0001085146-15-001198.txt : 20150514
0001085146-15-001198.hdr.sgml : 20150514
20150513213800
ACCESSION NUMBER: 0001085146-15-001198
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150514
DATE AS OF CHANGE: 20150513
EFFECTIVENESS DATE: 20150514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OSTERWEIS CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001007524
IRS NUMBER: 942871718
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04483
FILM NUMBER: 15860080
BUSINESS ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4154344441
MAIL ADDRESS:
STREET 1: ONE MARITIME PLAZA
STREET 2: STE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001007524
XXXXXXXX
03-31-2015
03-31-2015
false
OSTERWEIS CAPITAL MANAGEMENT INC
ONE MARITIME PLAZA
STE 800
SAN FRANCISCO
CA
94111
13F HOLDINGS REPORT
028-04483
N
John Tavernetti
Chief Compliance Officer
415-434-4441
/s/ John Tavernetti
San Francisco
CA
05-13-2015
1
116
3127290
1
0001048802
028-06550
OSTERWEIS CAPITAL MANAGEMENT LLC/CA
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABBOTT LABS
COM
002824100
162
3500
SH
OTR
1
3500
0
0
ABBOTT LABS
COM
002824100
56
1200
SH
OTR
1200
0
0
ABBVIE INC
COM
00287Y109
70
1200
SH
OTR
1200
0
0
ABBVIE INC
COM
00287Y109
227
3885
SH
OTR
1
3885
0
0
ACELRX PHARMACEUTICALS INC
COM
00444T100
99
25709
SH
SOLE
25709
0
0
AIR LEASE CORP
CL A
00912X302
58489
1549795
SH
OTR
1543400
0
6395
AIR LEASE CORP
CL A
00912X302
59959
1588748
SH
OTR
1
1586748
0
2000
ALLEGHANY CORP DEL
COM
017175100
47242
97007
SH
OTR
96597
0
410
ALLEGHANY CORP DEL
COM
017175100
48929
100469
SH
OTR
1
100318
0
151
AMERICAN EXPRESS CO
COM
025816109
29929
383120
SH
OTR
381465
0
1655
AMERICAN EXPRESS CO
COM
025816109
34108
436610
SH
OTR
1
436110
0
500
AMERICAN WTR WKS CO INC NEW
COM
030420103
53971
995592
SH
OTR
990607
0
4985
AMERICAN WTR WKS CO INC NEW
COM
030420103
60043
1107603
SH
OTR
1
1104463
0
3140
APPLE INC
COM
037833100
1279
10278
SH
OTR
1
10278
0
0
ATMEL CORP
COM
049513104
146
17700
SH
OTR
1
6700
0
11000
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
218
1
SH
OTR
1
0
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
870
4
SH
OTR
4
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
580
4019
SH
OTR
1
3969
0
50
BOEING CO
COM
097023105
33928
226067
SH
OTR
225182
0
885
BOEING CO
COM
097023105
37736
251439
SH
OTR
1
251439
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
685
10617
SH
OTR
10617
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
390
6051
SH
OTR
1
6051
0
0
CABELAS INC
COM
126804301
25469
454960
SH
OTR
453160
0
1800
CABELAS INC
COM
126804301
30615
546900
SH
OTR
1
546900
0
0
CALIFORNIA RES CORP
COM
13057Q107
1414
185761
SH
OTR
185075
0
686
CALIFORNIA RES CORP
COM
13057Q107
1478
194180
SH
OTR
1
193702
0
478
CASTLE A M & CO
NOTE 7.000%12/1
148411AF8
4730
7200000
PRN
OTR
1
7200000
0
0
CHARTER COMMUNICATIONS INC D
CL A NEW
16117M305
64579
334415
SH
OTR
1
334415
0
0
CHARTER COMMUNICATIONS INC D
CL A NEW
16117M305
60488
313230
SH
OTR
311955
0
1275
CINEMARK HOLDINGS INC
COM
17243V102
48816
1083120
SH
OTR
1
1079610
0
3510
CINEMARK HOLDINGS INC
COM
17243V102
44045
977264
SH
OTR
973134
0
4130
COCA COLA CO
COM
191216100
33
810
SH
OTR
810
0
0
COCA COLA CO
COM
191216100
777
19152
SH
OTR
1
19152
0
0
CONE MIDSTREAM PARTNERS LP
COM UNIT REPST
206812109
22233
1277005
SH
OTR
1271800
0
5205
CONE MIDSTREAM PARTNERS LP
COM UNIT REPST
206812109
19413
1115035
SH
OTR
1
1115035
0
0
CROWN HOLDINGS INC
COM
228368106
57520
1064795
SH
OTR
1059735
0
5060
CROWN HOLDINGS INC
COM
228368106
61851
1144964
SH
OTR
1
1144964
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
38362
346945
SH
OTR
345345
0
1600
DIAGEO P L C
SPON ADR NEW
25243Q205
47480
429412
SH
OTR
1
428962
0
450
DIGITAL RLTY TR INC
COM
253868103
32274
489297
SH
OTR
487202
0
2095
DIGITAL RLTY TR INC
COM
253868103
34590
524413
SH
OTR
1
522528
0
1885
DURECT CORP
COM
266605104
113
59256
SH
SOLE
59256
0
0
EBAY INC
COM
278642103
40416
700700
SH
OTR
697940
0
2760
EBAY INC
COM
278642103
43066
746635
SH
OTR
1
745635
0
1000
ENTERPRISE PRODS PARTNERS L
COM
293792107
34181
1037995
SH
OTR
1
1033995
0
4000
ENTERPRISE PRODS PARTNERS L
COM
293792107
44648
1355840
SH
OTR
1350740
0
5100
EXXON MOBIL CORP
COM
30231G102
939
11046
SH
OTR
11046
0
0
EXXON MOBIL CORP
COM
30231G102
859
10106
SH
OTR
1
10106
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
1092
19125
SH
OTR
19125
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
54
952
SH
OTR
1
952
0
0
GOOGLE INC
CL A
38259P508
21662
39052
SH
OTR
38907
0
145
GOOGLE INC
CL A
38259P508
26627
48003
SH
OTR
1
45493
0
0
GOOGLE INC
CL C
38259P706
27519
50218
SH
OTR
49982
0
236
GOOGLE INC
CL C
38259P706
33430
61004
SH
OTR
1
58394
0
100
HEALTHSOUTH CORP
COM NEW
421924309
26079
587885
SH
OTR
584960
0
2925
HEALTHSOUTH CORP
COM NEW
421924309
24706
556950
SH
OTR
1
556950
0
0
JOHNSON & JOHNSON
COM
478160104
54093
537708
SH
OTR
1
537708
0
0
JOHNSON & JOHNSON
COM
478160104
46629
463504
SH
SOLE
461369
0
2135
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
41
10000
PRN
OTR
1
0
0
10000
KINDER MORGAN INC DEL
COM
49456B101
19430
461953
SH
OTR
1
461953
0
0
KINDER MORGAN INC DEL
COM
49456B101
2968
70570
SH
OTR
70570
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
44133
1511922
SH
OTR
1505872
0
6050
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
49534
1696941
SH
OTR
1
1696941
0
0
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
17484
416190
SH
OTR
414415
0
1775
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
20264
482356
SH
OTR
1
482356
0
0
LILLY ELI & CO
COM
532457108
1195
16451
SH
OTR
16451
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
54941
716216
SH
OTR
711941
0
4275
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
48588
633389
SH
OTR
1
631699
0
1690
MEAD JOHNSON NUTRITION CO
COM
582839106
207
2060
SH
SOLE
2060
0
0
MERCK & CO INC NEW
COM
58933Y105
45
783
SH
OTR
783
0
0
MERCK & CO INC NEW
COM
58933Y105
652
11338
SH
OTR
1
11338
0
0
NAVISTAR INTL CORP NEW
NOTE 4.500%10/1
63934EAQ1
37621
42360000
PRN
OTR
1
42360000
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
38629
2570138
SH
OTR
2559678
0
10460
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
43339
2883507
SH
OTR
1
2875980
0
7527
NEW SR INVT GROUP INC
COM
648691103
31689
1905514
SH
OTR
1898618
0
6896
NEW SR INVT GROUP INC
COM
648691103
37196
2236654
SH
OTR
1
2232455
0
4199
NOVAGOLD RES INC
COM NEW
66987E206
36
12100
SH
OTR
1
12100
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
28233
286314
SH
OTR
285149
0
1165
NOVARTIS A G
SPONSORED ADR
66987V109
39426
399816
SH
OTR
1
399816
0
0
NRG YIELD INC
COM CL A
62942X108
34412
678340
SH
OTR
675775
0
2565
NRG YIELD INC
COM CL A
62942X108
46719
920937
SH
OTR
1
920937
0
0
NVIDIA CORP
NOTE 1.000%12/0
67066GAC8
35363
30000000
PRN
OTR
1
30000000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
36065
494046
SH
OTR
492331
0
1715
OCCIDENTAL PETE CORP DEL
COM
674599105
40807
559010
SH
OTR
1
557815
0
1195
OWENS ILL INC
COM NEW
690768403
37356
1601872
SH
OTR
1595617
0
6255
OWENS ILL INC
COM NEW
690768403
44268
1898295
SH
OTR
1
1893715
0
4580
PHH CORP
COM NEW
693320202
33999
1406657
SH
OTR
1400987
0
5670
PHH CORP
COM NEW
693320202
35442
1466355
SH
OTR
1
1466355
0
0
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
41405
1459470
SH
OTR
1453360
0
6110
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
47940
1689815
SH
OTR
1
1689815
0
0
POPE RES DEL LTD PARTNERSHIP
DEPOSITRY RCPT
732857107
987
15560
SH
OTR
1
0
0
0
PROCTER & GAMBLE CO
COM
742718109
1653
20172
SH
OTR
19752
0
420
PROCTER & GAMBLE CO
COM
742718109
1521
18564
SH
OTR
1
18564
0
0
QUESTAR CORP
COM
748356102
16321
684036
SH
OTR
679421
0
4615
QUESTAR CORP
COM
748356102
33795
1416375
SH
OTR
1
1416185
0
190
ROPER INDS INC NEW
COM
776696106
344
2000
SH
OTR
1
2000
0
0
SANOFI
RIGHT 12/31/2020
80105N113
34
50000
SH
OTR
1
0
0
50000
STONEGATE MTG CORP
COM
86181Q300
8219
759570
SH
OTR
759570
0
0
STONEGATE MTG CORP
COM
86181Q300
9206
850764
SH
OTR
1
844324
0
6440
TELEFLEX INC
COM
879369106
55094
455960
SH
OTR
1
455960
0
0
TELEFLEX INC
COM
879369106
50502
417962
SH
OTR
416162
0
1800
TELEFLEX INC
NOTE 3.875% 8/0
879369AA4
35665
18150000
PRN
OTR
1
18150000
0
0
THOMPSON CREEK METALS CO INC
COM
884768102
20
15000
SH
OTR
1
0
0
15000
TRI POINTE HOMES INC
COM
87265H109
35656
2310825
SH
OTR
2300745
0
10080
TRI POINTE HOMES INC
COM
87265H109
42139
2730965
SH
OTR
1
2730965
0
0
TRIUMPH GROUP INC NEW
COM
896818101
28782
481945
SH
OTR
479660
0
2285
TRIUMPH GROUP INC NEW
COM
896818101
31049
519905
SH
OTR
1
519905
0
0
UNILEVER N V
N Y SHS NEW
904784709
28929
692751
SH
OTR
689776
0
2975
UNILEVER N V
N Y SHS NEW
904784709
32087
768358
SH
OTR
1
767358
0
1000
UNION PAC CORP
COM
907818108
650
6000
SH
OTR
6000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
86994
437993
SH
OTR
436349
0
1644
VALEANT PHARMACEUTICALS INTL
COM
91911K102
90345
454867
SH
OTR
1
452867
0
2000
VIACOM INC NEW
CL B
92553P201
43584
638127
SH
OTR
636037
0
2090
VIACOM INC NEW
CL B
92553P201
44715
654682
SH
OTR
1
654021
0
661
WELLS FARGO & CO NEW
COM
949746101
575
10555
SH
OTR
1
10555
0
0
XPO LOGISTICS INC
NOTE 4.500%10/0
983793AA8
7601
2720000
PRN
OTR
1
2720000
0
0