0001085146-20-000746.txt : 20200214
0001085146-20-000746.hdr.sgml : 20200214
20200214121016
ACCESSION NUMBER: 0001085146-20-000746
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001007524
IRS NUMBER: 942871718
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04483
FILM NUMBER: 20616583
BUSINESS ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4154344441
MAIL ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001007524
XXXXXXXX
12-31-2019
12-31-2019
false
OSTERWEIS CAPITAL MANAGEMENT INC
ONE MARITIME PLAZA
STE 800
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-04483
N
John Tavernetti
Chief Compliance Officer
415-434-4441
/s/ John Tavernetti
San Francisco
CA
02-14-2020
1
155
1446062
1
0001048802
028-06550
OSTERWEIS CAPITAL MANAGEMENT LLC/CA
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABIOMED INC
COM
003654100
1664
9755
SH
OTR
1
9755
0
0
ADOBE INC
COM
00724F101
271
822
SH
OTR
1
822
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
9529
207785
SH
OTR
207785
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
19321
421295
SH
OTR
1
421295
0
0
AIR LEASE CORP
CL A
00912X302
9208
193765
SH
OTR
193765
0
0
AIR LEASE CORP
CL A
00912X302
15992
336539
SH
OTR
1
336539
0
0
ALPHABET INC
CAP STK CL A
02079K305
727
543
SH
OTR
543
0
0
ALPHABET INC
CAP STK CL A
02079K305
3417
2551
SH
OTR
1
2551
0
0
ALPHABET INC
CAP STK CL C
02079K107
41061
30711
SH
OTR
1
30711
0
0
ALPHABET INC
CAP STK CL C
02079K107
21890
16372
SH
OTR
16372
0
0
ALTAIR ENGR INC
NOTE 0.250% 6/0
021369AA1
13358
13000000
PRN
OTR
1
13000000
0
0
ALTERYX INC
COM CL A
02156B103
4940
49370
SH
OTR
1
49370
0
0
AMERICAN EXPRESS CO
COM
025816109
223
1792
SH
OTR
1
1792
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
7341
59757
SH
OTR
59757
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
20261
164926
SH
OTR
1
164926
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
5175
531282
SH
OTR
1
531282
0
0
ANAPLAN INC
COM
03272L108
3896
74345
SH
OTR
1
74345
0
0
APPLE INC
COM
037833100
2319
7897
SH
OTR
1
7897
0
0
APPLIED MATLS INC
COM
038222105
10055
164730
SH
OTR
164730
0
0
APPLIED MATLS INC
COM
038222105
16624
272346
SH
OTR
1
272346
0
0
AVALARA INC
COM
05338G106
6056
82680
SH
OTR
1
82680
0
0
BECTON DICKINSON & CO
COM
075887109
7296
26825
SH
OTR
26825
0
0
BECTON DICKINSON & CO
COM
075887109
14871
54680
SH
OTR
1
54680
0
0
BERKLEY W R CORP
COM
084423102
267
3863
SH
OTR
1
3863
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2037
6
SH
OTR
4
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
340
1
SH
OTR
1
0
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
18220
80441
SH
OTR
1
78891
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
7171
31660
SH
OTR
31285
0
0
BEYOND MEAT INC
COM
08862E109
796
10525
SH
OTR
1
10525
0
0
BIO TECHNE CORP
COM
09073M104
6350
28930
SH
OTR
1
28930
0
0
BLUE BIRD CORP
COM
095306106
2623
114431
SH
OTR
1
114431
0
0
BOEING CO
COM
097023105
7843
24076
SH
OTR
24076
0
0
BOEING CO
COM
097023105
15809
48531
SH
OTR
1
48531
0
0
BOOT BARN HLDGS INC
COM
099406100
6169
138540
SH
OTR
1
138540
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
399
6209
SH
OTR
1
6209
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
5935
48045
SH
OTR
48045
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
9649
78103
SH
OTR
1
78103
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
17283
299014
SH
OTR
299014
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
31216
540077
SH
OTR
1
539077
0
0
CEMEX SAB DE CV
NOTE 3.720% 3/1
151290BR3
21848
21704000
PRN
OTR
1
21704000
0
0
CEMEX SAB DE CV
NOTE 3.720% 3/1
151290BT9
71365
70939000
PRN
OTR
1
70939000
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
14691
30285
SH
OTR
30285
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
23526
48500
SH
OTR
1
48500
0
0
CHEGG INC
COM
163092109
4645
122540
SH
OTR
1
122540
0
0
CHEVRON CORP NEW
COM
166764100
56
465
SH
OTR
465
0
0
CHEVRON CORP NEW
COM
166764100
372
3088
SH
OTR
1
1222
0
0
CREE INC
NOTE 0.875% 9/0
225447AB7
22059
20759000
PRN
OTR
1
20759000
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
8850
62256
SH
OTR
62256
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
15758
110857
SH
OTR
1
110857
0
0
DANAHER CORPORATION
COM
235851102
12917
84163
SH
OTR
84163
0
0
DANAHER CORPORATION
COM
235851102
25389
165424
SH
OTR
1
165424
0
0
DIGITAL RLTY TR INC
COM
253868103
10131
84605
SH
OTR
84605
0
0
DIGITAL RLTY TR INC
COM
253868103
21054
175833
SH
OTR
1
175833
0
0
DISNEY WALT CO
COM DISNEY
254687106
273
1887
SH
OTR
1
1775
0
0
DOLLAR GEN CORP NEW
COM
256677105
8977
57555
SH
OTR
57555
0
0
DOLLAR GEN CORP NEW
COM
256677105
17567
112624
SH
OTR
1
112624
0
0
ECHO GLOBAL LOGISTICS INC
NOTE 2.500% 5/0
27875TAA9
52246
52170000
PRN
OTR
1
52170000
0
0
ECOLAB INC
COM
278865100
203
1050
SH
OTR
1
1050
0
0
EHEALTH INC
COM
28238P109
6037
62835
SH
OTR
1
62835
0
0
ENOVA INTL INC
COM
29357K103
3344
138990
SH
OTR
1
138990
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
8461
300455
SH
OTR
300455
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
15949
566353
SH
OTR
1
566353
0
0
ENVESTNET INC
COM
29404K106
3817
54825
SH
OTR
1
54825
0
0
ETSY INC
COM
29786A106
1418
32020
SH
OTR
1
32020
0
0
EVERQUOTE INC
COM CL A
30041R108
1774
51650
SH
OTR
1
51650
0
0
EXXON MOBIL CORP
COM
30231G102
857
12272
SH
OTR
1
9125
0
0
EXXON MOBIL CORP
COM
30231G102
452
6471
SH
OTR
6471
0
0
EZCORP INC
NOTE 2.375% 5/0
302301AE6
8188
10000000
PRN
OTR
1
10000000
0
0
EZCORP INC
NOTE 2.875% 7/0
302301AF3
15920
16835000
PRN
OTR
1
16835000
0
0
FEDEX CORP
COM
31428X106
353
2335
SH
SOLE
2335
0
0
FIREEYE INC
COM
31816Q101
10398
629040
SH
OTR
629040
0
0
FIREEYE INC
COM
31816Q101
19054
1152695
SH
OTR
1
1152695
0
0
FIREEYE INC
NOTE 1.000% 6/0
31816QAB7
14765
14809000
PRN
OTR
1
14809000
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
1978
16840
SH
OTR
16840
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
112
952
SH
OTR
1
952
0
0
FIRSTSERVICE CORP NEW
COM
33767E202
5661
60840
SH
OTR
1
60840
0
0
FIVE9 INC
COM
338307101
6525
99500
SH
OTR
1
99500
0
0
FLOOR & DECOR HLDGS INC
CL A
339750101
2122
41755
SH
OTR
1
41755
0
0
GUARDANT HEALTH INC
COM
40131M109
2698
34530
SH
OTR
1
34530
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
1450
45055
SH
OTR
45055
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
6487
201570
SH
OTR
1
201570
0
0
HOLOGIC INC
COM
436440101
6975
133600
SH
OTR
133600
0
0
HOLOGIC INC
COM
436440101
14297
273845
SH
OTR
1
273845
0
0
HOME DEPOT INC
COM
437076102
213
976
SH
OTR
1
976
0
0
HORIZON GLOBAL CORP
NOTE 2.750% 7/0
44052WAA2
27616
34517000
PRN
OTR
1
34517000
0
0
INPHI CORP
COM
45772F107
5680
76735
SH
OTR
1
76735
0
0
INSULET CORP
COM
45784P101
3550
20735
SH
OTR
1
20735
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
3829
138325
SH
OTR
1
138325
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
316
6260
PRN
OTR
1
6260
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
1777
8295
PRN
OTR
1
8295
0
0
JOHNSON & JOHNSON
COM
478160104
9526
65308
SH
OTR
65308
0
0
JOHNSON & JOHNSON
COM
478160104
20218
138600
SH
OTR
1
135000
0
0
KODIAK SCIENCES INC
COM
50015M109
9553
132768
SH
SOLE
132768
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
4412
244985
SH
OTR
1
244985
0
0
LENDINGTREE INC NEW
COM
52603B107
1633
5380
SH
OTR
1
5380
0
0
LILLY ELI & CO
COM
532457108
2162
16451
SH
OTR
16451
0
0
LILLY ELI & CO
COM
532457108
976
7424
SH
OTR
1
7424
0
0
LIVONGO HEALTH INC
COM
539183103
2004
79980
SH
OTR
1
79980
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
4308
68516
SH
OTR
68516
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
12659
201352
SH
OTR
1
197352
0
0
MCGRATH RENTCORP
COM
580589109
301
3939
SH
OTR
1
3939
0
0
MERCK & CO INC
COM
58933Y105
71
783
SH
OTR
783
0
0
MERCK & CO INC
COM
58933Y105
1041
11451
SH
OTR
1
11186
0
0
META FINL GROUP INC
COM
59100U108
7314
200340
SH
OTR
1
200340
0
0
MICRON TECHNOLOGY INC
COM
595112103
12891
239702
SH
OTR
1
239702
0
0
MICRON TECHNOLOGY INC
COM
595112103
6500
120865
SH
OTR
120865
0
0
MICROSOFT CORP
COM
594918104
16891
107106
SH
OTR
107106
0
0
MICROSOFT CORP
COM
594918104
35598
225734
SH
OTR
1
224396
0
0
MONOLITHIC PWR SYS INC
COM
609839105
7757
43575
SH
OTR
43575
0
0
MONOLITHIC PWR SYS INC
COM
609839105
13113
73658
SH
OTR
1
73658
0
0
NEKTAR THERAPEUTICS
COM
640268108
2412
111740
SH
OTR
111740
0
0
NEKTAR THERAPEUTICS
COM
640268108
3354
155390
SH
OTR
1
155390
0
0
NEXTERA ENERGY INC
COM
65339F101
13973
57701
SH
OTR
57701
0
0
NEXTERA ENERGY INC
COM
65339F101
26989
111451
SH
OTR
1
111451
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
18855
199125
SH
OTR
1
199125
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
9707
102514
SH
OTR
102514
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
12640
66601
SH
OTR
1
66601
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
6515
34330
SH
OTR
34330
0
0
OPERA LTD
SPONSORED ADS
68373M107
958
103520
SH
OTR
1
103520
0
0
OSI SYSTEMS INC
NOTE 1.250% 9/0
671044AD7
21396
19530000
PRN
OTR
1
19530000
0
0
PAYLOCITY HLDG CORP
COM
70438V106
6302
52160
SH
OTR
1
52160
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
620
6215
PRN
OTR
1
6215
0
0
PLANET FITNESS INC
CL A
72703H101
6076
81355
SH
OTR
1
81355
0
0
PROCTER & GAMBLE CO
COM
742718109
2131
17062
SH
OTR
1
16612
0
0
PROCTER & GAMBLE CO
COM
742718109
955
7645
SH
OTR
7645
0
0
PROGRESSIVE CORP OHIO
COM
743315103
8001
110525
SH
OTR
110525
0
0
PROGRESSIVE CORP OHIO
COM
743315103
14749
203740
SH
OTR
1
203740
0
0
RAMBUS INC DEL
NOTE 1.375% 2/0
750917AG1
5091
5000000
PRN
OTR
1
5000000
0
0
RAPID7 INC
COM
753422104
2958
52810
SH
OTR
1
52810
0
0
REVANCE THERAPEUTICS INC
COM
761330109
3405
209780
SH
OTR
1
209780
0
0
SILICON LABORATORIES INC
COM
826919102
4188
36110
SH
OTR
1
36110
0
0
SYNOPSYS INC
COM
871607107
6251
44905
SH
OTR
44905
0
0
SYNOPSYS INC
COM
871607107
11050
79381
SH
OTR
1
79381
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
3914
65665
SH
OTR
1
65665
0
0
TELEFLEX INC
COM
879369106
7483
19879
SH
OTR
19879
0
0
TELEFLEX INC
COM
879369106
14096
37445
SH
OTR
1
37445
0
0
THE CHARLES SCHWAB CORPORATI
COM
808513105
11130
234010
SH
OTR
234010
0
0
THE CHARLES SCHWAB CORPORATI
COM
808513105
22632
475868
SH
OTR
1
475868
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
203
625
SH
OTR
1
625
0
0
TREX CO INC
COM
89531P105
5298
58950
SH
OTR
1
58950
0
0
TUTOR PERINI CORP
NOTE 2.875% 6/1
901109AD0
19900
20840000
PRN
OTR
1
20840000
0
0
UNION PACIFIC CORP
COM
907818108
919
5083
SH
OTR
1
1999
0
0
UNISYS CORP
NOTE 5.500% 3/0
909214BS6
6961
5126000
PRN
OTR
1
5126000
0
0
US FOODS HLDG CORP
COM
912008109
7643
182446
SH
OTR
1
182446
0
0
US FOODS HLDG CORP
COM
912008109
5008
119540
SH
OTR
119540
0
0
VERICEL CORP
COM
92346J108
2997
172220
SH
OTR
1
172220
0
0
VISA INC
COM CL A
92826C839
18197
96847
SH
OTR
1
96047
0
0
VISA INC
COM CL A
92826C839
9549
50820
SH
OTR
50820
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
558
9463
SH
OTR
1
2540
0
0
WASTE CONNECTIONS INC
COM
94106B101
10892
119970
SH
OTR
119970
0
0
WASTE CONNECTIONS INC
COM
94106B101
21002
231320
SH
OTR
1
231320
0
0
WELLS FARGO CO NEW
COM
949746101
550
10214
SH
OTR
1
10155
0
0
YETI HLDGS INC
COM
98585X104
2342
67340
SH
OTR
1
67340
0
0
ZENDESK INC
COM
98936J101
10429
136095
SH
OTR
1
136095
0
0
ZENDESK INC
COM
98936J101
5253
68555
SH
OTR
68555
0
0