0001085146-19-002268.txt : 20190814
0001085146-19-002268.hdr.sgml : 20190814
20190814092847
ACCESSION NUMBER: 0001085146-19-002268
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190814
DATE AS OF CHANGE: 20190814
EFFECTIVENESS DATE: 20190814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001007524
IRS NUMBER: 942871718
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04483
FILM NUMBER: 191023288
BUSINESS ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4154344441
MAIL ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001007524
XXXXXXXX
06-30-2019
06-30-2019
false
OSTERWEIS CAPITAL MANAGEMENT INC
ONE MARITIME PLAZA
STE 800
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-04483
N
John Tavernetti
Chief Compliance Officer
415-434-4441
/s/ John Tavernetti
San Francisco
CA
08-13-2019
1
150
1415699
1
0001048802
028-06550
OSTERWEIS CAPITAL MANAGEMENT LLC/CA
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ADOBE INC
COM
00724F101
220
745
SH
OTR
1
745
0
0
AIR LEASE CORP
CL A
00912X302
10540
254955
SH
OTR
254955
0
0
AIR LEASE CORP
CL A
00912X302
18268
441899
SH
OTR
1
441899
0
0
ALLOGENE THERAPEUTICS INC
COM
019770106
303
11283
SH
OTR
1
11283
0
0
ALPHABET INC
CAP STK CL A
02079K305
657
607
SH
OTR
607
0
0
ALPHABET INC
CAP STK CL A
02079K305
2717
2509
SH
OTR
1
2509
0
0
ALPHABET INC
CAP STK CL C
02079K107
18413
17035
SH
OTR
17035
0
0
ALPHABET INC
CAP STK CL C
02079K107
33935
31395
SH
OTR
1
31395
0
0
ALTAIR ENGR INC
NOTE 0.250% 6/0
021369AA1
14082
13000000
PRN
OTR
1
13000000
0
0
ALTERYX INC
COM CL A
02156B103
6781
62140
SH
OTR
1
62140
0
0
AMERICAN EXPRESS CO
COM
025816109
221
1792
SH
OTR
1
1792
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
7054
60813
SH
OTR
60813
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
19237
165836
SH
OTR
1
165836
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
5052
404780
SH
OTR
1
404780
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
1032
90067
SH
OTR
90067
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
390
34000
SH
OTR
1
34000
0
0
APPLE INC
COM
037833100
1527
7717
SH
OTR
1
7717
0
0
APPLIED MATLS INC
COM
038222105
7413
165060
SH
OTR
165060
0
0
APPLIED MATLS INC
COM
038222105
12839
285876
SH
OTR
1
285876
0
0
AUDENTES THERAPEUTICS INC
COM
05070R104
3278
86585
SH
OTR
1
86585
0
0
AVALARA INC
COM
05338G106
4645
64340
SH
OTR
1
64340
0
0
AXOS FINL INC
COM
05465C100
3424
125655
SH
OTR
1
125655
0
0
BERKLEY W R CORP
COM
084423102
247
3745
SH
OTR
1
3745
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1910
6
SH
OTR
6
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
318
1
SH
OTR
1
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
14208
66650
SH
OTR
1
66650
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
6003
28160
SH
OTR
28160
0
0
BIO TECHNE CORP
COM
09073M104
3150
15110
SH
OTR
1
15110
0
0
BLUE BIRD CORP
COM
095306106
33727
1712911
SH
OTR
1
1712911
0
0
BOEING CO
COM
097023105
9432
25911
SH
OTR
25911
0
0
BOEING CO
COM
097023105
18722
51434
SH
OTR
1
51434
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
281
6209
SH
OTR
1
6209
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
6146
48135
SH
OTR
48135
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
10588
82928
SH
OTR
1
82928
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
17832
373204
SH
OTR
373204
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
34268
717207
SH
OTR
1
717207
0
0
CAREDX INC
COM
14167L103
3577
99385
SH
OTR
1
99385
0
0
CEMEX SAB DE CV
NOTE 3.720% 3/1
151290BR3
19241
19300000
PRN
OTR
1
19300000
0
0
CEMEX SAB DE CV
NOTE 3.720% 3/1
151290BT9
54657
54825000
PRN
OTR
1
54825000
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
12265
31037
SH
OTR
31037
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
19929
50431
SH
OTR
1
50431
0
0
CHEVRON CORP NEW
COM
166764100
58
465
SH
OTR
465
0
0
CHEVRON CORP NEW
COM
166764100
403
3237
SH
OTR
1
3237
0
0
CLEVELAND CLIFFS INC
DBCV 1.500% 1/1
185899AA9
3608
2500000
PRN
OTR
1
2500000
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
9491
149719
SH
OTR
1
149719
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
4725
74545
SH
OTR
74545
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
8126
62341
SH
OTR
62341
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
14511
111322
SH
OTR
1
111322
0
0
DANAHER CORPORATION
COM
235851102
12792
89505
SH
OTR
89505
0
0
DANAHER CORPORATION
COM
235851102
24350
170375
SH
OTR
1
170375
0
0
DIGITAL RLTY TR INC
COM
253868103
8828
74945
SH
OTR
74945
0
0
DIGITAL RLTY TR INC
COM
253868103
18487
156947
SH
OTR
1
156947
0
0
DISNEY WALT CO
COM DISNEY
254687106
232
1661
SH
OTR
1
1661
0
0
DOLLAR GEN CORP NEW
COM
256677105
7803
57735
SH
OTR
57735
0
0
DOLLAR GEN CORP NEW
COM
256677105
15243
112777
SH
OTR
1
112777
0
0
EHEALTH INC
COM
28238P109
6290
73055
SH
OTR
1
73055
0
0
ELECTRONICS FOR IMAGING INC
NOTE 0.750% 9/0
286082AC6
45337
45590000
PRN
OTR
1
45590000
0
0
ENOVA INTL INC
COM
29357K103
8433
365850
SH
OTR
1
365850
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
12853
445218
SH
OTR
445218
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
19853
687686
SH
OTR
1
687686
0
0
ETSY INC
COM
29786A106
5816
94770
SH
OTR
1
94770
0
0
EXXON MOBIL CORP
COM
30231G102
496
6471
SH
OTR
6471
0
0
EXXON MOBIL CORP
COM
30231G102
1127
14711
SH
OTR
1
14711
0
0
EZCORP INC
NOTE 2.375% 5/0
302301AE6
9022
10000000
PRN
OTR
1
10000000
0
0
EZCORP INC
NOTE 2.875% 7/0
302301AF3
19097
16835000
PRN
OTR
1
16835000
0
0
FEDEX CORP
COM
31428X106
3942
24010
SH
OTR
24010
0
0
FEDEX CORP
COM
31428X106
6901
42028
SH
OTR
1
42028
0
0
FIREEYE INC
COM
31816Q101
5234
353410
SH
OTR
353410
0
0
FIREEYE INC
COM
31816Q101
9938
671010
SH
OTR
1
671010
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
1644
16840
SH
OTR
16840
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
93
952
SH
OTR
1
952
0
0
FLOOR & DECOR HLDGS INC
CL A
339750101
2810
67055
SH
OTR
1
67055
0
0
FUNKO INC
COM CL A
361008105
3430
141600
SH
OTR
1
141600
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
1820
64575
SH
OTR
64575
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
6120
217169
SH
OTR
1
217169
0
0
HOLOGIC INC
COM
436440101
13278
276500
SH
OTR
1
276500
0
0
HOLOGIC INC
COM
436440101
7027
146340
SH
OTR
146340
0
0
HORIZON GLOBAL CORP
NOTE 2.750% 7/0
44052WAA2
22127
36321000
PRN
OTR
1
36321000
0
0
INSPIRE MED SYS INC
COM
457730109
3304
54476
SH
OTR
1
54476
0
0
INSULET CORP
COM
45784P101
5594
46860
SH
OTR
1
46860
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
284
2064
SH
OTR
1
2064
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
8
58
SH
OTR
1
58
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
3565
145380
SH
OTR
1
145380
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
316
6260
PRN
OTR
1
6260
0
0
JOHNSON & JOHNSON
COM
478160104
6155
44188
SH
OTR
44188
0
0
JOHNSON & JOHNSON
COM
478160104
12859
92319
SH
OTR
1
92319
0
0
KODIAK SCIENCES INC
COM
50015M109
2486
212470
SH
SOLE
212470
0
0
LENDINGTREE INC NEW
COM
52603B107
2025
4820
SH
OTR
1
4820
0
0
LILLY ELI & CO
COM
532457108
1823
16451
SH
OTR
16451
0
0
LILLY ELI & CO
COM
532457108
796
7188
SH
OTR
1
7188
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
4528
70748
SH
OTR
70748
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
13073
204264
SH
OTR
1
204264
0
0
MARKER THERAPEUTICS INC
COM
57055L107
945
119333
SH
OTR
1
119333
0
0
MCGRATH RENTCORP
COM
580589109
245
3939
SH
OTR
1
3939
0
0
MEDIFAST INC
COM
58470H101
1833
14290
SH
OTR
1
14290
0
0
MERCK & CO INC
COM
58933Y105
66
783
SH
OTR
783
0
0
MERCK & CO INC
COM
58933Y105
922
10995
SH
OTR
1
10995
0
0
META FINL GROUP INC
COM
59100U108
3545
126370
SH
OTR
1
126370
0
0
MICRON TECHNOLOGY INC
COM
595112103
3982
103180
SH
OTR
103180
0
0
MICRON TECHNOLOGY INC
COM
595112103
7873
204022
SH
OTR
1
204022
0
0
MICROSOFT CORP
COM
594918104
31136
232429
SH
OTR
1
232429
0
0
MICROSOFT CORP
COM
594918104
15249
113835
SH
OTR
113835
0
0
MONOLITHIC PWR SYS INC
COM
609839105
5925
43640
SH
OTR
43640
0
0
MONOLITHIC PWR SYS INC
COM
609839105
10056
74063
SH
OTR
1
74063
0
0
NEKTAR THERAPEUTICS
COM
640268108
2652
74545
SH
OTR
74545
0
0
NEKTAR THERAPEUTICS
COM
640268108
5186
145745
SH
OTR
1
145745
0
0
NEW RELIC INC
COM
64829B100
2191
25325
SH
OTR
1
25325
0
0
NEXTERA ENERGY INC
COM
65339F101
12630
61653
SH
OTR
61653
0
0
NEXTERA ENERGY INC
COM
65339F101
22940
111977
SH
OTR
1
111977
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
9383
102759
SH
OTR
102759
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
18580
203486
SH
OTR
1
203486
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
5132
34385
SH
OTR
34385
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
10373
69496
SH
OTR
1
69496
0
0
OSI SYSTEMS INC
NOTE 1.250% 9/0
671044AD7
24000
20250000
PRN
OTR
1
20250000
0
0
PAYLOCITY HLDG CORP
COM
70438V106
3536
37685
SH
OTR
1
37685
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
624
6215
PRN
OTR
1
6215
0
0
PLANET FITNESS INC
CL A
72703H101
6392
88240
SH
OTR
1
88240
0
0
PROCTER AND GAMBLE CO
COM
742718109
925
8435
SH
OTR
8435
0
0
PROCTER AND GAMBLE CO
COM
742718109
1851
16879
SH
OTR
1
16879
0
0
QUINSTREET INC
COM
74874Q100
6042
381193
SH
OTR
1
381193
0
0
RAMBUS INC DEL
NOTE 1.375% 2/0
750917AG1
4904
5000000
PRN
OTR
1
5000000
0
0
RAPID7 INC
COM
753422104
6707
115955
SH
OTR
1
115955
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
8007
153713
SH
SOLE
153713
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
14495
278268
SH
OTR
1
278268
0
0
SKYLINE CHAMPION CORPORATION
COM
830830105
3599
131435
SH
OTR
1
131435
0
0
SYNOPSYS INC
COM
871607107
6261
48655
SH
OTR
48655
0
0
SYNOPSYS INC
COM
871607107
11411
88671
SH
OTR
1
88671
0
0
TABULA RASA HEALTHCARE INC
COM
873379101
6014
120445
SH
OTR
1
120445
0
0
TELADOC HEALTH INC
COM
87918A105
4928
74210
SH
OTR
1
74210
0
0
TELEFLEX INC
COM
879369106
14446
43624
SH
OTR
1
43624
0
0
TELEFLEX INC
COM
879369106
7633
23051
SH
OTR
23051
0
0
TREX CO INC
COM
89531P105
5035
70220
SH
OTR
1
70220
0
0
TUTOR PERINI CORP
NOTE 2.875% 6/1
901109AD0
5696
6010000
PRN
OTR
1
6010000
0
0
TWILIO INC
CL A
90138F102
3183
23341
SH
OTR
1
23341
0
0
TWITTER INC
NOTE 0.250% 9/1
90184LAB8
121167
121881000
PRN
OTR
1
121881000
0
0
UNILEVER N V
N Y SHS NEW
904784709
8878
146210
SH
OTR
146210
0
0
UNILEVER N V
N Y SHS NEW
904784709
17017
280260
SH
OTR
1
280260
0
0
UNION PACIFIC CORP
COM
907818108
860
5083
SH
OTR
1
5083
0
0
UNISYS CORP
NOTE 5.500% 3/0
909214BS6
14551
11916000
PRN
OTR
1
11916000
0
0
US FOODS HLDG CORP
COM
912008109
6699
187345
SH
OTR
187345
0
0
US FOODS HLDG CORP
COM
912008109
13484
377064
SH
OTR
1
377064
0
0
VERICEL CORP
COM
92346J108
5159
273130
SH
OTR
1
273130
0
0
VICI PPTYS INC
COM
925652109
5630
255455
SH
OTR
255455
0
0
VICI PPTYS INC
COM
925652109
7364
334117
SH
OTR
1
334117
0
0
VISA INC
COM CL A
92826C839
8839
50930
SH
OTR
50930
0
0
VISA INC
COM CL A
92826C839
17483
100738
SH
OTR
1
100738
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
669
12230
SH
OTR
1
12230
0
0
WASTE CONNECTIONS INC
COM
94106B101
11508
120405
SH
OTR
120405
0
0
WASTE CONNECTIONS INC
COM
94106B101
22653
237010
SH
OTR
1
237010
0
0
WELLS FARGO CO NEW
COM
949746101
515
10866
SH
OTR
1
10866
0
0