0001085146-16-004274.txt : 20160812 0001085146-16-004274.hdr.sgml : 20160812 20160812115935 ACCESSION NUMBER: 0001085146-16-004274 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 EFFECTIVENESS DATE: 20160812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 161827099 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001007524 XXXXXXXX 06-30-2016 06-30-2016 OSTERWEIS CAPITAL MANAGEMENT INC

ONE MARITIME PLAZA STE 800 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-04483 N John Tavernetti 415 434-4441 /s/ John Tavernetti San Francisco CA 07-28-2016 1 124 1568886 false 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCCOM00287Y1092183515SHOTR1351500ABBVIE INCCOM00287Y109741200SHOTR 120000ACELRX PHARMACEUTICALS INCCOM00444T1005620839SHSOLE 2083900ADEPTUS HEALTH INCCL A00685510090817570SHOTR11757000AIR LEASE CORPCL A00912X302295091101920SHOTR 109552506395AIR LEASE CORPCL A00912X302311351162604SHOTR11147374015045ALLEGHANY CORP DELCOM0171751002384643389SHOTR 431490240ALLEGHANY CORP DELCOM0171751002504745574SHOTR1449650588ALPHABET INCCAP STK CL A02079K305981913957SHOTR 13902055ALPHABET INCCAP STK CL A02079K3051215217273SHOTR1145030255ALPHABET INCCAP STK CL C02079K1073358148520SHOTR 482840236ALPHABET INCCAP STK CL C02079K1073315647906SHOTR1446660805AMERICAN EXPRESS COCOM0258161093275375SHOTR 537500AMERICAN EXPRESS COCOM025816109781280SHOTR128001000AMERICAN WTR WKS CO INC NEWCOM03042010331165368773SHOTR 36652302250AMERICAN WTR WKS CO INC NEWCOM03042010339632468968SHOTR146124307590ANADARKO PETE CORPCOM03251110710389195100SHOTR 19391001190ANADARKO PETE CORPCOM03251110712210229303SHOTR122687302430APPLE INCCOM03783310097710221SHOTR11022100BENEFITFOCUS INCCOM08180D10687723000SHOTR12300000BERKSHIRE HATHAWAY INC DELCL A0846701088684SHOTR 400BERKSHIRE HATHAWAY INC DELCL A0846701082171SHOTR1000BERKSHIRE HATHAWAY INC DELCL B NEW0846707029446519SHOTR16469050BERRY PLASTICS GROUP INCCOM08579W10315375395745SHOTR 39345502290BERRY PLASTICS GROUP INCCOM08579W10318119466376SHOTR146173604640BOEING COCOM09702310517620135672SHOTR 1349670705BOEING COCOM09702310519960153694SHOTR115102402670BRISTOL MYERS SQUIBB COCOM11012210878110617SHOTR 1061700BRISTOL MYERS SQUIBB COCOM1101221084456051SHOTR1605100CALLIDUS SOFTWARE INCCOM13123E500189694900SHOTR19490000CASTLE A M & COCOM14841110139602414814SHOTR1241481400CAVCO INDS INC DELCOM149568107185119757SHOTR11975700CEDAR FAIR L PDEPOSITRY UNIT150185106177130625SHOTR 3062500CEDAR FAIR L PDEPOSITRY UNIT1501851067532130265SHOTR113026500CENTENE CORP DELCOM15135B101250635108SHOTR13510800CHART INDS INCNOTE 2.000% 8/016115QAC42461426449000PRNOTR12644900000CHARTER COMMUNICATIONS INC NCL A16119P10851317224445SHOTR 22329301152CHARTER COMMUNICATIONS INC NCL A16119P10848788213381SHOTR121061902721CHUYS HLDGS INCCOM171604101259675000SHOTR17500000CINEMARK HOLDINGS INCCOM17243V102384191053722SHOTR 104777105951CINEMARK HOLDINGS INCCOM17243V102410681126380SHOTR11108100018155COCA COLA COCOM19121610037810SHOTR 81000COCA COLA COCOM19121610074816502SHOTR11650200CROWN HOLDINGS INCCOM22836810636286716133SHOTR 71107305060CROWN HOLDINGS INCCOM22836810640129791955SHOTR178247509350CYNOSURE INCCL A232577205218844978SHOTR14497800DIAGEO P L CSPON ADR NEW25243Q20522140196139SHOTR119283403265DIAGEO P L CSPON ADR NEW25243Q20518507163952SHOTR 16288701065ENTERPRISE PRODS PARTNERS LCOM29379210719559668445SHOTR 66334505100ENTERPRISE PRODS PARTNERS LCOM29379210723132790541SHOTR1775491014890EPAM SYS INCCOM29414B104220234242SHOTR13424200EPR PPTYSCOM SH BEN INT26884U10939723492350SHOTR 49028002070EPR PPTYSCOM SH BEN INT26884U10941472514021SHOTR150632107630EXXON MOBIL CORPCOM30231G102101010776SHOTR 1077600EXXON MOBIL CORPCOM30231G1027838355SHOTR1835500FIREEYE INCCOM31816Q10160937000SHOTR13700000FIRST REP BK SAN FRANCISCO CCOM33616C100127618225SHOTR 1822500FIRST REP BK SAN FRANCISCO CCOM33616C10067952SHOTR195200FOUR CORNERS PPTY TR INCCOM35086T1092302111795SHOTR 11179500FOUR CORNERS PPTY TR INCCOM35086T10911688567645SHOTR156464503000GENERAL ELECTRIC COCOM36960410322758722945SHOTR 71950003445GENERAL ELECTRIC COCOM36960410329206927775SHOTR1916500011200GLAXOSMITHKLINE PLCSPONSORED ADR37733W10536473841541SHOTR1828616012885GLAXOSMITHKLINE PLCSPONSORED ADR37733W10530610706275SHOTR 70194504330GRUBHUB INCCOM400110102110935700SHOTR13570000GTT COMMUNICATIONS INCCOM3623931001848100000SHOTR110000000HALLIBURTON COCOM40621610114142312260SHOTR 31046501795HALLIBURTON COCOM40621610118063398844SHOTR139422904615HCA HOLDINGS INCCOM40412C10124535318590SHOTR 31671001880HCA HOLDINGS INCCOM40412C10129331380872SHOTR137704203830INPHI CORPCOM45772F107296092414SHOTR19241400INVENSENSE INCNOTE 1.750%11/046123DAB246665000000PRNOTR1500000000ION GEOPHYSICAL CORPCOM NEW462044207648104000SHOTR110400000JOHNSON & JOHNSONCOM47816010438416316700SHOTR131337503270JOHNSON & JOHNSONCOM47816010433744278189SHSOLE 27656401625LENDINGTREE INC NEWCOM52603B107167819000SHOTR11900000LIBERTY INTERACTIVE CORPQVC GP COM SER A53071M10421990866772SHOTR 86236704405LIBERTY INTERACTIVE CORPQVC GP COM SER A53071M10423905942211SHOTR1930556011475LILLY ELI & COCOM532457108129616451SHSOLE 1645100MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010636085474802SHOTR 47198702815MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010631285411661SHOTR140544606130MATCH GROUP INCCOM57665R106128185000SHOTR18500000MERCK & CO INCCOM58933Y10545783SHOTR 78300MERCK & CO INCCOM58933Y10565311338SHOTR11133800MIDDLEBY CORPCOM596278101278324144SHOTR12414400MONOLITHIC PWR SYS INCCOM609839105257637700SHOTR13770000NAVISTAR INTL CORP NEWNOTE 4.500%10/163934EAQ12819642360000PRNOTR14236000000NEVRO CORPCOM64157F103206728020SHOTR12802000NOVAGOLD RES INCCOM NEW66987E2067412100SHOTR11210000NOVARTIS A GSPONSORED ADR66987V10921016254704SHOTR 25353901165NOVARTIS A GSPONSORED ADR66987V10922583273700SHOTR127099502665NRG YIELD INCCL A NEW62942X30610417684431SHOTR167929105065NRG YIELD INCCL A NEW62942X3069535626495SHOTR 62649500NRG YIELD INCCL C62942X40513873889873SHOTR188135308445NRG YIELD INCCL C62942X40510080646575SHOTR 64657500NXSTAGE MEDICAL INCCOM67072V1032225102632SHOTR110263200OWENS ILL INCCOM NEW690768403266441479397SHOTR 1467712011685OWENS ILL INCCOM NEW690768403347591929991SHOTR11898501031490PANDORA MEDIA INCCOM69835410712510000SHOTR11000000POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT732857107115918055SHOTR 000POPE RES DEL LTD PARTNERSHIPDEPOSITRY RCPT73285710799915560SHOTR1000PRA GROUP INCCOM69354N10672430005SHOTR13000500PROCTER & GAMBLE COCOM742718109134715903SHOTR 154830420PROCTER & GAMBLE COCOM742718109131715554SHOTR11555400Q2 HLDGS INCCOM74736L109229281800SHOTR18180000RINGCENTRAL INCCL A76680R206157880000SHOTR18000000ROPER TECHNOLOGIES INCCOM7766961063412000SHOTR1200000RUBICON PROJ INCCOM78112V10275955625SHOTR15562500SANOFIRIGHT 12/31/202080105N1131250000SHOTR10050000SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247972044930PRNOTR1004930SQUARE INCCL A8522341031358150000SHOTR115000000TELEFLEX INCCOM8793691061744598385SHOTR 977900595TELEFLEX INCCOM87936910618734105656SHOTR110435101225TREX CO INCCOM89531P10597021584SHOTR12158400TRI POINTE GROUP INCCOM87265H10959049895SHOTR14989500TRI POINTE GROUP INCCOM87265H109534450SHOTR 445000UNION PAC CORPCOM90781810819106218980SHOTR 21781001170UNION PAC CORPCOM90781810823023263873SHOTR126091802955WEB COM GROUP INCNOTE 1.000% 8/194733AAA21336814540000PRNOTR11454000000WELLS FARGO & CO NEWCOM94974610150010555SHOTR11055500XPO LOGISTICS INCNOTE 4.500%10/0983793AA843832720000PRNOTR1272000000YELP INCCL A985817105200466000SHOTR16600000ZELTIQ AESTHETICS INCCOM98933Q108254693174SHOTR19317400ZILLOW GROUP INCCL A98954M10173320000SHOTR12000000