0000902664-23-005309.txt : 20231102
0000902664-23-005309.hdr.sgml : 20231102
20231102172904
ACCESSION NUMBER: 0000902664-23-005309
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231031
FILED AS OF DATE: 20231102
DATE AS OF CHANGE: 20231102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: UBBEN JEFFREY W
CENTRAL INDEX KEY: 0001159187
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10542
FILM NUMBER: 231373752
MAIL ADDRESS:
STREET 1: 1170 GORGAS AVENUE
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: INCLUSIVE CAPITAL PARTNERS, L.P.
CENTRAL INDEX KEY: 0001817187
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10542
FILM NUMBER: 231373753
BUSINESS ADDRESS:
STREET 1: 1170 GORGAS AVENUE
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: (415) 440-5801
MAIL ADDRESS:
STREET 1: 1170 GORGAS AVENUE
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIFI INC
CENTRAL INDEX KEY: 0000100726
STANDARD INDUSTRIAL CLASSIFICATION: TEXTILE MILL PRODUCTS [2200]
IRS NUMBER: 112165495
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0703
BUSINESS ADDRESS:
STREET 1: 7201 WEST FRIENDLY RD
STREET 2: P O BOX 19109
CITY: GREENSBORO
STATE: NC
ZIP: 27419-9109
BUSINESS PHONE: 9192944410
MAIL ADDRESS:
STREET 1: 7201 W FRIENDLY RD
STREET 2: PO BOX 19109
CITY: GREENSBORO
STATE: NC
ZIP: 24719-9109
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOMATED ENVIRONMENTAL SYSTEMS INC
DATE OF NAME CHANGE: 19720906
4
1
ownership.xml
X0508
4
2023-10-31
0
0000100726
UNIFI INC
UFI
0001817187
INCLUSIVE CAPITAL PARTNERS, L.P.
1170 GORGAS AVENUE
SAN FRANCISCO
CA
94129
0
0
1
1
See Remarks
0001159187
UBBEN JEFFREY W
1170 GORGAS AVENUE
SAN FRANCISCO
CA
94129
0
0
1
0
0
Common Stock
2023-10-31
4
A
0
7452
0
A
29066
I
See footnotes
Common Stock
1920887
I
See footnotes
Represents a grant of common stock to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), a Founder and Managing Partner at In-Cap (as defined below), by the Issuer on October 31, 2023, for her services as a director of the Issuer pursuant to the Issuer's director compensation policy. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of In-Cap Spring Master Fund , L.P. ("In-Cap Spring Master Fund") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well.
Includes a grant of 11,635 shares of common stock reported by Ms. Zlotnicka on her Form 4 filed on November 4, 2022.
The securities reported herein are held by In-Cap Spring Master Fund to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.
The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
In-Cap may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, by virtue of the fact that Ms. Zlotnicka currently serves on the board of directors of the Issuer.
Inclusive Capital Partners, L.P. /s/ Philippe B. Pradel, Chief Compliance Officer
2023-11-02
/s/ Jeffrey W. Ubben
2023-11-02