0001209191-21-017634.txt : 20210304 0001209191-21-017634.hdr.sgml : 20210304 20210304104036 ACCESSION NUMBER: 0001209191-21-017634 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210303 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kimble William F CENTRAL INDEX KEY: 0001640076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28000 FILM NUMBER: 21712891 MAIL ADDRESS: STREET 1: 600 GALLERIA PARKWAY, SUITE 100 CITY: ATLANTA STATE: GA ZIP: 30339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRGX GLOBAL, INC. CENTRAL INDEX KEY: 0001007330 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 582213805 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 GALLERIA PARKWAY STREET 2: STE 100 CITY: ATLANTA STATE: GA ZIP: 30339-5949 BUSINESS PHONE: 7707796610 MAIL ADDRESS: STREET 1: 600 GALLERIA PARKWAY STREET 2: STE 100 CITY: ATLANTA STATE: GA ZIP: 30339-5949 FORMER COMPANY: FORMER CONFORMED NAME: PRG-SCHULTZ INTERNATIONAL, INC. DATE OF NAME CHANGE: 20080327 FORMER COMPANY: FORMER CONFORMED NAME: PRG SCHULTZ INTERNATIONAL INC DATE OF NAME CHANGE: 20020125 FORMER COMPANY: FORMER CONFORMED NAME: PROFIT RECOVERY GROUP INTERNATIONAL INC DATE OF NAME CHANGE: 19960207 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-03 1 0001007330 PRGX GLOBAL, INC. PRGX 0001640076 Kimble William F 600 GALLERIA PARKWAY, SUITE 100 ATLANTA GA 30339 1 0 0 0 Common Stock, no par value 2021-03-03 4 D 0 31810 7.71 D 0 D Restricted Stock Units subject to deferral election 2021-03-03 4 D 0 30769 D Common Stock, no par value 30769 0 D Stock Option (right to buy) 3.91 2021-03-03 4 D 0 1424 3.80 D 2021-04-20 Common Stock, no par value 1424 0 D Stock Option (right to buy) 3.91 2021-03-03 4 D 0 8546 3.80 D 2022-04-20 Common Stock, no par value 8546 0 D Stock Option (right to buy) 4.50 2021-03-03 4 D 0 35000 3.21 D 2022-06-14 Common Stock, no par value 35000 0 D Stock Option (right to buy) 5.04 2021-03-03 4 D 0 35000 2.67 D 2023-06-26 Common Stock, no par value 35000 0 D Stock Option (right to buy) 6.35 2021-03-03 4 D 0 13636 1.36 D 2024-06-25 Common Stock, no par value 13636 0 D Deferred Compensation Plan Units 2021-03-03 4 D 0 10052 7.71 D Common Stock, no par value 10052 0 D Deferred Compensation Plan Units 2021-03-03 4 D 0 18547 7.71 D Common Stock, no par value 18547 0 D Disposed of pursuant to the Agreement and Plan of Merger dated as of December 24, 2020 (the "Merger Agreement"), by and among PRGX Global, Inc., a Georgia Corporation (the "Company"), Pluto Acquisitionco Inc., a Delaware corporation ("Parent"), and Pluto Merger Sub Inc., a Georgia corporation and wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), each Company RSU which is subject to a deferral election under the Plan was deemed contributed to the Plan and then cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the total number of shares of Company common stock subject to such Company RSU, less any required withholding taxes. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes. Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit. /s/ Victor A. Allums, as Attorney-in-Fact for William F. Kimble 2021-03-04