0001085146-16-004780.txt : 20161114 0001085146-16-004780.hdr.sgml : 20161111 20161114090733 ACCESSION NUMBER: 0001085146-16-004780 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 161991031 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001007524 XXXXXXXX 09-30-2016 09-30-2016 OSTERWEIS CAPITAL MANAGEMENT INC

ONE MARITIME PLAZA STE 800 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-04483 N John Tavernetti 415 434-4441 /s/ John Tavernetti San Francisco CA 11-08-2016 1 134 1661751 false 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y1092193470SHOTR1347000ABBVIE INCCOM00287Y109761200SHOTR 120000ABIOMED INCCOM003654100192915000SHOTR11500000ACELRX PHARMACEUTICALS INCCOM00444T1005814839SHSOLE 1483900ADVANCED MICRO DEVICES INCNOTE 2.125% 9/0007903BD821752000000PRNOTR1200000000AGRIUM INCCOM0089161087628400SHOTR 840000AGRIUM INCCOM008916108911000SHOTR1100000AIR LEASE CORPCL A00912X30225716899805SHOTR 89348506320AIR LEASE CORPCL A00912X302293821028046SHOTR11012816015045ALLEGHANY CORP DELCOM0171751002081239641SHOTR1390320588ALLEGHANY CORP DELCOM0171751001875035712SHOTR 354720240ALPHABET INCCAP STK CL A02079K30521282647SHOTR 2592055ALPHABET INCCAP STK CL A02079K3051241215437SHOTR1126670255ALPHABET INCCAP STK CL C02079K1073742348146SHOTR 479100236ALPHABET INCCAP STK CL C02079K1073621846595SHOTR1433550805AMERICAN EXPRESS COCOM0258161093445375SHOTR 537500AMERICAN EXPRESS COCOM025816109821280SHOTR128001000AMERICAN WTR WKS CO INC NEWCOM03042010325667342963SHOTR 34071302250AMERICAN WTR WKS CO INC NEWCOM03042010332255430986SHOTR142326107590ANADARKO PETE CORPCOM03251110713954220240SHOTR 21871001530ANADARKO PETE CORPCOM03251110717314273255SHOTR126949003765APPLE INCCOM037833100115510221SHOTR11022100BERKSHIRE HATHAWAY INC DELCL A0846701082161SHOTR1000BERKSHIRE HATHAWAY INC DELCL A0846701088654SHOTR 400BERKSHIRE HATHAWAY INC DELCL B NEW0846707029056269SHOTR16219050BERRY PLASTICS GROUP INCCOM08579W10319512444981SHOTR143968105300BERRY PLASTICS GROUP INCCOM08579W10317172391615SHOTR 38932502290BOEING COCOM09702310517626133797SHOTR 1330920705BOEING COCOM09702310518636141459SHOTR113878902670BOFI HLDG INCCOM05566U108154669000SHOTR16900000BRISTOL MYERS SQUIBB COCOM11012210857210617SHOTR 1061700BRISTOL MYERS SQUIBB COCOM1101221083175886SHOTR1588600CASTLE A M & COCOM14841110119322414814SHOTR1241481400CAVCO INDS INC DELCOM149568107227823000SHOTR12300000CEDAR FAIR L PDEPOSITRY UNIT15018510610506183381SHOTR 18183601545CEDAR FAIR L PDEPOSITRY UNIT15018510613991244210SHOTR124100503205CENTENE CORP DELCOM15135B101125918808SHOTR11880800CF INDS HLDGS INCCOM12526910010165417460SHOTR 41486002600CF INDS HLDGS INCCOM12526910011892488393SHOTR148063307760CHART INDS INCNOTE 2.000% 8/016115QAC42598626449000PRNOTR12644900000CHARTER COMMUNICATIONS INC NCL A16119P10848986181448SHOTR 18029601152CHARTER COMMUNICATIONS INC NCL A16119P10853004196334SHOTR119357202721CINEMARK HOLDINGS INCCOM17243V102403501054064SHOTR11035784018155CINEMARK HOLDINGS INCCOM17243V10234712906796SHOTR 90084505951COCA COLA COCOM19121610034810SHOTR 81000COCA COLA COCOM19121610069616435SHOTR11643500CROWN HOLDINGS INCCOM22836810633697590238SHOTR 58517805060CROWN HOLDINGS INCCOM22836810641617728982SHOTR171950209350DAVE & BUSTERS ENTMT INCCOM238337109112428680SHOTR12868000DIAGEO P L CSPON ADR NEW25243Q20518766161722SHOTR 16065701065DIAGEO P L CSPON ADR NEW25243Q20521515185403SHOTR118209803265ENTERPRISE PRODS PARTNERS LCOM29379210718354664290SHOTR 65919005100ENTERPRISE PRODS PARTNERS LCOM29379210719646711038SHOTR1695988014890EPAM SYS INCCOM29414B1045407792SHOTR1779200EPR PPTYSCOM SH BEN INT26884U10931488399895SHOTR 39782502070EPR PPTYSCOM SH BEN INT26884U10931627401666SHOTR139410107495ETSY INCCOM29786A1061605112425SHOTR111242500EXXON MOBIL CORPCOM30231G10294110776SHOTR 1077600EXXON MOBIL CORPCOM30231G1027298355SHOTR1835500FIRST REP BK SAN FRANCISCO CCOM33616C10073952SHOTR195200FIRST REP BK SAN FRANCISCO CCOM33616C100140518225SHOTR 1822500FLEETCOR TECHNOLOGIES INCCOM33904110521412123250SHOTR 1224400810FLEETCOR TECHNOLOGIES INCCOM33904110524807142790SHOTR114067502115FOUR CORNERS PPTY TR INCCOM35086T1092370111105SHOTR 11110500FOUR CORNERS PPTY TR INCCOM35086T10911855555790SHOTR155279003000GENERAL ELECTRIC COCOM36960410321174714840SHOTR 71139503445GENERAL ELECTRIC COCOM36960410325308854436SHOTR1843161011200GLAXOSMITHKLINE PLCSPONSORED ADR37733W10533767782911SHOTR1769986012885GLAXOSMITHKLINE PLCSPONSORED ADR37733W10527096628250SHOTR 62392004330GRAPHIC PACKAGING HLDG COCOM388689101145651041075SHOTR 103270008375GRAPHIC PACKAGING HLDG COCOM388689101200081430170SHOTR11409100021070GRUBHUB INCCOM400110102174640615SHOTR14061500GTT COMMUNICATIONS INCCOM3623931002502106350SHOTR110635000HALLIBURTON COCOM40621610116920376997SHOTR137164205355HALLIBURTON COCOM40621610113847308545SHOTR 30675001795HCA HOLDINGS INCCOM40412C10122295294785SHOTR 29290501880HCA HOLDINGS INCCOM40412C10127230360050SHOTR135555504495INOGEN INCCOM45780L104190531800SHOTR13180000INPHI CORPCOM45772F107397991459SHOTR19145900INTEL CORPCOM45814010024143639555SHOTR 63536004195INTEL CORPCOM45814010028560756545SHOTR1746390010155INVENSENSE INCNOTE 1.750%11/046123DAB247665000000PRNOTR1500000000JOHNSON & JOHNSONCOM47816010425978219910SHOTR 21828501625JOHNSON & JOHNSONCOM47816010434886295321SHOTR129149603770JPMORGAN CHASE & COCOM46625H10013024195590SHOTR 19423001360JPMORGAN CHASE & COCOM46625H10015931239245SHOTR123444504800LENDINGTREE INC NEWCOM52603B107122212610SHOTR11261000LILLY ELI & COCOM532457108132016451SHOTR 1645100LILLY ELI & COCOM5324571086578188SHOTR1818800MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010627145383718SHOTR137750306130MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010627116383317SHOTR 38050202815MERCK & CO INCCOM58933Y10549783SHOTR 78300MERCK & CO INCCOM58933Y10570711338SHOTR11133800MIDDLEBY CORPCOM596278101273122094SHOTR12209400MONOLITHIC PWR SYS INCCOM609839105241530000SHOTR13000000NAVISTAR INTL CORP NEWNOTE 4.500%10/163934EAQ14008342360000PRNOTR14236000000NEVRO CORPCOM64157F103146414020SHOTR11402000NOVAGOLD RES INCCOM NEW66987E2066812100SHOTR11210000NOVARTIS A GSPONSORED ADR66987V10919874251699SHOTR124849403165NOVARTIS A GSPONSORED ADR66987V10919898252004SHOTR 25083901165NRG YIELD INCCL A NEW62942X3068653530187SHOTR153018700NRG YIELD INCCL A NEW62942X3066961426520SHOTR 42652000NRG YIELD INCCL C62942X4056625390615SHOTR 39061500NRG YIELD INCCL C62942X4054724278537SHOTR127515703380OWENS ILL INCCOM NEW690768403193891054337SHOTR 1042652011685OWENS ILL INCCOM NEW690768403319141735361SHOTR11703871031490PANDORA MEDIA INCCOM6983541071505105000SHOTR110500000PGT INCCOM69336V10118717500SHOTR11750000POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT732857107128319435SHOTR 000POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT732857107102715560SHOTR1000PRA GROUP INCCOM69354N106200358005SHOTR15800500PROCTER AND GAMBLE COCOM742718109142715903SHOTR 154830420PROCTER AND GAMBLE COCOM742718109165418434SHOTR11843400PUBLIC STORAGECOM74460D109888139800SHOTR 395250275PUBLIC STORAGECOM74460D1091073448105SHOTR1474450660Q2 HLDGS INCCOM74736L109234481800SHOTR18180000RINGCENTRAL INCCL A76680R2062366100000SHOTR110000000ROPER TECHNOLOGIES INCCOM7766961063451891SHOTR1189100SANOFIRIGHT 12/31/202080105N1131450000SHOTR10050000SCHLUMBERGER LTDCOM80685710813584172740SHOTR 17156501175SCHLUMBERGER LTDCOM80685710819280245170SHOTR124009505075SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247974089645PRNOTR1009645SQUARE INCCL A8522341032041175000SHOTR117500000TELEFLEX INCCOM8793691061641797691SHOTR19638601225TELEFLEX INCCOM8793691061491788765SHOTR 881700595TREX CO INCCOM89531P105156126584SHOTR12658400UNION PAC CORPCOM90781810818884193620SHOTR119133502285UNION PAC CORPCOM90781810816285166975SHOTR 1661300845WEB COM GROUP INCNOTE 1.000% 8/194733AAA21380414540000PRNOTR11454000000WELLS FARGO & CO NEWCOM94974610146710555SHOTR11055500XPO LOGISTICS INCNOTE 4.500%10/0983793AA849892220000PRNOTR1222000000YELP INCCL A985817105291970000SHOTR17000000ZELTIQ AESTHETICS INCCOM98933Q108240661344SHOTR16134400ZILLOW GROUP INCCL A98954M101172350000SHOTR15000000