0001085146-20-002954.txt : 20201113
0001085146-20-002954.hdr.sgml : 20201113
20201113132119
ACCESSION NUMBER: 0001085146-20-002954
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
EFFECTIVENESS DATE: 20201113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001007524
IRS NUMBER: 942871718
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04483
FILM NUMBER: 201310476
BUSINESS ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4154344441
MAIL ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001007524
XXXXXXXX
09-30-2020
09-30-2020
false
OSTERWEIS CAPITAL MANAGEMENT INC
One Maritime Plaza
Ste 800
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-04483
N
John Tavernetti
Chief Compliance Officer
415-434-4441
/s/ John Tavernetti
San Francisco
CA
11-13-2020
1
161
1481835
false
1
0001048802
028-06550
OSTERWEIS CAPITAL MANAGEMENT LLC/CA
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
AARONS INC
COM PAR $0.50
002535300
7860
138750
SH
OTR
1
138750
0
0
ABBOTT LABS
COM
002824100
227
2085
SH
OTR
1
2085
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
236
482
SH
OTR
1
482
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
12264
149580
SH
OTR
149580
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
24187
294999
SH
OTR
1
294999
0
0
AIR PRODS & CHEMS INC
COM
009158106
9806
32920
SH
OTR
32920
0
0
AIR PRODS & CHEMS INC
COM
009158106
17955
60279
SH
OTR
1
60279
0
0
ALPHABET INC
CAP STK CL C
02079K107
37553
25553
SH
OTR
1
25553
0
0
ALPHABET INC
CAP STK CL A
02079K305
2231
1522
SH
OTR
1
1522
0
0
ALPHABET INC
CAP STK CL C
02079K107
21220
14439
SH
OTR
14439
0
0
ALPHABET INC
CAP STK CL A
02079K305
566
386
SH
OTR
386
0
0
ALTAIR ENGR INC
NOTE 0.250% 6/0
021369AA1
9442
8500000
PRN
OTR
1
8500000
0
0
ALTERYX INC
COM CL A
02156B103
964
8490
SH
OTR
1
8490
0
0
ALTERYX INC
NOTE 1.000% 8/0
02156BAF0
4660
4647000
PRN
OTR
1
4647000
0
0
AMAZON COM INC
COM
023135106
457
145
SH
OTR
1
145
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
15172
104721
SH
OTR
1
104721
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
5619
38787
SH
OTR
38787
0
0
ANALOG DEVICES INC
COM
032654105
33
285
SH
OTR
285
0
0
ANALOG DEVICES INC
COM
032654105
2590
22190
SH
OTR
1
22190
0
0
APPLE INC
COM
037833100
3906
33728
SH
OTR
1
33728
0
0
APPLIED MATLS INC
COM
038222105
10403
174995
SH
OTR
174995
0
0
APPLIED MATLS INC
COM
038222105
19762
332414
SH
OTR
1
332414
0
0
AVALARA INC
COM
05338G106
5380
42250
SH
OTR
1
42250
0
0
AXON ENTERPRISE INC
COM
05464C101
3986
43950
SH
OTR
1
43950
0
0
AXONICS MODULATION TECHNOLOG
COM
05465P101
6686
131005
SH
OTR
1
131005
0
0
BANDWIDTH INC
COM CL A
05988J103
8130
46570
SH
OTR
1
46570
0
0
BECTON DICKINSON & CO
COM
075887109
12804
55029
SH
OTR
1
55029
0
0
BECTON DICKINSON & CO
COM
075887109
5935
25505
SH
OTR
25505
0
0
BERKLEY W R CORP
COM
084423102
207
3378
SH
OTR
1
3378
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1920
6
SH
OTR
4
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
896
4206
SH
OTR
1
2871
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
320
1
SH
OTR
1
0
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
80
375
SH
OTR
0
0
0
BEYOND MEAT INC
COM
08862E109
2023
12185
SH
OTR
1
12185
0
0
BIO-TECHNE CORP
COM
09073M104
5804
23430
SH
OTR
1
23430
0
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
7090
46630
SH
OTR
46630
0
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
13131
86365
SH
OTR
1
86365
0
0
BROOKS AUTOMATION INC NEW
COM
114340102
6047
130725
SH
OTR
1
130725
0
0
CAVCO INDS INC DEL
COM
149568107
2085
11566
SH
OTR
1
11566
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
26153
41889
SH
OTR
1
41889
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
16004
25633
SH
OTR
25633
0
0
CHEGG INC
COM
163092109
6984
97765
SH
OTR
1
97765
0
0
CHEVRON CORP NEW
COM
166764100
222
3087
SH
OTR
1
1222
0
0
CHEVRON CORP NEW
COM
166764100
33
465
SH
OTR
465
0
0
CONCHO RES INC
COM
20605P101
1217
27575
SH
OTR
27575
0
0
CONCHO RES INC
COM
20605P101
2530
57338
SH
OTR
1
57338
0
0
CONMED CORP
NOTE 2.625% 2/0
207410AF8
10042
8930000
PRN
OTR
1
8930000
0
0
CORESITE RLTY CORP
COM
21870Q105
8171
68730
SH
OTR
68730
0
0
CORESITE RLTY CORP
COM
21870Q105
16672
140242
SH
OTR
1
140242
0
0
CREE INC
NOTE 0.875% 9/0
225447AB7
13240
10649000
PRN
OTR
1
10649000
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
9625
57810
SH
OTR
57810
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
18233
109508
SH
OTR
1
109508
0
0
DANAHER CORPORATION
COM
235851102
28924
134324
SH
OTR
1
134324
0
0
DANAHER CORPORATION
COM
235851102
15724
73023
SH
OTR
73023
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
2883
56205
SH
OTR
1
56205
0
0
DOLLAR GEN CORP NEW
COM
256677105
22168
105752
SH
OTR
1
105752
0
0
DOLLAR GEN CORP NEW
COM
256677105
11356
54175
SH
OTR
54175
0
0
EHEALTH INC
COM
28238P109
3228
40860
SH
OTR
1
40860
0
0
ENPHASE ENERGY INC
COM
29355A107
10377
125645
SH
OTR
1
125645
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
636
40274
SH
SOLE
40274
0
0
ETSY INC
COM
29786A106
8117
66735
SH
OTR
1
66735
0
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
8705
9050000
PRN
OTR
1
9050000
0
0
EVERBRIDGE INC
COM
29978A104
4055
32250
SH
OTR
1
32250
0
0
EVERQUOTE INC
COM CL A
30041R108
1250
32340
SH
OTR
1
32340
0
0
EXXON MOBIL CORP
COM
30231G102
181
5273
SH
OTR
5273
0
0
EXXON MOBIL CORP
COM
30231G102
353
10265
SH
OTR
1
8065
0
0
EZCORP INC
NOTE 2.375% 5/0
302301AE6
7894
10000000
PRN
OTR
1
10000000
0
0
EZCORP INC
NOTE 2.875% 7/0
302301AF3
14936
16835000
PRN
OTR
1
16835000
0
0
FEDEX CORP
COM
31428X106
28646
113890
SH
OTR
1
113890
0
0
FEDEX CORP
COM
31428X106
15043
59810
SH
OTR
59810
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
8191
75105
SH
SOLE
75105
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
14002
128390
SH
OTR
1
128390
0
0
FIRSTSERVICE CORP NEW
COM
33767E202
8417
63820
SH
OTR
1
63820
0
0
FIVE9 INC
COM
338307101
10520
81120
SH
OTR
1
81120
0
0
FLOOR & DECOR HLDGS INC
CL A
339750101
4772
63795
SH
OTR
1
63795
0
0
GFL ENVIRONMENTAL INC
UNIT 99/99/9999T
36168Q120
13514
253500
PRN
OTR
1
253500
0
0
GUARDANT HEALTH INC
COM
40131M109
2640
23620
SH
OTR
1
23620
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
3688
87255
SH
OTR
1
87255
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
268
6340
SH
OTR
6340
0
0
HOLOGIC INC
COM
436440101
1327
19970
SH
SOLE
19970
0
0
HOME DEPOT INC
COM
437076102
8898
32040
SH
SOLE
32040
0
0
HOME DEPOT INC
COM
437076102
18204
65552
SH
OTR
1
65552
0
0
HORIZON GLOBAL CORP
NOTE 2.750% 7/0
44052WAA2
25659
34767000
PRN
OTR
1
34767000
0
0
INPHI CORP
COM
45772F107
8970
79910
SH
OTR
1
79910
0
0
INSULET CORP
COM
45784P101
6099
25780
SH
OTR
1
25780
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
259
932
PRN
OTR
1
932
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
5193
157751
SH
OTR
1
157751
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
323
6260
PRN
OTR
1
6260
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
6385
6290000
PRN
OTR
1
6290000
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
6087
6000000
PRN
OTR
1
6000000
0
0
JOHNSON & JOHNSON
COM
478160104
7817
52508
SH
OTR
52508
0
0
JOHNSON & JOHNSON
COM
478160104
17300
116206
SH
OTR
1
112606
0
0
JPMORGAN CHASE & CO
COM
46625H100
16625
172691
SH
OTR
1
172691
0
0
JPMORGAN CHASE & CO
COM
46625H100
7278
75595
SH
OTR
75595
0
0
KODIAK SCIENCES INC
COM
50015M109
7861
132768
SH
SOLE
132768
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
5377
278880
SH
OTR
1
278880
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
4558
26835
SH
OTR
26835
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
7929
46683
SH
OTR
1
46683
0
0
LILLY ELI & CO
COM
532457108
1099
7424
SH
OTR
1
7424
0
0
LILLY ELI & CO
COM
532457108
2435
16451
SH
OTR
16451
0
0
LIVERAMP HLDGS INC
COM
53815P108
4603
88915
SH
OTR
88915
0
0
LIVERAMP HLDGS INC
COM
53815P108
8574
165615
SH
OTR
1
165615
0
0
MERCK & CO. INC
COM
58933Y105
60
723
SH
OTR
723
0
0
MERCK & CO. INC
COM
58933Y105
349
4211
SH
OTR
1
4211
0
0
META FINL GROUP INC
COM
59100U108
4943
257200
SH
OTR
1
257200
0
0
MICRON TECHNOLOGY INC
COM
595112103
11464
244130
SH
OTR
1
244130
0
0
MICRON TECHNOLOGY INC
COM
595112103
7159
152440
SH
OTR
152440
0
0
MICROSOFT CORP
COM
594918104
42717
203097
SH
OTR
1
201759
0
0
MICROSOFT CORP
COM
594918104
20037
95266
SH
OTR
95266
0
0
MKS INSTRS INC
COM
55306N104
2694
24660
SH
OTR
1
24660
0
0
MONOLITHIC PWR SYS INC
COM
609839105
14686
52524
SH
OTR
1
52524
0
0
MONOLITHIC PWR SYS INC
COM
609839105
8130
29075
SH
OTR
29075
0
0
MYOKARDIA INC
COM
62857M105
3090
22665
SH
OTR
1
22665
0
0
NEKTAR THERAPEUTICS
COM
640268108
5169
311544
SH
OTR
1
311544
0
0
NEKTAR THERAPEUTICS
COM
640268108
2745
165460
SH
OTR
165460
0
0
NEWPARK RES INC
NOTE 4.000%12/0
651718AE8
26833
30421000
PRN
OTR
1
30421000
0
0
NEXTERA ENERGY INC
COM
65339F101
20970
75553
SH
OTR
1
75553
0
0
NEXTERA ENERGY INC
COM
65339F101
10818
38976
SH
OTR
38976
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
13652
156991
SH
OTR
1
156991
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
6749
77614
SH
OTR
77614
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
7907
43705
SH
OTR
43705
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
15225
84155
SH
OTR
1
84155
0
0
OSI SYSTEMS INC
NOTE 1.250% 9/0
671044AD7
19737
19530000
PRN
OTR
1
19530000
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
583
6215
PRN
OTR
1
6215
0
0
PLANET FITNESS INC
CL A
72703H101
1732
28115
SH
OTR
1
28115
0
0
PROCTER AND GAMBLE CO
COM
742718109
1058
7615
SH
OTR
7615
0
0
PROCTER AND GAMBLE CO
COM
742718109
2328
16747
SH
OTR
1
16297
0
0
PROGRESSIVE CORP
COM
743315103
11834
125000
SH
OTR
125000
0
0
PROGRESSIVE CORP
COM
743315103
22955
242470
SH
OTR
1
242470
0
0
PROGYNY INC
COM
74340E103
5485
186380
SH
OTR
1
186380
0
0
PS BUSINESS PKS INC CALIF
COM
69360J107
9230
75415
SH
OTR
75415
0
0
PS BUSINESS PKS INC CALIF
COM
69360J107
17890
146170
SH
OTR
1
146170
0
0
RAMBUS INC DEL
NOTE 1.375% 2/0
750917AG1
5221
5000000
PRN
OTR
1
5000000
0
0
RAYONIER INC
COM
754907103
206
7800
SH
SOLE
7800
0
0
REVANCE THERAPEUTICS INC
COM
761330109
4918
195605
SH
OTR
1
195605
0
0
ROCKET PHARMACEUTICALS INC
COM
77313F106
3070
134310
SH
OTR
1
134310
0
0
ROSS STORES INC
COM
778296103
8519
91291
SH
OTR
91291
0
0
ROSS STORES INC
COM
778296103
15825
169582
SH
OTR
1
169582
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
11790
9000000
PRN
OTR
1
9000000
0
0
SYNOPSYS INC
COM
871607107
6978
32610
SH
OTR
32610
0
0
SYNOPSYS INC
COM
871607107
12205
57038
SH
OTR
1
57038
0
0
SYSCO CORP
COM
871829107
10426
167570
SH
OTR
167570
0
0
SYSCO CORP
COM
871829107
19987
321235
SH
OTR
1
321235
0
0
TABULA RASA HEALTHCARE INC
COM
873379101
3136
76925
SH
OTR
1
76925
0
0
TELEFLEX INCORPORATED
COM
879369106
14632
42982
SH
OTR
1
42982
0
0
TELEFLEX INCORPORATED
COM
879369106
7496
22019
SH
OTR
22019
0
0
TURNING POINT THERAPEUTICS I
COM
90041T108
5317
60860
SH
OTR
1
60860
0
0
TUTOR PERINI CORP
NOTE 2.875% 6/1
901109AD0
34945
35055000
PRN
OTR
1
35055000
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
22803
22887000
PRN
OTR
1
22887000
0
0
UNION PAC CORP
COM
907818108
7810
39670
SH
OTR
39670
0
0
UNION PAC CORP
COM
907818108
16804
85356
SH
OTR
1
82272
0
0
UNISYS CORP
NOTE 5.500% 3/0
909214BS6
3740
3126000
PRN
OTR
1
3126000
0
0
VISA INC
COM CL A
92826C839
12191
60965
SH
OTR
60965
0
0
VISA INC
COM CL A
92826C839
25319
126616
SH
OTR
1
125816
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
249
6923
SH
OTR
1
0
0
0
WASTE CONNECTIONS INC
COM
94106B101
11692
112640
SH
OTR
112640
0
0
WASTE CONNECTIONS INC
COM
94106B101
22469
216467
SH
OTR
1
216467
0
0
WELLS FARGO CO NEW
COM
949746101
229
9755
SH
OTR
1
9755
0
0
WINGSTOP INC
COM
974155103
5866
42930
SH
OTR
1
42930
0
0
ZENDESK INC
COM
98936J101
7361
71520
SH
OTR
71520
0
0
ZENDESK INC
COM
98936J101
14291
138856
SH
OTR
1
138856
0
0