Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | ALPS Distributors, Inc. |
b. Street 1 | 1290 Broadway, Suite 1000 |
Street 2 | |
c. City | Denver |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80203 |
g. Telephone number (including country code if foreign) | 303-623-2577 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | WesBanco Investment Department,
a division of WesBanco Bank, Inc. |
b. Street 1 | One Bank Plaza |
Street 2 | |
c. City | Wheeling |
d. State, if applicable |
WEST VIRGINIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 26003 |
g. Telephone number (including country code if foreign) | 304-234-9000 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | ALPS Fund Services, Inc |
b. Street 1 | 1290 Broadway, Suite 1000 |
Street 2 | |
c. City | Denver |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80203 |
g. Telephone number (including country code if foreign) | 800-864-1013 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | WesBanco Bank, Inc. |
b. Street 1 | One Bank Plaza |
Street 2 | |
c. City | Wheeling |
d. State, if applicable |
WEST VIRGINIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 26003 |
g. Telephone number (including country code if foreign) | 304-234-9000 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by
Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder |
Director Record:
1 |
a. Full Name | J. Christopher Gardill |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | Jordan A. Miller, Jr. |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | Lawrence Bandi |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | Mark Gleason |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
5 |
a. Full Name | Robert Kirkbride |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
6 |
a. Full Name | Gary Madich |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |