INC COM 023135106 4543 1395 SH OTR 1395 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 7320 47696 SH OTR 1 47696 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 2922 19039 SH OTR 19039 0 0 ANALOG DEVICES INC COM 032654105 42 285 SH OTR 285 0 0 ANALOG DEVICES INC COM 032654105 3486 23600 SH OTR 1 23600 0 0 APPLE INC COM 037833100 4631 34900 SH OTR 1 34900 0 0 APPLIED MATLS INC COM 038222105 28392 328988 SH OTR 1 328988 0 0 APPLIED MATLS INC COM 038222105 14477 167754 SH OTR 167754 0 0 AVALARA INC COM 05338G106 7477 45345 SH OTR 1 45345 0 0 AXON ENTERPRISE INC COM 05464C101 6421 52400 SH OTR 1 52400 0 0 AXONICS MODULATION TECHNOLOG COM 05465P101 7962 159505 SH OTR 1 159505 0 0 BANDWIDTH INC COM CL A 05988J103 7096 46180 SH OTR 1 46180 0 0 BECTON DICKINSON & CO COM 075887109 4582 18312 SH OTR 18312 0 0 BECTON DICKINSON & CO COM 075887109 8315 33232 SH OTR 1 33232 0 0 BERKLEY W R CORP COM 084423102 224 3378 SH OTR 1 3378 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2087 6 SH OTR 4 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 348 1 SH OTR 1 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 87 375 SH OTR 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1028 4435 SH OTR 1 3100 0 0 BEYOND MEAT INC COM 08862E109 587 4695 SH OTR 1 4695 0 0 BIO-TECHNE CORP COM 09073M104 9669 30450 SH OTR 1 30450 0 0 BRIGHT HORIZONS FAM SOL IN D COM 109194100 14746 85241 SH OTR 1 85241 0 0 BRIGHT HORIZONS FAM SOL IN D COM 109194100 8005 46274 SH OTR 46274 0 0 BROOKS AUTOMATION INC NEW COM 114340102 9558 140870 SH OTR 1 140870 0 0 CERENCE INC COM 156727109 5932 59035 SH OTR 1 59035 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 16385 24767 SH OTR 24767 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 27176 41080 SH OTR 1 41080 0 0 CHEGG INC COM 163092109 9490 105055 SH OTR 1 105055 0 0 CHEVRON CORP NEW COM 166764100 39 465 SH OTR 465 0 0 CHEVRON CORP NEW COM 166764100 222 2637 SH OTR 1 772 0 0 CONMED CORP NOTE 2.625% 2/0 207410AF8 12528 8930000 PRN OTR 1 8930000 0 0 CORESITE RLTY CORP COM 21870Q105 18113 144579 SH OTR 1 144579 0 0 CORESITE RLTY CORP COM 21870Q105 8581 68496 SH OTR 68496 0 0 CREE INC NOTE 0.875% 9/0 225447AB7 13005 7149000 PRN OTR 1 7149000 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 9117 57271 SH OTR 57271 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 17746 111475 SH OTR 1 111475 0 0 DANAHER CORPORATION COM 235851102 26139 117667 SH OTR 1 117667 0 0 DANAHER CORPORATION COM 235851102 14162 63751 SH OTR 63751 0 0 DECIPHERA PHARMACEUTICALS IN COM 24344T101 4775 83670 SH OTR 1 83670 0 0 DISNEY WALT CO COM 254687106 660 3645 SH OTR 1 3645 0 0 DOLLAR GEN CORP NEW COM 256677105 21864 103966 SH OTR 1 103966 0 0 DOLLAR GEN CORP NEW COM 256677105 11025 52423 SH OTR 52423 0 0 EHEALTH INC COM 28238P109 4632 65605 SH OTR 1 65605 0 0 ENPHASE ENERGY INC COM 29355A107 14988 85418 SH OTR 1 85418 0 0 ESSEX PPTY TR INC COM 297178105 950 4000 SH OTR 1 0 0 0 ETSY INC COM 29786A106 12020 67565 SH OTR 1 67565 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 13986 6576000 PRN OTR 1 6576000 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 10275 9050000 PRN OTR 1 9050000 0 0 EVERBRIDGE INC COM 29978A104 6505 43640 SH OTR 1 43640 0 0 EXXON MOBIL CORP COM 30231G102 183 4439 SH OTR 4439 0 0 EXXON MOBIL CORP COM 30231G102 345 8370 SH OTR 1 6170 0 0 EZCORP INC NOTE 2.375% 5/0 302301AE6 8124 10000000 PRN OTR 1 10000000 0 0 EZCORP INC NOTE 2.875% 7/0 302301AF3 15371 16835000 PRN OTR 1 16835000 0 0 FACEBOOK INC CL A 30303M102 6884 25200 SH OTR 1 0 0 0 FEDEX CORP COM 31428X106 29355 113070 SH OTR 1 113070 0 0 FEDEX CORP COM 31428X106 15356 59147 SH OTR 59147 0 0 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 9863 10000000 PRN OTR 1 10000000 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 18707 127317 SH OTR 1 127317 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 10924 74348 SH OTR 74348 0 0 FIRSTSERVICE CORP NEW COM 33767E202 9382 68600 SH OTR 1 68600 0 0 FISERV INC COM 337738108 246 2160 SH OTR 1 2160 0 0 FIVE9 INC COM 338307101 14895 85405 SH OTR 1 85405 0 0 FLOOR & DECOR HLDGS INC CL A 339750101 8619 92825 SH OTR 1 92825 0 0 GUARDANT HEALTH INC COM 40131M109 5136 39850 SH OTR 1 39850 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 339 5340 SH OTR 5340 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 5369 84639 SH OTR 1 84639 0 0 HERITAGE COMM CORP COM 426927109 133 15021 SH OTR 1 15021 0 0 HOME DEPOT INC COM 437076102 17434 65634 SH OTR 1 65634 0 0 HOME DEPOT INC COM 437076102 8442 31782 SH OTR 31782 0 0 HORIZON GLOBAL CORP NOTE 2.750% 7/0 44052WAA2 17921 19767000 PRN OTR 1 19767000 0 0 INPHI CORP COM 45772F107 7729 48165 SH OTR 1 48165 0 0 INSULET CORP COM 45784P101 7665 29985 SH OTR 1 29985 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 292 932 PRN OTR 1 932 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 6402 137981 SH OTR 1 137981 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 455 3797 PRN OTR 1 3077 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 76 1470 PRN OTR 1470 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 323 6260 PRN OTR 1 6260 0 0 ISHARES TR EXPND TEC SC ETF 464287549 378 1080 PRN OTR 1 1008 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 6400 6000000 PRN OTR 1 6000000 0 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 6456 6290000 PRN OTR 1 6290000 0 0 JOHNSON & JOHNSON COM 478160104 8175 51942 SH OTR 51942 0 0 JOHNSON & JOHNSON COM 478160104 18138 115245 SH OTR 1 111645 0 0 JPMORGAN CHASE & CO COM 46625H100 26173 205976 SH OTR 1 205976 0 0 JPMORGAN CHASE & CO COM 46625H100 11830 93095 SH OTR 93095 0 0 KODIAK SCIENCES INC COM 50015M109 19505 132768 SH SOLE 132768 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 8262 301220 SH OTR 1 301220 0 0 LILLY ELI & CO COM 532457108 2553 15123 SH OTR 15123 0 0 LILLY ELI & CO COM 532457108 95 564 SH OTR 1 564 0 0 LIVERAMP HLDGS INC COM 53815P108 11907 162690 SH OTR 1 162690 0 0 LIVERAMP HLDGS INC COM 53815P108 6491 88690 SH OTR 88690 0 0 LYFT INC CL A COM 55087P104 300 6099 SH OTR 1 0 0 0 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 7591 55320 SH OTR 1 55320 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 278 3140 SH OTR 1 3140 0 0 MERCK & CO. INC COM 58933Y105 410 5011 SH OTR 1 5011 0 0 MERCK & CO. INC COM 58933Y105 54 658 SH OTR 658 0 0 META FINL GROUP INC COM 59100U108 11831 323595 SH OTR 1 323595 0 0 MICRON TECHNOLOGY INC COM 595112103 13770 183163 SH OTR 1 183163 0 0 MICRON TECHNOLOGY INC COM 595112103 9845 130952 SH OTR 130952 0 0 MICROSOFT CORP COM 594918104 45054 202562 SH OTR 1 201224 0 0 MICROSOFT CORP COM 594918104 20566 92463 SH OTR 92463 0 0 MIRATI THERAPEUTICS INC COM 60468T105 4653 21185 SH OTR 1 21185 0 0 MKS INSTRS INC COM 55306N104 4996 33205 SH OTR 1 33205 0 0 MONOLITHIC PWR SYS INC COM 609839105 18782 51285 SH OTR 1 51285 0 0 MONOLITHIC PWR SYS INC COM 609839105 10436 28495 SH OTR 28495 0 0 NEKTAR THERAPEUTICS COM 640268108 4553 267820 SH OTR 1 267820 0 0 NEKTAR THERAPEUTICS COM 640268108 2664 156684 SH OTR 156684 0 0 NEWPARK RES INC NOTE 4.000%12/0 651718AE8 27692 30421000 PRN OTR 1 30421000 0 0 NEXTERA ENERGY INC COM 65339F101 23305 302073 SH OTR 1 302073 0 0 NEXTERA ENERGY INC COM 65339F101 11592 150253 SH OTR 150253 0 0 NOVARTIS AG SPONSORED ADR 66987V109 18426 195129 SH OTR 1 195129 0 0 NOVARTIS AG SPONSORED ADR 66987V109 8389 88841 SH OTR 88841 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 7403 37928 SH OTR 37928 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 14176 72632 SH OTR 1 72632 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 20933 19530000 PRN OTR 1 19530000 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 610 6215 PRN OTR 1 6215 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 156 1585 PRN OTR 1585 0 0 PLANET FITNESS INC CL A 72703H101 3049 39275 SH OTR 1 39275 0 0 PROCTER AND GAMBLE CO COM 742718109 983 7064 SH OTR 7064 0 0 PROCTER AND GAMBLE CO COM 742718109 2346 16863 SH OTR 1 16413 0 0 PROG HOLDINGS INC COM NPV 74319R101 9075 168470 SH OTR 1 168470 0 0 PROGRESSIVE CORP COM 743315103 24224 244981 SH OTR 1 244981 0 0 PROGRESSIVE CORP COM 743315103 12257 123954 SH OTR 123954 0 0 PROGYNY INC COM 74340E103 9193 216875 SH OTR 1 216875 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 265 3319 PRN OTR 1 3139 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 10076 75833 SH OTR 75833 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 19431 146244 SH OTR 1 146244 0 0 RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 5644 5000000 PRN OTR 1 5000000 0 0 RAPID7 INC COM 753422104 7509 83290 SH OTR 1 83290 0 0 RAYONIER INC COM 754907103 229 7800 SH SOLE 7800 0 0 REPLIMUNE GROUP INC COM 76029N106 2870 75225 SH OTR 1 75225 0 0 REVANCE THERAPEUTICS INC COM 761330109 4959 174970 SH OTR 1 174970 0 0 ROSS STORES INC COM 778296103 20594 167688 SH OTR 1 167688 0 0 ROSS STORES INC COM 778296103 11131 90635 SH OTR 90635 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 213 2339 PRN OTR 1 2339 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 374 5485 PRN OTR 1 5254 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 445 3421 PRN OTR 1 3421 0 0 SMILEDIRECTCLUB INC CL A COM 83192H106 7120 596315 SH OTR 1 596315 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 13118 9000000 PRN OTR 1 9000000 0 0 STARBUCKS CORP COM 855244109 341 3186 SH OTR 1 3186 0 0 SYNOPSYS INC COM 871607107 8411 32444 SH OTR 32444 0 0 SYNOPSYS INC COM 871607107 14631 56439 SH OTR 1 56439 0 0 SYSCO CORP COM 871829107 23797 320455 SH OTR 1 320455 0 0 SYSCO CORP COM 871829107 12354 166355 SH OTR 166355 0 0 TELEFLEX INCORPORATED COM 879369106 17639 42859 SH OTR 1 42859 0 0 TELEFLEX INCORPORATED COM 879369106 9588 23297 SH OTR 23297 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 475 1020 SH OTR 1 1020 0 0 TURNING POINT THERAPEUTICS I COM 90041T108 6268 51440 SH OTR 1 51440 0 0 TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 34704 35055000 PRN OTR 1 35055000 0 0 UNION PAC CORP COM 907818108 19837 95269 SH OTR 1 92185 0 0 UNION PAC CORP COM 907818108 9148 43932 SH OTR 43932 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 206 2334 PRN OTR 1 2334 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1074 3125 PRN OTR 1 2705 0 0 VISA INC COM CL A 92826C839 25175 115098 SH OTR 1 114298 0 0 VISA INC COM CL A 92826C839 12049 55084 SH OTR 55084 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 265 6649 SH OTR 1 0 0 0 WASTE CONNECTIONS INC COM 94106B101 10782 105122 SH OTR 105122 0 0 WASTE CONNECTIONS INC COM 94106B101 21741 211964 SH OTR 1 211964 0 0 WELLS FARGO CO NEW COM 949746101 294 9755 SH OTR 1 9755 0 0 WINGSTOP INC COM 974155103 7794 58800 SH OTR 1 58800 0 0 ZENDESK INC COM 98936J101 25867 180737 SH OTR 1 180737 0 0 ZENDESK INC COM 98936J101 13185 92124 SH OTR 92124 0 0