0001085146-17-002323.txt : 20171113
0001085146-17-002323.hdr.sgml : 20171110
20171113134829
ACCESSION NUMBER: 0001085146-17-002323
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
EFFECTIVENESS DATE: 20171113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001007524
IRS NUMBER: 942871718
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04483
FILM NUMBER: 171195059
BUSINESS ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4154344441
MAIL ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001007524
XXXXXXXX
09-30-2017
09-30-2017
OSTERWEIS CAPITAL MANAGEMENT INC
ONE MARITIME PLAZA
STE 800
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-04483
N
John Tavernetti
Chief Compliance Officer
415 434-4441
/s/ John Tavernetti
San Francisco
CA
11-13-2017
1
142
1333523
false
1
0001048802
028-06550
OSTERWEIS CAPITAL MANAGEMENT LLC/CA
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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30449703900ADVANCED DISP SVCS INC DELCOM00790X10112165482910SHOTR147400008910AGRIUM INCCOM0089161087507000SHOTR
700000AGRIUM INCCOM0089161081071000SHOTR1100000AIR LEASE CORPCL A00912X30217396408155SHOTR
40332504830AIR LEASE CORPCL A00912X30225593600492SHOTR1587653012654ALARM COM HLDGS INCCOM011642105296465615SHOTR16561500ALIGN TECHNOLOGY INCCOM016255101420622580SHOTR12258000ALPHABET INCCAP STK CL A02079K30521102167SHOTR
2112055ALPHABET INCCAP STK CL A02079K30582908514SHOTR162330220ALPHABET INCCAP STK CL C02079K1072842429636SHOTR
292930343ALPHABET INCCAP STK CL C02079K1074050842235SHOTR1389340866ALTERYX INCCOM CL A02156B103151574350SHOTR17435000AMERICAN EXPRESS COCOM0258161094865375SHOTR
537500AMERICAN EXPRESS COCOM025816109901000SHOTR1001000AMERICAN WTR WKS CO INC NEWCOM030420103733890695SHOTR
8844502250AMERICAN WTR WKS CO INC NEWCOM03042010316120199226SHOTR119407005021ANTERO MIDSTREAM PARTNERS LPUNT LTD PARTN03673L1035563176420SHOTR
17410002320ANTERO MIDSTREAM PARTNERS LPUNT LTD PARTN03673L1037841248670SHOTR124224506425APPLE INCCOM03783310014419348SHOTR1934800ATRICURE INCCOM04963C209146165310SHOTR16531000BERKSHIRE HATHAWAY INC DELCL A0846701082751SHOTR1000BERKSHIRE HATHAWAY INC DELCL A08467010810994SHOTR
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26134703340BIO TECHNE CORPCOM09073M104408833820SHOTR13382000BOEING COCOM0970231051391354732SHOTR
540270705BOEING COCOM0970231052480097556SHOTR19507802478BOFI HLDG INCCOM05566U108203971610SHOTR17161000BOINGO WIRELESS INCCOM09739C102181684975SHOTR18497500BRISTOL MYERS SQUIBB COCOM11012210867710617SHOTR
1061700BRISTOL MYERS SQUIBB COCOM1101221082493906SHOTR1390600CAVCO INDS INC DELCOM149568107405127456SHOTR12745600CEDAR FAIR L PDEPOSITRY UNIT15018510610758167786SHOTR
16597101815CEDAR FAIR L PDEPOSITRY UNIT15018510614137220470SHOTR121705003420CF INDS HLDGS INCCOM12526910012851365500SHOTR
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317000352COMMERCEHUB INCCOM SER A20084V1083418151447SHOTR115144700CROWN CASTLE INTL CORP NEWCOM22822V10119220192235SHOTR118906503170CROWN CASTLE INTL CORP NEWCOM22822V10112916129185SHOTR
12777001415CROWN HOLDINGS INCCOM22836810615220254848SHOTR
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13105501715DANAHER CORP DELCOM23585110217720206580SHOTR120210504475DAVE & BUSTERS ENTMT INCCOM238337109288654989SHOTR15498900DIAGEO P L CSPON ADR NEW25243Q20513603102950SHOTR
10188501065DIAGEO P L CSPON ADR NEW25243Q20516992128605SHOTR112559502970ENTERPRISE PRODS PARTNERS LCOM29379210718387705280SHOTR
69853006750ENTERPRISE PRODS PARTNERS LCOM29379210720281777981SHOTR1759347018474EPR PPTYSCOM SH BEN INT26884U10991213073SHSOLE
1307300EQUIFAX INCCOM294429105919186715SHOTR
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1077600EXXON MOBIL CORPCOM30231G1026077403SHOTR1740300EZCORP INCNOTE 2.625% 6/1302301AB292519500000PRNOTR1950000000FIRST REP BK SAN FRANCISCO CCOM33616C10099952SHOTR195200FIRST REP BK SAN FRANCISCO CCOM33616C100184017610SHSOLE
1761000FOUR CORNERS PPTY TR INCCOM35086T10910899437360SHOTR143736000FOUR CORNERS PPTY TR INCCOM35086T1092835113775SHSOLE
11377500GLAXOSMITHKLINE PLCSPONSORED ADR37733W1059297228985SHOTR
22587503110GLAXOSMITHKLINE PLCSPONSORED ADR37733W10511817291055SHOTR128364507370GTT COMMUNICATIONS INCCOM3623931003262103072SHOTR110307200HALLIBURTON COCOM40621610115531337399SHOTR1326996010403HALLIBURTON COCOM40621610110538228946SHOTR
22624602700HANNON ARMSTRONG SUST INFR CCOM41068X1005569228515SHOTR
22570002815HANNON ARMSTRONG SUST INFR CCOM41068X1009833403480SHOTR139716006320HEALTH INS INNOVATIONS INCCOM CL A42225K10669648030SHOTR14803000HOLOGIC INCCOM43644010110132276155SHOTR
27287003285HOLOGIC INCCOM43644010115008409050SHOTR1397585011465HORIZON GLOBAL CORPNOTE 2.750% 7/044052WAA22201221319000PRNOTR12131900000IMPINJ INCCOM453204109182243785SHOTR14378500INOGEN INCCOM45780L104138614578SHOTR11457800INPHI CORPCOM45772F107270168044SHOTR16804400INTEL CORPCOM45814010013197346566SHOTR
34237104195INTEL CORPCOM45814010019793519779SHOTR151081008969INTERSECT ENT INCCOM46071F1032227122SHOTR1007122IRHYTHM TECHNOLOGIES INCCOM450056106293056480SHOTR15648000ISHARES TRCORE 1 5 YR USD46432F8592705370PRNOTR1537000JOHNSON & JOHNSONCOM4781601041020478488SHOTR
779380550JOHNSON & JOHNSONCOM47816010416301125386SHOTR112306602265JPMORGAN CHASE & COCOM46625H1009824102859SHOTR
10152901330JPMORGAN CHASE & COCOM46625H10015199159136SHOTR115515103985KINSALE CAP GROUP INCCOM49714P108147734225SHOTR13422500KRATOS DEFENSE & SEC SOLUTIOCOM NEW50077B2073093236430SHOTR123643000LENDINGTREE INC NEWCOM52603B107490220052SHOTR12005200LIGAND PHARMACEUTICALS INCCOM NEW53220K504541239749SHOTR13974900LILLY ELI & COCOM5324571087008188SHOTR1818800LILLY ELI & COCOM532457108140716451SHOTR
1645100MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801068019112854SHOTR
11003902815MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010617906251987SHOTR124897402928MERCK & CO INCCOM58933Y10550783SHOTR
78300MERCK & CO INCCOM58933Y10570210973SHOTR11097300MICROCHIP TECHNOLOGY INCCOM595017104723480570SHOTR
7951501055MICROCHIP TECHNOLOGY INCCOM59501710411325126140SHOTR112347502665MIDDLEBY CORPCOM596278101341626650SHOTR12665000NAVISTAR INTL CORP NEWNOTE 4.500%10/163934EAQ14410742360000PRNOTR14236000000NEW RELIC INCCOM64829B100348069870SHOTR16987000NEXTERA ENERGY INCCOM65339F10125768175835SHOTR117207503760NEXTERA ENERGY INCCOM65339F10116973115815SHOTR
11437501440NOVARTIS A GSPONSORED ADR66987V10917849207909SHOTR
20523902670NOVARTIS A GSPONSORED ADR66987V10927863324559SHOTR131750907010PIMCO ETF TR0-5 HIGH YIELD72201R7836926815PRNOTR1681500PLANET FITNESS INCCL A72703H1014457165190SHOTR116519000PRA GROUP INCCOM69354N106144250330SHOTR15033000PROCTER AND GAMBLE COCOM742718109146216064SHOTR11606400PROCTER AND GAMBLE COCOM742718109144315856SHOTR
154360420Q2 HLDGS INCCOM74736L109349083800SHOTR18380000QUOTIENT TECHNOLOGY INCCOM7491191032188139785SHOTR113978500RPM INTL INCCOM74968510315936310395SHOTR
30657003825RPM INTL INCCOM74968510323877465080SHOTR145638508695SAREPTA THERAPEUTICS INCCOM803607100448798925SHOTR19892500SERVICEMASTER GLOBAL HLDGS ICOM81761R10910628227440SHOTR
22460002840SERVICEMASTER GLOBAL HLDGS ICOM81761R10915808338295SHOTR133185006445SLM CORPCOM78442P106195221702040SHOTR11667085034955SLM CORPCOM78442P10611013960155SHOTR
948750011405SQUARE INCCL A8522341033428118993SHOTR111899300TACTILE SYS TECHNOLOGY INCCOM87357P1003272105715SHOTR110571500TAKE-TWO INTERACTIVE SOFTWARCOM874054109335232785SHOTR13278500TELEFLEX INCCOM879369106878436301SHOTR
358610440TELEFLEX INCCOM8793691061310654164SHOTR1532410843THE TRADE DESK INCCOM CL A88339J105422268635SHOTR16863500TIVITY HEALTH INCCOM88870R102323479255SHOTR17925500TREX CO INCCOM89531P105373441460SHOTR14146000TUTOR PERINI CORPNOTE 2.875% 6/1901109AD069986010000PRNOTR1601000000UNION PAC CORPCOM9078181086966000SHSOLE
600000UNISYS CORPNOTE 5.500% 3/0909214BS63419229555000PRNOTR12955500000US FOODS HLDG CORPCOM91200810915145567235SHOTR
56050006735US FOODS HLDG CORPCOM91200810923182868230SHOTR1851695016535VARONIS SYS INCCOM922280102354784650SHOTR18465000WEB COM GROUP INCNOTE 1.000% 8/194733AAA22786528040000PRNOTR12804000000WELLS FARGO CO NEWCOM9497461015389755SHOTR1975500WORKIVA INCCOM CL A98139A105143368750SHOTR16875000ZILLOW GROUP INCCL A98954M101364890853SHOTR19085300