0001085146-19-002268.txt : 20190814 0001085146-19-002268.hdr.sgml : 20190814 20190814092847 ACCESSION NUMBER: 0001085146-19-002268 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 191023288 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001007524 XXXXXXXX 06-30-2019 06-30-2019 false OSTERWEIS CAPITAL MANAGEMENT INC
ONE MARITIME PLAZA STE 800 SAN FRANCISCO CA 94111
13F HOLDINGS REPORT 028-04483 N
John Tavernetti Chief Compliance Officer 415-434-4441 /s/ John Tavernetti San Francisco CA 08-13-2019 1 150 1415699 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADOBE INC COM 00724F101 220 745 SH OTR 1 745 0 0 AIR LEASE CORP CL A 00912X302 10540 254955 SH OTR 254955 0 0 AIR LEASE CORP CL A 00912X302 18268 441899 SH OTR 1 441899 0 0 ALLOGENE THERAPEUTICS INC COM 019770106 303 11283 SH OTR 1 11283 0 0 ALPHABET INC CAP STK CL A 02079K305 657 607 SH OTR 607 0 0 ALPHABET INC CAP STK CL A 02079K305 2717 2509 SH OTR 1 2509 0 0 ALPHABET INC CAP STK CL C 02079K107 18413 17035 SH OTR 17035 0 0 ALPHABET INC CAP STK CL C 02079K107 33935 31395 SH OTR 1 31395 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 14082 13000000 PRN OTR 1 13000000 0 0 ALTERYX INC COM CL A 02156B103 6781 62140 SH OTR 1 62140 0 0 AMERICAN EXPRESS CO COM 025816109 221 1792 SH OTR 1 1792 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 7054 60813 SH OTR 60813 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 19237 165836 SH OTR 1 165836 0 0 AMICUS THERAPEUTICS INC COM 03152W109 5052 404780 SH OTR 1 404780 0 0 ANTERO MIDSTREAM CORP COM 03676B102 1032 90067 SH OTR 90067 0 0 ANTERO MIDSTREAM CORP COM 03676B102 390 34000 SH OTR 1 34000 0 0 APPLE INC COM 037833100 1527 7717 SH OTR 1 7717 0 0 APPLIED MATLS INC COM 038222105 7413 165060 SH OTR 165060 0 0 APPLIED MATLS INC COM 038222105 12839 285876 SH OTR 1 285876 0 0 AUDENTES THERAPEUTICS INC COM 05070R104 3278 86585 SH OTR 1 86585 0 0 AVALARA INC COM 05338G106 4645 64340 SH OTR 1 64340 0 0 AXOS FINL INC COM 05465C100 3424 125655 SH OTR 1 125655 0 0 BERKLEY W R CORP COM 084423102 247 3745 SH OTR 1 3745 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1910 6 SH OTR 6 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 318 1 SH OTR 1 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 14208 66650 SH OTR 1 66650 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6003 28160 SH OTR 28160 0 0 BIO TECHNE CORP COM 09073M104 3150 15110 SH OTR 1 15110 0 0 BLUE BIRD CORP COM 095306106 33727 1712911 SH OTR 1 1712911 0 0 BOEING CO COM 097023105 9432 25911 SH OTR 25911 0 0 BOEING CO COM 097023105 18722 51434 SH OTR 1 51434 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 281 6209 SH OTR 1 6209 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 6146 48135 SH OTR 48135 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 10588 82928 SH OTR 1 82928 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 17832 373204 SH OTR 373204 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 34268 717207 SH OTR 1 717207 0 0 CAREDX INC COM 14167L103 3577 99385 SH OTR 1 99385 0 0 CEMEX SAB DE CV NOTE 3.720% 3/1 151290BR3 19241 19300000 PRN OTR 1 19300000 0 0 CEMEX SAB DE CV NOTE 3.720% 3/1 151290BT9 54657 54825000 PRN OTR 1 54825000 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 12265 31037 SH OTR 31037 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 19929 50431 SH OTR 1 50431 0 0 CHEVRON CORP NEW COM 166764100 58 465 SH OTR 465 0 0 CHEVRON CORP NEW COM 166764100 403 3237 SH OTR 1 3237 0 0 CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 3608 2500000 PRN OTR 1 2500000 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 9491 149719 SH OTR 1 149719 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 4725 74545 SH OTR 74545 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 8126 62341 SH OTR 62341 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 14511 111322 SH OTR 1 111322 0 0 DANAHER CORPORATION COM 235851102 12792 89505 SH OTR 89505 0 0 DANAHER CORPORATION COM 235851102 24350 170375 SH OTR 1 170375 0 0 DIGITAL RLTY TR INC COM 253868103 8828 74945 SH OTR 74945 0 0 DIGITAL RLTY TR INC COM 253868103 18487 156947 SH OTR 1 156947 0 0 DISNEY WALT CO COM DISNEY 254687106 232 1661 SH OTR 1 1661 0 0 DOLLAR GEN CORP NEW COM 256677105 7803 57735 SH OTR 57735 0 0 DOLLAR GEN CORP NEW COM 256677105 15243 112777 SH OTR 1 112777 0 0 EHEALTH INC COM 28238P109 6290 73055 SH OTR 1 73055 0 0 ELECTRONICS FOR IMAGING INC NOTE 0.750% 9/0 286082AC6 45337 45590000 PRN OTR 1 45590000 0 0 ENOVA INTL INC COM 29357K103 8433 365850 SH OTR 1 365850 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 12853 445218 SH OTR 445218 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 19853 687686 SH OTR 1 687686 0 0 ETSY INC COM 29786A106 5816 94770 SH OTR 1 94770 0 0 EXXON MOBIL CORP COM 30231G102 496 6471 SH OTR 6471 0 0 EXXON MOBIL CORP COM 30231G102 1127 14711 SH OTR 1 14711 0 0 EZCORP INC NOTE 2.375% 5/0 302301AE6 9022 10000000 PRN OTR 1 10000000 0 0 EZCORP INC NOTE 2.875% 7/0 302301AF3 19097 16835000 PRN OTR 1 16835000 0 0 FEDEX CORP COM 31428X106 3942 24010 SH OTR 24010 0 0 FEDEX CORP COM 31428X106 6901 42028 SH OTR 1 42028 0 0 FIREEYE INC COM 31816Q101 5234 353410 SH OTR 353410 0 0 FIREEYE INC COM 31816Q101 9938 671010 SH OTR 1 671010 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 1644 16840 SH OTR 16840 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 93 952 SH OTR 1 952 0 0 FLOOR & DECOR HLDGS INC CL A 339750101 2810 67055 SH OTR 1 67055 0 0 FUNKO INC COM CL A 361008105 3430 141600 SH OTR 1 141600 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 1820 64575 SH OTR 64575 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 6120 217169 SH OTR 1 217169 0 0 HOLOGIC INC COM 436440101 13278 276500 SH OTR 1 276500 0 0 HOLOGIC INC COM 436440101 7027 146340 SH OTR 146340 0 0 HORIZON GLOBAL CORP NOTE 2.750% 7/0 44052WAA2 22127 36321000 PRN OTR 1 36321000 0 0 INSPIRE MED SYS INC COM 457730109 3304 54476 SH OTR 1 54476 0 0 INSULET CORP COM 45784P101 5594 46860 SH OTR 1 46860 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 284 2064 SH OTR 1 2064 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 8 58 SH OTR 1 58 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 3565 145380 SH OTR 1 145380 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 316 6260 PRN OTR 1 6260 0 0 JOHNSON & JOHNSON COM 478160104 6155 44188 SH OTR 44188 0 0 JOHNSON & JOHNSON COM 478160104 12859 92319 SH OTR 1 92319 0 0 KODIAK SCIENCES INC COM 50015M109 2486 212470 SH SOLE 212470 0 0 LENDINGTREE INC NEW COM 52603B107 2025 4820 SH OTR 1 4820 0 0 LILLY ELI & CO COM 532457108 1823 16451 SH OTR 16451 0 0 LILLY ELI & CO COM 532457108 796 7188 SH OTR 1 7188 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 4528 70748 SH OTR 70748 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 13073 204264 SH OTR 1 204264 0 0 MARKER THERAPEUTICS INC COM 57055L107 945 119333 SH OTR 1 119333 0 0 MCGRATH RENTCORP COM 580589109 245 3939 SH OTR 1 3939 0 0 MEDIFAST INC COM 58470H101 1833 14290 SH OTR 1 14290 0 0 MERCK & CO INC COM 58933Y105 66 783 SH OTR 783 0 0 MERCK & CO INC COM 58933Y105 922 10995 SH OTR 1 10995 0 0 META FINL GROUP INC COM 59100U108 3545 126370 SH OTR 1 126370 0 0 MICRON TECHNOLOGY INC COM 595112103 3982 103180 SH OTR 103180 0 0 MICRON TECHNOLOGY INC COM 595112103 7873 204022 SH OTR 1 204022 0 0 MICROSOFT CORP COM 594918104 31136 232429 SH OTR 1 232429 0 0 MICROSOFT CORP COM 594918104 15249 113835 SH OTR 113835 0 0 MONOLITHIC PWR SYS INC COM 609839105 5925 43640 SH OTR 43640 0 0 MONOLITHIC PWR SYS INC COM 609839105 10056 74063 SH OTR 1 74063 0 0 NEKTAR THERAPEUTICS COM 640268108 2652 74545 SH OTR 74545 0 0 NEKTAR THERAPEUTICS COM 640268108 5186 145745 SH OTR 1 145745 0 0 NEW RELIC INC COM 64829B100 2191 25325 SH OTR 1 25325 0 0 NEXTERA ENERGY INC COM 65339F101 12630 61653 SH OTR 61653 0 0 NEXTERA ENERGY INC COM 65339F101 22940 111977 SH OTR 1 111977 0 0 NOVARTIS A G SPONSORED ADR 66987V109 9383 102759 SH OTR 102759 0 0 NOVARTIS A G SPONSORED ADR 66987V109 18580 203486 SH OTR 1 203486 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 5132 34385 SH OTR 34385 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 10373 69496 SH OTR 1 69496 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 24000 20250000 PRN OTR 1 20250000 0 0 PAYLOCITY HLDG CORP COM 70438V106 3536 37685 SH OTR 1 37685 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 624 6215 PRN OTR 1 6215 0 0 PLANET FITNESS INC CL A 72703H101 6392 88240 SH OTR 1 88240 0 0 PROCTER AND GAMBLE CO COM 742718109 925 8435 SH OTR 8435 0 0 PROCTER AND GAMBLE CO COM 742718109 1851 16879 SH OTR 1 16879 0 0 QUINSTREET INC COM 74874Q100 6042 381193 SH OTR 1 381193 0 0 RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 4904 5000000 PRN OTR 1 5000000 0 0 RAPID7 INC COM 753422104 6707 115955 SH OTR 1 115955 0 0 SERVICEMASTER GLOBAL HLDGS I COM 81761R109 8007 153713 SH SOLE 153713 0 0 SERVICEMASTER GLOBAL HLDGS I COM 81761R109 14495 278268 SH OTR 1 278268 0 0 SKYLINE CHAMPION CORPORATION COM 830830105 3599 131435 SH OTR 1 131435 0 0 SYNOPSYS INC COM 871607107 6261 48655 SH OTR 48655 0 0 SYNOPSYS INC COM 871607107 11411 88671 SH OTR 1 88671 0 0 TABULA RASA HEALTHCARE INC COM 873379101 6014 120445 SH OTR 1 120445 0 0 TELADOC HEALTH INC COM 87918A105 4928 74210 SH OTR 1 74210 0 0 TELEFLEX INC COM 879369106 14446 43624 SH OTR 1 43624 0 0 TELEFLEX INC COM 879369106 7633 23051 SH OTR 23051 0 0 TREX CO INC COM 89531P105 5035 70220 SH OTR 1 70220 0 0 TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 5696 6010000 PRN OTR 1 6010000 0 0 TWILIO INC CL A 90138F102 3183 23341 SH OTR 1 23341 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 121167 121881000 PRN OTR 1 121881000 0 0 UNILEVER N V N Y SHS NEW 904784709 8878 146210 SH OTR 146210 0 0 UNILEVER N V N Y SHS NEW 904784709 17017 280260 SH OTR 1 280260 0 0 UNION PACIFIC CORP COM 907818108 860 5083 SH OTR 1 5083 0 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 14551 11916000 PRN OTR 1 11916000 0 0 US FOODS HLDG CORP COM 912008109 6699 187345 SH OTR 187345 0 0 US FOODS HLDG CORP COM 912008109 13484 377064 SH OTR 1 377064 0 0 VERICEL CORP COM 92346J108 5159 273130 SH OTR 1 273130 0 0 VICI PPTYS INC COM 925652109 5630 255455 SH OTR 255455 0 0 VICI PPTYS INC COM 925652109 7364 334117 SH OTR 1 334117 0 0 VISA INC COM CL A 92826C839 8839 50930 SH OTR 50930 0 0 VISA INC COM CL A 92826C839 17483 100738 SH OTR 1 100738 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 669 12230 SH OTR 1 12230 0 0 WASTE CONNECTIONS INC COM 94106B101 11508 120405 SH OTR 120405 0 0 WASTE CONNECTIONS INC COM 94106B101 22653 237010 SH OTR 1 237010 0 0 WELLS FARGO CO NEW COM 949746101 515 10866 SH OTR 1 10866 0 0