0001085146-17-000614.txt : 20170213 0001085146-17-000614.hdr.sgml : 20170213 20170213164130 ACCESSION NUMBER: 0001085146-17-000614 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 17599894 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001007524 XXXXXXXX 12-31-2016 12-31-2016 OSTERWEIS CAPITAL MANAGEMENT INC

ONE MARITIME PLAZA STE 800 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-04483 N John Tavernetti 415 434-4441 /s/ John Tavernetti San Francisco CA 02-13-2017 1 133 1387612 false 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 2U INCCOM90214J101156751985SHOTR15198500ABBVIE INCCOM00287Y109751200SHOTR 120000ABBVIE INCCOM00287Y1092173470SHOTR1347000ABIOMED INCCOM003654100320728461SHOTR12846100ACELRX PHARMACEUTICALS INCCOM00444T1003914839SHSOLE 1483900AGRIUM INCCOM0089161088048000SHOTR 800000AGRIUM INCCOM0089161081011000SHOTR1100000AIR LEASE CORPCL A00912X30222802664205SHOTR 65868005525AIR LEASE CORPCL A00912X30226229764031SHOTR1750912012934ALLEGHANY CORP DELCOM0171751001692427829SHOTR1273710437ALLEGHANY CORP DELCOM0171751001514424903SHOTR 247080195ALPHABET INCCAP STK CL A02079K30518862380SHOTR 2325055ALPHABET INCCAP STK CL A02079K305920811620SHOTR189390220ALPHABET INCCAP STK CL C02079K1073328643127SHOTR 427840343ALPHABET INCCAP STK CL C02079K1073857949985SHOTR1466840866AMERICAN EXPRESS COCOM0258161093985375SHOTR 537500AMERICAN EXPRESS COCOM025816109741000SHOTR1001000AMERICAN WTR WKS CO INC NEWCOM030420103713198547SHOTR 9629702250AMERICAN WTR WKS CO INC NEWCOM03042010316781231910SHOTR122541406361ANADARKO PETE CORPCOM03251110715148217240SHOTR 21571001530ANADARKO PETE CORPCOM03251110715645224375SHOTR122104003335APPLE INCCOM03783310010879384SHOTR1938400BERKSHIRE HATHAWAY INC DELCL A0846701082441SHOTR1000BERKSHIRE HATHAWAY INC DELCL A0846701089764SHOTR 400BERKSHIRE HATHAWAY INC DELCL B NEW08467070210226269SHOTR16219050BERRY PLASTICS GROUP INCCOM08579W10317353356106SHOTR135143804668BERRY PLASTICS GROUP INCCOM08579W10318862387070SHOTR 38478002290BOEING COCOM09702310518281117427SHOTR 1167220705BOEING COCOM09702310518199116896SHOTR111441802478BOFI HLDG INCCOM05566U1085242183622SHOTR118362200BRISTOL MYERS SQUIBB COCOM11012210862010617SHOTR 1061700BRISTOL MYERS SQUIBB COCOM1101221083445886SHOTR1588600CAVCO INDS INC DELCOM149568107207720801SHOTR12080100CEDAR FAIR L PDEPOSITRY UNIT15018510613961217457SHOTR121468702770CEDAR FAIR L PDEPOSITRY UNIT15018510611643181356SHOTR 17981101545CF INDS HLDGS INCCOM12526910013260421225SHOTR 41862502600CF INDS HLDGS INCCOM12526910014551462247SHOTR145522007027CHART INDS INCNOTE 2.000% 8/016115QAC42341023949000PRNOTR12394900000CHARTER COMMUNICATIONS INC NCL A16119P10837140128995SHOTR 12790301092CHARTER COMMUNICATIONS INC NCL A16119P10840585140958SHOTR113862102296CINEMARK HOLDINGS INCCOM17243V10220371531040SHOTR 52645904581CINEMARK HOLDINGS INCCOM17243V10223940624088SHOTR1610574013389COCA COLA COCOM19121610066716091SHOTR11609100COCA COLA COCOM19121610034810SHOTR 81000COGENT COMMUNICATIONS HLDGSCOM NEW19239V302261063130SHOTR16313000CROWN HOLDINGS INCCOM22836810622786433432SHOTR 42837205060CROWN HOLDINGS INCCOM22836810629900568754SHOTR156033408290DAVE & BUSTERS ENTMT INCCOM238337109306554444SHOTR15444400DIAGEO P L CSPON ADR NEW25243Q20515008144392SHOTR 14332701065DIAGEO P L CSPON ADR NEW25243Q20516784161478SHOTR115846802970ENTERPRISE PRODS PARTNERS LCOM29379210721322788550SHOTR 78180006750ENTERPRISE PRODS PARTNERS LCOM29379210722709839855SHOTR1823221016474EPR PPTYSCOM SH BEN INT26884U109114816000SHOTR 1600000EPR PPTYSCOM SH BEN INT26884U1095227275SHOTR1551501760EXXON MOBIL CORPCOM30231G10297310776SHOTR 1077600EXXON MOBIL CORPCOM30231G1027388180SHOTR1818000FIRST REP BK SAN FRANCISCO CCOM33616C100165217925SHOTR 1792500FIRST REP BK SAN FRANCISCO CCOM33616C10088952SHOTR195200FLEETCOR TECHNOLOGIES INCCOM33904110522325157753SHOTR115518902564FLEETCOR TECHNOLOGIES INCCOM33904110519509137855SHOTR 13668501170FOUR CORNERS PPTY TR INCCOM35086T1092280111105SHOTR 11110500FOUR CORNERS PPTY TR INCCOM35086T10910123493290SHOTR149029003000GENERAL ELECTRIC COCOM36960410318633589650SHOTR 58550004150GENERAL ELECTRIC COCOM36960410323789752849SHOTR1740722012052GLAUKOS CORPCOM377322102175651185SHOTR15118500GLAXOSMITHKLINE PLCSPONSORED ADR37733W10524236629327SHOTR1617597011690GLAXOSMITHKLINE PLCSPONSORED ADR37733W10519068495135SHOTR 49513500GRAPHIC PACKAGING HLDG COCOM388689101175261404300SHOTR 140264001660GRAPHIC PACKAGING HLDG COCOM388689101201841617371SHOTR11592354025017GTT COMMUNICATIONS INCCOM3623931005781201092SHOTR120109200HALLIBURTON COCOM40621610116455304215SHOTR 30242001795HALLIBURTON COCOM40621610115320283228SHOTR127836504863HCA HOLDINGS INCCOM40412C1014796475SHOTR1647500INOGEN INCCOM45780L104324848353SHOTR14835300INPHI CORPCOM45772F1076923155146SHOTR115514600INTEL CORPCOM45814010022575622415SHOTR161344608969INTEL CORPCOM45814010021637596560SHOTR 59236504195INVENSENSE INCNOTE 1.750%11/046123DAB244514473000PRNOTR1447300000JOHNSON & JOHNSONCOM47816010413857120275SHOTR 11922501050JOHNSON & JOHNSONCOM47816010417914155489SHOTR115316902265JPMORGAN CHASE & COCOM46625H10016349189473SHOTR118548803985JPMORGAN CHASE & COCOM46625H10014387166730SHOTR 16540001330KLA-TENCOR CORPCOM48248010010108128470SHOTR112594202528KLA-TENCOR CORPCOM48248010010319131155SHOTR 1302850870LANDMARK INFRASTRUCTURE LPCOM UNIT LTD51508J10822014405SHOTR1640508000LENDINGTREE INC NEWCOM52603B107253425007SHOTR12500700LIGAND PHARMACEUTICALS INCCOM NEW53220K504389438319SHOTR13831900LILLY ELI & COCOM532457108121016451SHOTR 1645100LILLY ELI & COCOM5324571086028188SHOTR1818800LUMENTUM HLDGS INCCOM55024U109227058735SHOTR15873500MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010617534231838SHOTR 22902302815MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010624935329703SHOTR132439505223MERCK & CO INCCOM58933Y10546783SHOTR 78300MERCK & CO INCCOM58933Y10564610973SHOTR11097300MIDDLEBY CORPCOM596278101461135796SHOTR13579600MONOLITHIC PWR SYS INCCOM609839105215726331SHOTR12633100NAVISTAR INTL CORP NEWNOTE 4.500%10/163934EAQ14175142360000PRNOTR14236000000NEVRO CORPCOM64157F103220830384SHOTR13038400NOVARTIS A GSPONSORED ADR66987V10913673187709SHOTR 18654401165NOVARTIS A GSPONSORED ADR66987V10912755175109SHOTR11744140655OWENS ILL INCCOM NEW6907684033446197945SHOTR 19322504720OWENS ILL INCCOM NEW6907684038732501595SHOTR1487768013827POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT7328571079131SHOTR 000POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT732857107101115560SHOTR1000PRA GROUP INCCOM69354N1064594117503SHOTR111750300PROCTER AND GAMBLE COCOM742718109153418244SHOTR11824400PROCTER AND GAMBLE COCOM742718109132615768SHOTR 153480420PROGRESSIVE CORP OHIOCOM74331510321856615660SHOTR 61034005320PROGRESSIVE CORP OHIOCOM74331510326482745975SHOTR1731355014620PROOFPOINT INCCOM743424103265437568SHOTR13756800PUBLIC STORAGECOM74460D1091255556175SHOTR 558300345PUBLIC STORAGECOM74460D1091335959774SHOTR1590620712Q2 HLDGS INCCOM74736L1094153143965SHOTR114396500RINGCENTRAL INCCL A76680R206157476414SHOTR17641400ROPER TECHNOLOGIES INCCOM7766961063461891SHOTR1189100SANOFIRIGHT 12/31/202080105N1131950000SHOTR10050000SCHLUMBERGER LTDCOM80685710816493196465SHOTR119172304742SCHLUMBERGER LTDCOM80685710814288170200SHOTR 16902501175SQUARE INCCL A8522341033775276973SHOTR127697300TELEFLEX INCCOM8793691061415287818SHOTR 872230595TELEFLEX INCCOM8793691061405987238SHOTR18610001058TREX CO INCCOM89531P105240437329SHOTR13732900UNION PAC CORPCOM90781810814731142076SHOTR114002102055UNION PAC CORPCOM90781810813955134600SHOTR 1337550845UNITED CONTL HLDGS INCCOM91004710922300SHOTR100300US FOODS HLDG CORPCOM91200810911285410675SHOTR140435006325US FOODS HLDG CORPCOM9120081099871359215SHOTR 35634502870WEB COM GROUP INCNOTE 1.000% 8/194733AAA21398614540000PRNOTR11454000000WELLS FARGO & CO NEWCOM94974610158210555SHOTR11055500YELP INCCL A9858171055550145545SHOTR114554500ZAYO GROUP HLDGS INCCOM98919V105319597218SHOTR19721800ZELTIQ AESTHETICS INCCOM98933Q108374486018SHOTR18601800ZILLOW GROUP INCCL A98954M101317387051SHOTR18705100