0001085146-15-001198.txt : 20150514 0001085146-15-001198.hdr.sgml : 20150514 20150513213800 ACCESSION NUMBER: 0001085146-15-001198 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150513 EFFECTIVENESS DATE: 20150514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001007524 IRS NUMBER: 942871718 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04483 FILM NUMBER: 15860080 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154344441 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001007524 XXXXXXXX 03-31-2015 03-31-2015 false OSTERWEIS CAPITAL MANAGEMENT INC
ONE MARITIME PLAZA STE 800 SAN FRANCISCO CA 94111
13F HOLDINGS REPORT 028-04483 N
John Tavernetti Chief Compliance Officer 415-434-4441 /s/ John Tavernetti San Francisco CA 05-13-2015 1 116 3127290 1 0001048802 028-06550 OSTERWEIS CAPITAL MANAGEMENT LLC/CA
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 162 3500 SH OTR 1 3500 0 0 ABBOTT LABS COM 002824100 56 1200 SH OTR 1200 0 0 ABBVIE INC COM 00287Y109 70 1200 SH OTR 1200 0 0 ABBVIE INC COM 00287Y109 227 3885 SH OTR 1 3885 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 99 25709 SH SOLE 25709 0 0 AIR LEASE CORP CL A 00912X302 58489 1549795 SH OTR 1543400 0 6395 AIR LEASE CORP CL A 00912X302 59959 1588748 SH OTR 1 1586748 0 2000 ALLEGHANY CORP DEL COM 017175100 47242 97007 SH OTR 96597 0 410 ALLEGHANY CORP DEL COM 017175100 48929 100469 SH OTR 1 100318 0 151 AMERICAN EXPRESS CO COM 025816109 29929 383120 SH OTR 381465 0 1655 AMERICAN EXPRESS CO COM 025816109 34108 436610 SH OTR 1 436110 0 500 AMERICAN WTR WKS CO INC NEW COM 030420103 53971 995592 SH OTR 990607 0 4985 AMERICAN WTR WKS CO INC NEW COM 030420103 60043 1107603 SH OTR 1 1104463 0 3140 APPLE INC COM 037833100 1279 10278 SH OTR 1 10278 0 0 ATMEL CORP COM 049513104 146 17700 SH OTR 1 6700 0 11000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 218 1 SH OTR 1 0 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 870 4 SH OTR 4 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 580 4019 SH OTR 1 3969 0 50 BOEING CO COM 097023105 33928 226067 SH OTR 225182 0 885 BOEING CO COM 097023105 37736 251439 SH OTR 1 251439 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 685 10617 SH OTR 10617 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 390 6051 SH OTR 1 6051 0 0 CABELAS INC COM 126804301 25469 454960 SH OTR 453160 0 1800 CABELAS INC COM 126804301 30615 546900 SH OTR 1 546900 0 0 CALIFORNIA RES CORP COM 13057Q107 1414 185761 SH OTR 185075 0 686 CALIFORNIA RES CORP COM 13057Q107 1478 194180 SH OTR 1 193702 0 478 CASTLE A M & CO NOTE 7.000%12/1 148411AF8 4730 7200000 PRN OTR 1 7200000 0 0 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 64579 334415 SH OTR 1 334415 0 0 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 60488 313230 SH OTR 311955 0 1275 CINEMARK HOLDINGS INC COM 17243V102 48816 1083120 SH OTR 1 1079610 0 3510 CINEMARK HOLDINGS INC COM 17243V102 44045 977264 SH OTR 973134 0 4130 COCA COLA CO COM 191216100 33 810 SH OTR 810 0 0 COCA COLA CO COM 191216100 777 19152 SH OTR 1 19152 0 0 CONE MIDSTREAM PARTNERS LP COM UNIT REPST 206812109 22233 1277005 SH OTR 1271800 0 5205 CONE MIDSTREAM PARTNERS LP COM UNIT REPST 206812109 19413 1115035 SH OTR 1 1115035 0 0 CROWN HOLDINGS INC COM 228368106 57520 1064795 SH OTR 1059735 0 5060 CROWN HOLDINGS INC COM 228368106 61851 1144964 SH OTR 1 1144964 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 38362 346945 SH OTR 345345 0 1600 DIAGEO P L C SPON ADR NEW 25243Q205 47480 429412 SH OTR 1 428962 0 450 DIGITAL RLTY TR INC COM 253868103 32274 489297 SH OTR 487202 0 2095 DIGITAL RLTY TR INC COM 253868103 34590 524413 SH OTR 1 522528 0 1885 DURECT CORP COM 266605104 113 59256 SH SOLE 59256 0 0 EBAY INC COM 278642103 40416 700700 SH OTR 697940 0 2760 EBAY INC COM 278642103 43066 746635 SH OTR 1 745635 0 1000 ENTERPRISE PRODS PARTNERS L COM 293792107 34181 1037995 SH OTR 1 1033995 0 4000 ENTERPRISE PRODS PARTNERS L COM 293792107 44648 1355840 SH OTR 1350740 0 5100 EXXON MOBIL CORP COM 30231G102 939 11046 SH OTR 11046 0 0 EXXON MOBIL CORP COM 30231G102 859 10106 SH OTR 1 10106 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 1092 19125 SH OTR 19125 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 54 952 SH OTR 1 952 0 0 GOOGLE INC CL A 38259P508 21662 39052 SH OTR 38907 0 145 GOOGLE INC CL A 38259P508 26627 48003 SH OTR 1 45493 0 0 GOOGLE INC CL C 38259P706 27519 50218 SH OTR 49982 0 236 GOOGLE INC CL C 38259P706 33430 61004 SH OTR 1 58394 0 100 HEALTHSOUTH CORP COM NEW 421924309 26079 587885 SH OTR 584960 0 2925 HEALTHSOUTH CORP COM NEW 421924309 24706 556950 SH OTR 1 556950 0 0 JOHNSON & JOHNSON COM 478160104 54093 537708 SH OTR 1 537708 0 0 JOHNSON & JOHNSON COM 478160104 46629 463504 SH SOLE 461369 0 2135 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 41 10000 PRN OTR 1 0 0 10000 KINDER MORGAN INC DEL COM 49456B101 19430 461953 SH OTR 1 461953 0 0 KINDER MORGAN INC DEL COM 49456B101 2968 70570 SH OTR 70570 0 0 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 44133 1511922 SH OTR 1505872 0 6050 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 49534 1696941 SH OTR 1 1696941 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 17484 416190 SH OTR 414415 0 1775 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 20264 482356 SH OTR 1 482356 0 0 LILLY ELI & CO COM 532457108 1195 16451 SH OTR 16451 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 54941 716216 SH OTR 711941 0 4275 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 48588 633389 SH OTR 1 631699 0 1690 MEAD JOHNSON NUTRITION CO COM 582839106 207 2060 SH SOLE 2060 0 0 MERCK & CO INC NEW COM 58933Y105 45 783 SH OTR 783 0 0 MERCK & CO INC NEW COM 58933Y105 652 11338 SH OTR 1 11338 0 0 NAVISTAR INTL CORP NEW NOTE 4.500%10/1 63934EAQ1 37621 42360000 PRN OTR 1 42360000 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 38629 2570138 SH OTR 2559678 0 10460 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 43339 2883507 SH OTR 1 2875980 0 7527 NEW SR INVT GROUP INC COM 648691103 31689 1905514 SH OTR 1898618 0 6896 NEW SR INVT GROUP INC COM 648691103 37196 2236654 SH OTR 1 2232455 0 4199 NOVAGOLD RES INC COM NEW 66987E206 36 12100 SH OTR 1 12100 0 0 NOVARTIS A G SPONSORED ADR 66987V109 28233 286314 SH OTR 285149 0 1165 NOVARTIS A G SPONSORED ADR 66987V109 39426 399816 SH OTR 1 399816 0 0 NRG YIELD INC COM CL A 62942X108 34412 678340 SH OTR 675775 0 2565 NRG YIELD INC COM CL A 62942X108 46719 920937 SH OTR 1 920937 0 0 NVIDIA CORP NOTE 1.000%12/0 67066GAC8 35363 30000000 PRN OTR 1 30000000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 36065 494046 SH OTR 492331 0 1715 OCCIDENTAL PETE CORP DEL COM 674599105 40807 559010 SH OTR 1 557815 0 1195 OWENS ILL INC COM NEW 690768403 37356 1601872 SH OTR 1595617 0 6255 OWENS ILL INC COM NEW 690768403 44268 1898295 SH OTR 1 1893715 0 4580 PHH CORP COM NEW 693320202 33999 1406657 SH OTR 1400987 0 5670 PHH CORP COM NEW 693320202 35442 1466355 SH OTR 1 1466355 0 0 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 41405 1459470 SH OTR 1453360 0 6110 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 47940 1689815 SH OTR 1 1689815 0 0 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 987 15560 SH OTR 1 0 0 0 PROCTER & GAMBLE CO COM 742718109 1653 20172 SH OTR 19752 0 420 PROCTER & GAMBLE CO COM 742718109 1521 18564 SH OTR 1 18564 0 0 QUESTAR CORP COM 748356102 16321 684036 SH OTR 679421 0 4615 QUESTAR CORP COM 748356102 33795 1416375 SH OTR 1 1416185 0 190 ROPER INDS INC NEW COM 776696106 344 2000 SH OTR 1 2000 0 0 SANOFI RIGHT 12/31/2020 80105N113 34 50000 SH OTR 1 0 0 50000 STONEGATE MTG CORP COM 86181Q300 8219 759570 SH OTR 759570 0 0 STONEGATE MTG CORP COM 86181Q300 9206 850764 SH OTR 1 844324 0 6440 TELEFLEX INC COM 879369106 55094 455960 SH OTR 1 455960 0 0 TELEFLEX INC COM 879369106 50502 417962 SH OTR 416162 0 1800 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 35665 18150000 PRN OTR 1 18150000 0 0 THOMPSON CREEK METALS CO INC COM 884768102 20 15000 SH OTR 1 0 0 15000 TRI POINTE HOMES INC COM 87265H109 35656 2310825 SH OTR 2300745 0 10080 TRI POINTE HOMES INC COM 87265H109 42139 2730965 SH OTR 1 2730965 0 0 TRIUMPH GROUP INC NEW COM 896818101 28782 481945 SH OTR 479660 0 2285 TRIUMPH GROUP INC NEW COM 896818101 31049 519905 SH OTR 1 519905 0 0 UNILEVER N V N Y SHS NEW 904784709 28929 692751 SH OTR 689776 0 2975 UNILEVER N V N Y SHS NEW 904784709 32087 768358 SH OTR 1 767358 0 1000 UNION PAC CORP COM 907818108 650 6000 SH OTR 6000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 86994 437993 SH OTR 436349 0 1644 VALEANT PHARMACEUTICALS INTL COM 91911K102 90345 454867 SH OTR 1 452867 0 2000 VIACOM INC NEW CL B 92553P201 43584 638127 SH OTR 636037 0 2090 VIACOM INC NEW CL B 92553P201 44715 654682 SH OTR 1 654021 0 661 WELLS FARGO & CO NEW COM 949746101 575 10555 SH OTR 1 10555 0 0 XPO LOGISTICS INC NOTE 4.500%10/0 983793AA8 7601 2720000 PRN OTR 1 2720000 0 0